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As Of | Filer | Doc Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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6/9/98 Premium Holding Inc. SC 13D 5:80K Ads Media Group Inc. Bowne of Century City/FA
Dennis J. Hawk³
Mitchell J. Stein³
Premium Holding Inc.³
The Beverly Century Trust³
World Trust Investments³
1: SC 13D Statement of Acquisition of Beneficial Ownership by an "Active"
Investor -- 17± pages: 27K SC 13D | 5th Page of 17 | Premium Holding Inc. - SC 13D - re: Ads Media Group Inc. | Just 5th (New) | CUSIP No. 636327108 -------------------------------------------------------------------------------- (1) NAME OF REPORTING PERSON: Mitchell J. Stein S.S. OR I.R.S. | SC 13D | 7th Page of 17 | Premium Holding Inc. - SC 13D - re: Ads Media Group Inc. | Just 7th (New) | Nevada Corporation ("Premium"), World Trust Investments, a Nevada corporation ("World"), The Beverly Century Trust, a trust formed under the laws of the State of California (the "Trust") and the following natural persons: Mitchell J. Stein and Dennis J. Hawk (collectively, the "Reporting Persons"). The name, address, | SC 13D | 12th Page of 17 | Premium Holding Inc. - SC 13D - re: Ads Media Group Inc. | Just 12th (New) | ---- ----------------------------------------- Mitchell J. Stein (1) President and Director | ---- ----------------------------------------- Mitchell J. Stein (1) President, Chief Financial Officer and Director | SC 13D | 13th Page of 17 | Premium Holding Inc. - SC 13D - re: Ads Media Group Inc. | Just 13th (New) | PREMIUM HOLDINGS, INC. By: /s/ Mitchell J. Stein ------------------------------- Name: Mitchell J. Stein Title: President | SC 13D | 14th Page of 17 | Premium Holding Inc. - SC 13D - re: Ads Media Group Inc. | Just 14th (New) | WORLD TRUST INVESTMENTS By: /s/ Mitchell J. Stein ------------------------------- Name: Mitchell J. Stein Title: President | SC 13D | 16th Page of 17 | Premium Holding Inc. - SC 13D - re: Ads Media Group Inc. | Just 16th (New) | Date: June 8, 1998 By: /s/ Mitchell J. Stein ------------------------------- Mitchell J. Stein |
2: EX-1 Underwriting Agreement or Conflict Minerals Report -- 1 page: 2K EX-1 | 1st Page of 1 | Premium Holding Inc. - SC 13D - re: Ads Media Group Inc. | Just 1st (New) | Agreement among Premium Holdings, Inc., World Trust Investments, The Beverly Century Trust, Mitchell J. Stein and Dennis J. Hawk, whereby in accordance with Rule 13d-1(f) under the Securities Exchange Act of 1934, as | PREMIUM HOLDINGS, INC. By:/s/ Mitchell J. Stein ------------------------------- Name: Mitchell J. Stein Title: President | WORLD TRUST INVESTMENTS By:/s/ Mitchell J. Stein ------------------------------- Name: Mitchell J. Stein Title: President | Title: Trustee /s/ Mitchell J. Stein ------------------------------- Mitchell J. Stein |
3: EX-2 Plan of Acquisition, Reorganization, Arrangement, Liquidation or
Succession -- 6± pages: 18K EX-2 | 5th Page of 6 | Premium Holding Inc. - SC 13D - re: Ads Media Group Inc. | Just 5th (New) | c/o 9000 Sunset Boulevard, Suite 500 Los Angeles, California 90069 ATTN: MITCHELL J. STEIN | EX-2 | 6th Page of 6 | Premium Holding Inc. - SC 13D - re: Ads Media Group Inc. | Just 6th (New) | BUYER: PREMIUM HOLDINGS, INC. By: /s/ MITCHELL J. STEIN ____________________________________ Mitchell J. Stein Its: President |
