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Omega Orthodontics Inc – ‘8-A12G’ on 9/8/97

As of:  Monday, 9/8/97   ·   Accession #:  1029869-97-1072   ·   File #:  0-23055

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 9/08/97  Omega Orthodontics Inc            8-A12G                 1:4K                                     Merrill/Daniels/FA

Registration of a Class of Securities   —   Form 8-A
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-A12G      Omega Orthodontics, Inc. Form 8-A12G                   3     10K 


Document Table of Contents

Page (sequential) | (alphabetic) Top
 
11st Page   -   Filing Submission
2Item 1. Description of Registrant's Securities to Be Registered
"Item 2. Exhibits
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SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ------------------------------------------------- FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 ------------------------------------------------ OMEGA ORTHODONTICS, INC. (Exact name of registrant as specified in its charter) DELAWARE 95-4596853 (State of Incorporation or organization) (I.R.S. Employer Identification Number) ------------------------------------------------ 3621 SILVER SPUR LANE, ACTON, CALIFORNIA 93510 (Address of principal executive offices) (Zip Code) ------------------------------------------------ Securities to be registered pursuant to Section 12(b) of the Act: None If this Form relates to the registration of a class of debt securities and is effective upon filing pursuant to General Instruction A.(c)(1), please check the following box. [ ] If this Form relates to the registration of a class of debt securities and is to become effective simultaneously with the effectiveness of a concurrent registration statement under the Securities Act of 1933 pursuant to General Instruction Act A.(c)(2), please check the following box. [ ] Securities to be registered pursuant to Section 12(g) of the Act: Common Stock, $.01 par value (Title of class) Redeemable Common Stock Purchase Warrants (Title of class)
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ITEM 1. DESCRIPTION OF REGISTRANT'S SECURITIES TO BE REGISTERED. The description of the securities of Registrant to be registered hereunder is set forth under the heading "Description of Securities" in Registrant's Registration Statement on Form SB-2, as amended (Registration No. 333-27179) (the "Registration Statement"), filed by Registrant with the Securities and Exchange Commission, which description is incorporated herein by reference. ITEM 2. EXHIBITS 1. Registrant's Prospectus is contained within the Registration Statement and is incorporated herein by reference. 2. Certificate of Incorporation, as amended, of Registrant is set forth in Exhibits 3.1 and 3.2 to the Registration Statement and is incorporated herein by reference. 3. By-Laws, as amended, of Registrant are set forth as Exhibit 3.3 to the Registration Statement and are incorporated herein by reference. 4. Specimen Common Stock Certificate of Registrant is set forth as Exhibit 4.1 to the Registration Statement and is incorporated herein by reference. 5. Specimen Warrant Certificate of Registrant is included in Form of Warrant Agreement between Registrant and Continental Stock Transfer & Trust Company, as Warrant Agent, which is set forth as Exhibit 4.4 to the Registration Statement and is incorporated herein by reference.
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SIGNATURE Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereto duly authorized. OMEGA ORTHODONTICS, INC. (Registrant) Date: September 8, 1997 By: /s/ Robert J. Schulhof ---------------------------- Robert J. Schulhof, President and Chief Executive Officer

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Filing Submission 0001029869-97-001072   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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