| | | | | | | | | | | | | | | | | | | | | |
EDGAR Submission |
Header Data: |
| Submission Type: SCHEDULE 13D |
| Filer Info: |
| | Filer: |
| | | Filer Credentials: |
| CIK: 2021677 |
| CCC: XXXXXXXX |
| | Live-Test Flag: LIVE |
Form Data: |
| Cover Page Header: |
| | Securities Class Title: Common Stock |
| | Date of Event: 5/1/24 |
| | Previously Filed Flag? No |
| | Issuer Info: |
| | | Issuer CIK: 1855485 |
| | | Issuer CUSIP: 320703-10-1 |
| | | Issuer Name: Calidi Biotherapeutics, Inc. |
| | | Address: |
| Street 1: 4475 EXECUTIVE DRIVE |
| Street 2: SUITE 200 |
| City: SAN DIEGO |
| State or Country: CA |
| ZIP Code: 92121 |
| | Authorized Persons: |
| | | Notification Info: |
| Person Name: Judd Kessler |
| Person Phone Num.: 858-367-9545 |
| Person Address: |
| Street 1: PO Box L |
| City: Rancho Santa Fe |
| State or Country: CA |
| ZIP Code: 92067 |
| Reporting Persons: |
| | Reporting Person Info: |
| | | Reporting Person CIK: 2021677 |
| | | Reporting Person No CIK? No |
| | | Reporting Person Name: Kessler Judd S |
| | | Fund Type: PF |
| | | Legal Proceedings? No |
| | | Citizenship or Organization: CA |
| | | Sole Voting Power: 3,729,842.00 |
| | | Shared Voting Power: 0.00 |
| | | Sole Dispositive Power: 3,729,842.00 |
| | | Shared Dispositive Power: 0.00 |
| | | Aggregate Amount Owned: 3,729,842.00 |
| | | Is Aggregate Exclude Shares? No |
| | | Percent of Class: 5.0 |
| | | Type of Reporting Person: IN |
| Items 1 to 7: |
| | Item 1: |
| | | Security Title: Common Stock |
| | | Issuer Name: Calidi Biotherapeutics, Inc. |
| | | Issuer Principal Address: |
| Street 1: 4475 EXECUTIVE DRIVE |
| Street 2: SUITE 200 |
| City: SAN DIEGO |
| State or Country: CA |
| ZIP Code: 92121 |
| | Item 2: |
| | | Filing Person Name: Judd Kessler |
| | | Principal Business Address: PO Box L Rancho Santa Fe, CA 92067 |
| | | Principal Job: Investor |
| | | Has Been Convicted? No |
| | | Conviction Description? No |
| | | Citizenship: USA |
| | Item 3: |
| | | Funds Source: Personal savings |
| | Item 4: |
| | | Transaction Purpose: Invest in curing cancer |
| | Item 5: |
| | | Percentage of Class Securities: I believe my 3,729,842 shares represent over 5% of the shares in CLDI |
| | | Number of Shares: 3,729,842.00 |
| | | Transaction Desc: I've purchased 3546692 shares in the past 60 days |
| | | List of Shareholders: None |
| | | Date 5 Percent Ownership: None |
| | Item 6: |
| | | Contract Description: None |
| | Item 7: |
| | | Filed Exhibits: None |
| Signature Info: |
| | Signature Person: |
| | | Signature Reporting Person: Kessler Judd S |
| | | Signature Details: |
| Signature: Judd Kessler |
| Title: Individual Investor |
| Date: 5/1/24 |