SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Ashton Alan C – ‘4’ for 12/31/98 re: Skymall Inc.

As of:  Tuesday, 1/12/99   ·   For:  12/31/98   ·   Accession #:  1029737-99-12   ·   File #:  0-21657

Previous ‘4’:  ‘4’ on 3/10/98 for 2/28/98   ·   Latest ‘4’:  This Filing

Find Words in Filings emoji
 
  in    Show  and   Hints

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 1/12/99  Ashton Alan C                     4          10% Owner   1:9K   Skymall Inc.                      Elec Filing Solu… Inc/FA

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Form 4 of Alan C. Ashton                               2     14K 

41st Page of 2TOCTopPreviousNextBottomJust 1st
 

====== FORM 4 ====== UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP [X] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 ================================================================================ 1. Name and Address of Reporting Person* Ashton Alan C. -------------------------------------------------------------------------------- (Last) (First) (Middle) c/o Ralph Rasmussen 261 East 1200 South -------------------------------------------------------------------------------- (Street) Orem Utah 84058 -------------------------------------------------------------------------------- (City (State) (Zip) ================================================================================ 2. Issuer Name and Ticker or Trading Symbol SkyMall, Inc.; SKYM ================================================================================ 3. I.R.S. Identification Number of Reporting Person, if an entity (Voluntary) ================================================================================ 4. Statement for Month/Year December 1998 ================================================================================ 5. If Amendment, Date of Original (Month/Year) ================================================================================ 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [X] Director [X] 10% Owner [ ] Officer (give title below) [ ] Other (specify below) ------------------------- ================================================================================ 7. Individual or Joint/Group Filing (Check Applicable Line) [X] Form filed by One Reporting Person [ ] Form filed by More than One Reporting Person ================================================================================ [Enlarge/Download Table] ============================================================================================================================ TABLE I--NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED ============================================================================================================================ 1. Title of Security 2. Trans- 3. Trans- 4. Securities Acquired (A) 5. Amount of 6. Owner- 7. Nature of (Instr. 3) action action or Disposed of (D) Securities ship Indirect Date Code (Instr. 3, 4 and 5) Beneficially Form: Beneficial (Instr. 8) Owned at Direct Owner- (Month/ ---------- ------------------------------- End of Month (D) or ship Day/ (A) or Indirect Year) Code V Amount (D) Price (Instr. 3 and 4) (I) (Instr. 4) (Instr. 4) ---------------------------------------------------------------------------------------------------------------------------- Common Stock(1) 12/30/98 S 2,386,798 D $7.359693(1) 0 D(2) ---------------------------------------------------------------------------------------------------------------------------- ---------------------------------------------------------------------------------------------------------------------------- ============================================================================================================================ Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4(b)(v). Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
4Last Page of 2TOC1stPreviousNextBottomJust 2nd
Form 4 (continued) [Enlarge/Download Table] ==================================================================================================== Table II--DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (e.g., puts, calls, warrants, options, convertible securities) ==================================================================================================== 1. Title of Derivative Security 2. Conver- 3. Trans- 4. Transac- 5. Number of Deriv- (Instr. 3) sion or action tion ative Securities Ac- Exercise Date Code quired (A) or Dis- Price of (Instr. 8) posed of (D) Deri- (Month/ (Instr. 3,4, and 5) vative Day/ ----------- ------------------------- Security Year) Code V (A) (D) ---------------------------------------------------------------------------------------------------- ---------------------------------------------------------------------------------------------------- ---------------------------------------------------------------------------------------------------- 6. Date Exer- 7. Title and Amount of 8. Price 9. Number 10. Owner- 11. Nature cisable and Underlying Securities of of Deriv- ship of Expiration (Instr. 3 and 4) Deriv- ative Form of Indirect Date ative Secur- Deriv- Benefi- (Month/Day/ Secur- ities ative cial Year) ity Bene- Security: Owner- ---------------- ----------------------- (Instr. ficially Direct ship Date Expira- Amount or 5) Owned (D) or (Instr. 4) Exer- tion Title Number of at End Indirect cisable Date Shares of (I) Month (Instr. 4) (Instr. 4) ------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------ ====================================================================================================== Explanation of Responses: (1) Represents total consideration payable for the shares. Of such aggregate amount, $10,500,000 was paid on 12/30/98 on exercise of an existing option, and the balance is required to be contributed to the Ashton Family Foundation on a deferred basis. (2) Securities jointly owned with spouse. /s/ Alan C. Ashton January 11, 1999 ------------------------------- ------------------ **Signature of Reporting Person Date Alan C. Ashton **Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. Page 2 SEC 1474 (7/97)

Dates Referenced Herein   and   Documents Incorporated by Reference

Referenced-On Page
This ‘4’ Filing    Date First  Last      Other Filings
Filed on:1/12/994
1/11/9924
For Period end:12/31/9810-K,  4
 List all Filings 
Top
Filing Submission 0001029737-99-000012   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Sun., May 12, 10:32:39.1am ET