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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 4/24/24 Pomona Investment Fund N-CSR/A 3/31/23 3:60K FilePoint/FA |
Document/Exhibit Description Pages Size
1: N-CSR/A Amendment to Annual Certified Shareholder Report HTML 29K
by an Investment Company
3: EX-99.906 CERT Certification -- §906 - SOA'02 HTML 9K
2: EX-99.CERT Certification -- §302 - SOA'02 HTML 23K
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-CSR
CERTIFIED SHAREHOLDER REPORT OF REGISTERED MANAGEMENT
INVESTMENT COMPANIES
Investment Company Act file number 811-22990
Pomona Investment Fund
(Exact name of registrant as specified in charter)
780 Third Avenue, 46th Floor
(Address of principal executive offices) (Zip code)
Michael D. Granoff
Pomona Management LLC
780 Third Avenue, 46th Floor
(Name and address of agent for service)
registrant's telephone number, including area code: (212) 593-3639
Date of fiscal year end: March 31
Date of reporting period: March 31, 2023
The Registrant is filing this amendment (the “Amendment”) to its Certified Shareholder Report on Form N-CSR filed with the Securities and Exchange Commission on June 8, 2023 (the “Report”), to revise the disclosure in Item 11(b).
Except as otherwise noted above, the Report was accurate, timely distributed to shareholders, as applicable, and contained all information required to be included in such reports by the Registrant’s registration statement form under the Investment Company Act of 1940, as amended, pursuant to Rule 30e-1(a) thereunder.
ITEM 11. CONTROLS AND PROCEDURES.
(b) There were no changes in the registrant's internal control over financial reporting (as defined in Rule 30a-3(d) under the 1940 Act (17 CFR 270.30a-3(d)) that occurred during the period covered by this report that has materially affected, or is reasonably likely to materially affect, the registrant's internal control over financial reporting.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| (registrant) | Pomona Investment Fund | |
| By (Signature and Title)* | /s/ Michael Granoff | |
| Michael Granoff, President & Principal Executive Officer | ||
| (Principal Executive Officer) | ||
| Date | April 24, 2024 |
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.
| By (Signature and Title)* | /s/ Michael Granoff | |
| Michael Granoff, President & Principal Executive Officer | ||
| (Principal Executive Officer) | ||
| Date | April 24, 2024 | |
| By (Signature and Title)* | /s/ Frances Janis | |
| Frances Janis, Treasurer and Principal Financial Officer | ||
| (Principal Financial Officer) | ||
| Date | April 24, 2024 |
| * | Print the name and title of each signing officer under his or her signature. |
| This ‘N-CSR/A’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on / Effective on: | 4/24/24 | |||
| 6/8/23 | N-CSR | |||
| For Period end: | 3/31/23 | N-CEN, N-CSR, NPORT-P | ||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 6/08/23 Pomona Investment Fund N-CSR 3/31/23 4:1.5M FilePoint/FA |