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As Of | Filer | Doc Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | |
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9/28/95 Kirschbaum Joel SC 13D/A 4:80K Bally Technologies, Inc. Donnelley … Solutions/FA
Craig Fields³
David Robbins³
Kirschbaum Joel³
1: SC 13D/A Amendment to Statement of Acquisition of Beneficial Ownership by
an "Active" Investor -- 8± pages: 14K SC 13D/A | 1st Page of 8 | Kirschbaum Joel - SC 13D/A - re: Bally Technologies, Inc. | Just 1st (New) | (CUSIP Number) Craig Fields Joel Kirschbaum | SC 13D/A | 2nd Page of 8 | Kirschbaum Joel - SC 13D/A - re: Bally Technologies, Inc. | Just 2nd (New) | S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Craig Fields -------------------------------------------------------------------------------- | SC 13D/A | 5th Page of 8 | Kirschbaum Joel - SC 13D/A - re: Bally Technologies, Inc. | Just 5th (New) | INTRODUCTION This Statement filed by Dr. Craig Fields, Mr. Joel Kirschbaum and Mr. David Robbins amends and restates the Schedule 13D, dated June 23, 1994, filed | Kirkland-Ft. Worth Investment Partners, L.P., a Delaware limited partnership, and Gaming Systems Advisors, L.P., a Delaware limited partnership, as amended by Amendment No. 1 filed by such persons and Dr. Craig Fields, Mr. Jay R. Gottlieb and Mr. Robbins, with respect to the common stock, par value $.10 per share (the | ITEM 2. IDENTITY AND BACKGROUND. (a)-(c) This Amendment is being filed by Messrs. Fields, Kirschbaum and Robbins in respect of the transactions describd herein. The business address of Messrs. Fields and Kirschbaum is as previously reported. The business address of Mr. Robbins is c/o O'Sullivan Graev & | Item 4 is amended by adding the following text to the end thereof: Pursuant to Dr. Fields' existing agreement with the Company, options for an additional 62,500 shares (in addition to the 62,500 shares for which Dr. Fields has exercisable options) will become exercisable within the next 60 days. | SC 13D/A | 6th Page of 8 | Kirschbaum Joel - SC 13D/A - re: Bally Technologies, Inc. | Just 6th (New) | ITEM 5. INTEREST IN SECURITIES OF THE ISSUER. Item 5, as it relates to Messrs. Fields, Kirschbaum and Robbins is amended as follows: | Common Stock issuable upon conversion of shares of special stock held by KFW, constituting approximately 10.9% of the shares of Common Stock deemed outstanding. Dr. Fields may be deemed to own beneficially 125,000 shares of Common Stock issuable upon exercise of presently exercisable options, | SC 13D/A | 7th Page of 8 | Kirschbaum Joel - SC 13D/A - re: Bally Technologies, Inc. | Just 7th (New) | Craig Fields |
2: EX-99.1 Form of Joint Filing Agreement -- 1 page: 661B EX-99.1 | 1st Page of 1 | Kirschbaum Joel - SC 13D/A - re: Bally Technologies, Inc. | Just 1st (New) | Craig Fields |
3: EX-99.2 Ltr Agree. Btwn Co. & Each of Kirschbaum & Robbins -- 3± pages: 4K
4: EX-99.3 Purch. Agree.: Co. & Each of Kirschbaum & Robbins --
22± pages: 60K
____________ | ¹ | Filing/Form and Document/Exhibit Types: -K | | SC 13D | Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D. | | EX-99 | Miscellaneous Exhibit. | | /A | Amendment to, or Amended version of, a previous Filing of this Type. | ³ | Group Member: A Registrant or non-Registrant party to this Filing made by a Group. |
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