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Sunamerica Senior Floating Rate Fund Inc – ‘POS462B’ on 3/29/99

As of:  Monday, 3/29/99   ·   Effective:  3/29/99   ·   Accession #:  1029869-99-364   ·   File #:  333-49273

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 3/29/99  Sunamerica Sr Floating Rate … Inc POS462B     3/29/99    3:9K                                     Merrill/Daniels/FA

Post-Effective Amendment   —   Rule 462(b)
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: POS462B     North American Senior Floating Rate Fund, Inc.         3     16K 
 2: EX-99.2L    Opinion of Counsel                                     1      7K 
 3: EX-99.2N    Consents of Experts and Counsel                        1      5K 


POS462B   —   North American Senior Floating Rate Fund, Inc.

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As filed with the Securities and Exchange Commission on March 29, 1999 1933 ACT FILE NO. ________ 1940 ACT FILE NO. 811-8727 ================================================================================ SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ---------- FORM N-2 (Check appropriate box or boxes) REGISTRATION STATEMENT Under THE SECURITIES ACT OF 1933 [X] PRE-EFFECTIVE AMENDMENT NO. [ ] POST-EFFECTIVE AMENDMENT NO. [ ] AND/OR REGISTRATION STATEMENT Under THE INVESTMENT COMPANY ACT OF 1940 [ ] AMENDMENT NO. 4 [X] North American Senior Floating Rate Fund, Inc. ---------- (Exact name of registrant as specified in Charter) 125 High Street Boston, Massachusetts 02110 ---------- (Address of Principal Executive Officers) Registrant's telephone number, including area code (617) 946-0600 ---------- Bradford K. Gallagher President North American Senior Floating Rate Fund, Inc. 125 High Street Boston, Massachusetts 02110 ---------- (Name and Address of agent for service) Approximate date of proposed public offering: As soon as practicable after the effective date of this Registration Statement. Copies to: Ruth S. Epstein, Esquire Covington & Burling 1201 Pennsylvania Avenue, N.W. P.O. Box 7566 Washington, D.C. 20044-7566. If any of the securities being registered on this Form will be offered on a delayed or continuous basis in reliance on Rule 415 under the Securities Act of 1933, other than securities offered in connection with a dividend reinvestment plan, check the following box. [X] [ ] This post-effective amendment designates a new effective date for a previously filed registration statement. [X] This Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act and the Securities Act registration statement number of the earlier effective registration statement for the same offering is 333-49273. CALCULATION OF REGISTRATION FEE UNDER THE SECURITIES ACT OF 1933 [Enlarge/Download Table] ----------------------------------------------------------------------------------------------------------- Amount Maximum Maximum Amount of Being Offering Price Aggregate Registration Title of Securities Being Registered Registered Per Unit Offering Price(1) Fee Class C Common Stock 800,000 $10.00 $8,000,000 $2,224 Total 800,000 $10.00 $8,000,000 $2,224 (1) Estimated solely for the purpose of calculating the registration fee pursuant to Rule 457 under the Securities Act of 1933 based on net asset value as of March 25, 1999. THIS REGISTRATION STATEMENT SHALL BECOME EFFECTIVE UPON FILING WITH THE COMMISSION IN ACCORDANCE WITH RULE 462(B) UNDER THE SECURITIES ACT OF 1933. ================================================================================
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EXPLANATORY NOTE This Registration Statement is being filed pursuant to Rule 462(b) under the Securities Act of 1933 and General Instruction J of Form N-2, as promulgated under the Securities Act of 1933 and the Investment Company Act of 1940. The contents of the Registration Statement on Form N-2 (File No. 333-49273; 811-8727) filed by North American Senior Floating Rate Fund, Inc. with the Securities and Exchange Commission (including the Statement of Assets and Liabilities as of August 4, 1998 and report of independent auditors dated August 5, 1998), which was declared effective by the Commmission on August 6, 1998, are incorporated herein by reference.
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-------------------------------------------------------------------------------- SIGNATURES -------------------------------------------------------------------------------- Pursuant to the requirements of the Securities Act of 1933 and the Investment Company Act of 1940, the Registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Boston and Commonwealth of Massachusetts on the 25th day of March, 1999. North American Senior Floating Rate Fund, Inc. By: /s/ Bradford K. Gallagher* Bradford K. Gallagher President Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed below by the following persons in the capacities and on the dates indicated. [Download Table] SIGNATURE TITLE DATE --------------------------- ------------------------- ------------------ /s/ Bradford K. Gallagher* Director; ------------------------- Chief Executive Officer March 25, 1999 Bradford K. Gallagher /s/ William F. Devin* ------------------------- William F. Devin Director March 25, 1999 /s/ William F. Achtmeyer* ------------------------- William F. Achtmeyer Director March 25, 1999 /s/ Kenneth J. Lavery* ------------------------- Kenneth J. Lavery Director March 25, 1999 /s/ Arthur S. Loring* ------------------------- Arthur S. Loring Director March 25, 1999 /s/ Paul F. Foley ------------------------- Principal Financial and Paul F. Foley Accounting Officer March 25, 1999 *BY /s/ John I. Fitzgerald, Attorney-in-Fact (pursuant to Power of Attorney filed as an exhibit to Amendment No. 1 to Registration Statement on Form N-2 of Registrant, filed July 20, 1998).

Dates Referenced Herein   and   Documents Incorporated by Reference

Referenced-On Page
This ‘POS462B’ Filing    Date First  Last      Other Filings
Filed on / Effective on:3/29/991
3/25/9913
8/6/982N-2/A
8/5/982
8/4/982
7/20/983N-2/A
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Filing Submission 0001029869-99-000364   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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