4: EX-3 Articles of Incorporation/Organization or Bylaws -- 6± pages: 17K EX-3 | 1st Page of 6 | Premium Holding Inc. - SC 13D - re: Ads Media Group Inc. | Just 1st (New) | THIS STOCK PURCHASE AGREEMENT ("Agreement") is entered into as of the 17th day of April, 1998, by and between MITCHELL J. STEIN, an individual ("Buyer") and NATIONAL HEALTH AND SAFETY CORPORATION, a Utah corporation | EX-3 | 5th Page of 6 | Premium Holding Inc. - SC 13D - re: Ads Media Group Inc. | Just 5th (New) | ATTENTION: DENNIS BOWERS If to Buyer: Mitchell J. Stein c/o STEIN, PERLMAN & HAWK | EX-3 | 6th Page of 6 | Premium Holding Inc. - SC 13D - re: Ads Media Group Inc. | Just 6th (New) | Its: President BUYER: MITCHELL J. STEIN By: /s/ MITCHELL J. STEIN ____________________________________ Mitchell J. Stein |
5: EX-4 Instrument Defining the Rights of Security Holders --
6± pages: 17K
4/2/98 Healthmed Inc. SC 13D/A 4:89K Avanir Pharmaceuticals, Inc. Toppan Merrill-FA
Edward L. Hennessy Jr.³
George P. Rutland³
Healthmed Inc.³
Mitchell J. Stein³
National Trust Properties Inc.³
The Trammel Trust³
Wallace O. Raubenheimer³
1: SC 13D/A Amendment to Statement of Acquisition of Beneficial Ownership by
an "Active" Investor -- 23± pages: 46K SC 13D/A | 3rd Page of 23 | Healthmed Inc. - SC 13D/A - re: Avanir Pharmaceuticals, Inc. | Just 3rd (New) | CUSIP No. 531707107 ------------------------------------------------------------------------------ (1) NAME OF REPORTING PERSON: Mitchell J. Stein S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON: | SC 13D/A | 9th Page of 23 | Healthmed Inc. - SC 13D/A - re: Avanir Pharmaceuticals, Inc. | Just 9th (New) | Corporation, National Trust Properties, Inc., an Arizona corporation ("National"), The Trammel Trust, a trust formed under the laws of the state of California (the "Trust") and the following natural persons: Mitchell J. Stein, Edward L. Hennessy, Jr., Wallace O. Raubenheimer and George P. Rutland | SC 13D/A | 16th Page of 23 | Healthmed Inc. - SC 13D/A - re: Avanir Pharmaceuticals, Inc. | Just 16th (New) | Name Present Principal Occupation and Employer ----- ----------------------------------------- Mitchell J. Stein (1) President, Chief Executive Officer, Chief Financial Officer, Secretary and Director | ----- ----------------------------------------- Mitchell J. Stein (1) President, Secretary and Director | SC 13D/A | 17th Page of 23 | Healthmed Inc. - SC 13D/A - re: Avanir Pharmaceuticals, Inc. | Just 17th (New) | HEALTHMED, INC. By: /s/ Mitchell J. Stein --------------------------------- Name: Mitchell J. Stein Title: President | SC 13D/A | 18th Page of 23 | Healthmed Inc. - SC 13D/A - re: Avanir Pharmaceuticals, Inc. | Just 18th (New) | NATIONAL TRUST PROPERTIES, INC. By: /s/ Mitchell J. Stein --------------------------------- Name: Mitchell J. Stein Title: President | SC 13D/A | 20th Page of 23 | Healthmed Inc. - SC 13D/A - re: Avanir Pharmaceuticals, Inc. | Just 20th (New) | Date: March 31, 1998 /s/ Mitchell J. Stein ---------------------------------------- Mitchell J. Stein |
2: EX-10 Material Contract -- 2± pages: 2K EX-10 | 1st Page of 2± | Healthmed Inc. - SC 13D/A - re: Avanir Pharmaceuticals, Inc. | Just 1st (New) | Agreement among HealthMed, Inc., National Trust Properties, Inc., Mitchell J. Stein, The Trammel Trust, Edward L. Hennessy, Jr., Wallace O. Raubenheimer and George P. Rutland, whereby in accordance with Rule 13d-1(f) | HEALTHMED, INC. By: /s/ Mitchell J. Stein ----------------------------------------- Name: Mitchell J. Stein Title: President | NATIONAL TRUST PROPERTIES, INC. By: /s/ Mitchell J. Stein ----------------------------------------- Name: Mitchell J. Stein Title: President | Title: Trustee /s/ Mitchell J. Stein ----------------------------------------- Mitchell J. Stein |
3: EX-11 Statement re: the Computation of Earnings Per Share --
23± pages: 36K EX-11 | 1st Page of 23 | Healthmed Inc. - SC 13D/A - re: Avanir Pharmaceuticals, Inc. | Just 1st (New) | 1998 (this "Settlement Agreement") is entered into by and among LIDAK Pharmaceuticals ("LIDAK"), a California corporation, on the one hand, and HealthMed, Inc., a Nevada Corporation ("HealthMed"), Mitchell J. Stein ("Stein"), George P. Rutland ("Rutland"), Edward L. Hennessy, Jr. | EX-11 | 23rd Page of 23 | Healthmed Inc. - SC 13D/A - re: Avanir Pharmaceuticals, Inc. | Just 23rd (New) | Mitchell J. Stein |
