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Kessler Judd S – ‘SCH 13D’ on 5/1/24 re: Calidi Biotherapeutics, Inc.

On:  Wednesday, 5/1/24, at 12:57pm ET   ·   Accession #:  2021677-24-1   ·   File #:  5-92875

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer

 5/01/24  Kessler Judd S                    SCH 13D                1:6K   Calidi Biotherapeutics, Inc.

Statement of Acquisition of Beneficial Ownership by an “Active” Investor   —   Schedule 13D   —   WA’68

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SCH 13D     Statement of Acquisition of Beneficial Ownership    HTML      6K 
                by an "Active" Investor -- primary_doc.xml                       




        

This ‘SCH 13D’ Document is an XML Data File that may be rendered in various formats:

  Form SCH 13D    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
SEC Info rendering:  Statement of Acquisition of Beneficial Ownership by an "Active" Investor
 

The SEC has not released XSLT Stylesheets needed to render this File’s XML Data as a Form.

This is our “Plain Text” rendering:
 
                                                                                                                                                                                
EDGAR Submission
 
Header Data:
Submission Type:  SCHEDULE 13D
Filer Info:
Filer:
Filer Credentials:
CIK:  2021677
CCC:  XXXXXXXX
Live-Test Flag:  LIVE
Form Data:
Cover Page Header:
Securities Class Title:  Common Stock
Date of Event:  5/1/24
Previously Filed Flag?  No
Issuer Info:
Issuer CIK:  1855485
Issuer CUSIP:  320703-10-1
Issuer Name:  Calidi Biotherapeutics, Inc.
Address:
Street 1:  4475 EXECUTIVE DRIVE
Street 2:  SUITE 200
City:  SAN DIEGO
State or Country:  CA
ZIP Code:  92121
Authorized Persons:
Notification Info:
Person Name:  Judd Kessler
Person Phone Num.:  858-367-9545
Person Address:
Street 1:  PO Box L
City:  Rancho Santa Fe
State or Country:  CA
ZIP Code:  92067
Reporting Persons:
Reporting Person Info:
Reporting Person CIK:  2021677
Reporting Person No CIK?  No
Reporting Person Name:  Kessler Judd S
Fund Type:  PF
Legal Proceedings?  No
Citizenship or Organization:  CA
Sole Voting Power:  3,729,842.00
Shared Voting Power:  0.00
Sole Dispositive Power:  3,729,842.00
Shared Dispositive Power:  0.00
Aggregate Amount Owned:  3,729,842.00
Is Aggregate Exclude Shares?  No
Percent of Class:  5.0
Type of Reporting Person:  IN
Items 1 to 7:
Item 1:
Security Title:  Common Stock
Issuer Name:  Calidi Biotherapeutics, Inc.
Issuer Principal Address:
Street 1:  4475 EXECUTIVE DRIVE
Street 2:  SUITE 200
City:  SAN DIEGO
State or Country:  CA
ZIP Code:  92121
Item 2:
Filing Person Name:  Judd Kessler
Principal Business Address:  PO Box L Rancho Santa Fe, CA 92067
Principal Job:  Investor
Has Been Convicted?  No
Conviction Description?  No
Citizenship:  USA
Item 3:
Funds Source:  Personal savings
Item 4:
Transaction Purpose:  Invest in curing cancer
Item 5:
Percentage of Class Securities:  I believe my 3,729,842 shares represent over 5% of the shares in CLDI
Number of Shares:  3,729,842.00
Transaction Desc:  I've purchased 3546692 shares in the past 60 days
List of Shareholders:  None
Date 5 Percent Ownership:  None
Item 6:
Contract Description:  None
Item 7:
Filed Exhibits:  None
Signature Info:
Signature Person:
Signature Reporting Person:  Kessler Judd S
Signature Details:
Signature:  Judd Kessler
Title:  Individual Investor
Date:  5/1/24


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Filing Submission 0002021677-24-000001   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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