4: EX-12 Statement re: the Computation of Ratios -- 2± pages: 4K EX-12 | 1st Page of 2 | Healthmed Inc. - SC 13D/A - re: Avanir Pharmaceuticals, Inc. | Just 1st (New) | support of an alternative slate of directors for LIDAK. Parties to the agreement include LIDAK, HealthMed, Inc. and Wallace O Raubenheimer on behalf of the Shareholders Committee, as well as Mitchell J. Stein, George P. Rutland and Edward L. Hennessy, Jr. |
3/16/98 Healthmed Inc. SC 13D/A 2:39K Avanir Pharmaceuticals, Inc. Toppan Merrill-FA
David H. Katz³
George P. Rutland³
Healthmed Inc.³
Mitchell J. Stein³
Wallace O. Raubenheimer³
1: SC 13D/A Amendment to Statement of Acquisition of Beneficial Ownership by
an "Active" Investor -- 19± pages: 36K SC 13D/A | 3rd Page of 19 | Healthmed Inc. - SC 13D/A - re: Avanir Pharmaceuticals, Inc. | Just 3rd (New) | CUSIP No. 531707107 ------------------------------------------------------------------------------ (1) NAME OF REPORTING PERSON: Mitchell J. Stein S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON: | SC 13D/A | 7th Page of 19 | Healthmed Inc. - SC 13D/A - re: Avanir Pharmaceuticals, Inc. | Just 7th (New) | (a) This Schedule 13D is being filed by HealthMed, Inc., a Nevada Corporation and the following natural persons: Mitchell J. Stein, David H. Katz, M.D., Wallace O. Raubenheimer and George P. Rutland (collectively, the | SC 13D/A | 14th Page of 19 | Healthmed Inc. - SC 13D/A - re: Avanir Pharmaceuticals, Inc. | Just 14th (New) | Name Present Principal Occupation and Employer ----- ----------------------------------------- Mitchell J. Stein (1) President, Chief Executive Officer, Chief Financial Officer, Secretary and Director | ----- ----------------------------------------- Mitchell J. Stein (1) President, Secretary and Director | SC 13D/A | 15th Page of 19 | Healthmed Inc. - SC 13D/A - re: Avanir Pharmaceuticals, Inc. | Just 15th (New) | HEALTHMED, INC. By: /s/ Mitchell J. Stein --------------------------------- Name: Mitchell J. Stein Title: President | SC 13D/A | 16th Page of 19 | Healthmed Inc. - SC 13D/A - re: Avanir Pharmaceuticals, Inc. | Just 16th (New) | Date: March 16, 1998 /s/ Mitchell J. Stein ---------------------------------------- Mitchell J. Stein |
2: EX-9 Voting Trust Agreement -- 1 page: 2K EX-9 | 1st Page of 1 | Healthmed Inc. - SC 13D/A - re: Avanir Pharmaceuticals, Inc. | Just 1st (New) | JOINT FILING AGREEMENT Agreement among HealthMed, Inc., Mitchell J. Stein, David H. Katz, M.D., Wallace O. Raubenheimer and George P. Rutland, whereby in accordance | HEALTHMED, INC. By: /s/ Mitchell J. Stein ----------------------------------------- Name: Mitchell J. Stein Title: President /s/ Mitchell J. Stein ----------------------------------------- Mitchell J. Stein |
____________ | ¹ | Filing/Form and Document/Exhibit Types: | | SC 13D | Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D. | | EX-1 | Underwriting Agreement or Conflict Minerals Report (or mislabeled “1st Exhibit”). | | EX-2 | Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession. | | EX-3 | Articles of Incorporation/Organization or Bylaws. | | EX-4 | Instrument Defining the Rights of Security Holders. | | EX-9 | Voting Trust Agreement. | | EX-10 | Material Contract. | | EX-11 | Statement re: the Computation of Earnings Per Share. | | EX-12 | Statement re: the Computation of Ratios. | | /A | Amendment to, or Amended version of, a previous Filing of this Type. | ³ | Group Member: A Registrant or non-Registrant party to this Filing made by a Group. |
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