SEC Info - Redwood Acquisition Corp, et al. - ‘SC 13D’ on 7/16/03 re: Marlton Technologies Inc

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Redwood Acquisition Corp, et al. – ‘SC 13D’ on 7/16/03 re: Marlton Technologies Inc

On: Wednesday, 7/16/03, at 4:51pm ET · Accession #: 1046211-3-54 · File #: 5-10673

  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 7/16/03  Redwood Acquisition Corp          SC 13D                 1:34K  Marlton Technologies Inc          Robinson Brog Leinwa… PC
          Alan I. Goldberg
          Charles P. Stetson, Jr. Aka Lombard Associates
          Donald R. Sparks
          Fred Cohen
          Jeffrey K. Harrow
          Robert B. Ginsburg
          Scott J. Tarte
          Seymour Hernes

General Statement of Beneficial Ownership — Schedule 13D
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13D      SC 13D - Redwood Acquistion Corp.                     14     63K

Document Table of Contents

Page	(sequential)	\|	(alphabetic)	Top
			Alternative Formats (Word, et al.) Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer Identity and Background Interest in Securities of the Issuer Material to be filed as Exhibits Purpose of Transaction Schedule 13D Security and Issuer Source and Amount of Funds or Other Consideration
1	1st Page - Filing Submission
"	Schedule 13D
9	Item 1. Security and Issuer
"	Item 2. Identity and Background
10	Item 3. Source and Amount of Funds or Other Consideration
"	Item 4. Purpose of Transaction
11	Item 5. Interest in Securities of the Issuer
13	Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer
"	Item 7. Material to be filed as Exhibits

SC 13D 1st Page of 14 TOC ↑Top Previous Next ↓Bottom Just 1st
 
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549

----------------

SCHEDULE 13D  
(Rule 13d-101)  

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT 
TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO 
RULE 13d-2(a) 

Marlton Technologies, Inc.
--------------------------------------------------------------------------------
(Name of Issuer)

Common Stock, no par value per share
--------------------------------------------------------------------------------
(Title of Class of Securities)

571263102 
--------------------------------------------------------------------------------
(CUSIP Number)

 Jeffrey K. Harrow
Marlton Technologies, Inc.
 2828 Charter Road
Philadelphia, Pennsylvania 19154
--------------------------------------------------------------------------------
(Name, Address and Telephone Number of Person 
Authorized to Receive Notices and Communications) 

 June 19, 2003
--------------------------------------------------------------------------------
 (Date of Event which Requires Filing of This Statement)

     If the filing  person has  previously  filed a statement on Schedule 13G to
report the  acquisition  that is the subject of this Schedule 13D, and is filing
this  schedule  because  of Rule  13d-1(e),  13d-1(f)  or  13d-1(g),  check  the
following box [_].                                                              

          Note:  Schedules filed in paper format shall include a signed original
     and five copies of the schedule, including all exhibits. See Rule 13d-7 for
other parties to whom copies are to be sent.                          

(Continued on following pages)

----------                                                                      
(1)  The  remainder  of this  cover  page  shall be filled  out for a  reporting
     person's  initial  filing on this form with respect to the subject class of
     securities,  and for any subsequent amendment containing  information which
would alter disclosures provided in a prior cover page.               

     The  information  required on the remainder of this cover page shall not be
deemed to be "filed"  for the purpose of Section 18 of the  Securities  Exchange
Act of 1934 or otherwise  subject to the  liabilities of that section of the Act
but  shall be  subject  to all other  provisions  of the Act  (however,  see the
Notes).                                                                         

SC 13D 2nd Page of 14 TOC 1st Previous Next ↓Bottom Just 2nd
CUSIP No.                           13D                                         

571263102                                                         
--------------------------------------------------------------------------------
1   NAME OF REPORTING PERSON                                              
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON                 

Redwood Acquisition Corp.                                         
--------------------------------------------------------------------------------
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*                     
                                                         (a) [ ] (b) [x]

--------------------------------------------------------------------------------
3   SEC USE ONLY                                                          

--------------------------------------------------------------------------------
4   SOURCE OF FUNDS*                                                      

See item 3 herein.                                                
--------------------------------------------------------------------------------

5   CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO  
ITEMS 2(d) OR 2(e)                                         [  ]   

--------------------------------------------------------------------------------
6   CITIZENSHIP OR PLACE OF ORGANIZATION                                  

Pennsylvania                                                      
--------------------------------------------------------------------------------
NUMBER OF      7    SOLE VOTING POWER          0                          
SHARE                                                                 
  BENEFICIALLY    --------------------------------------------------------------
OWNED BY      8    SHARED VOTING POWER        0                         
EACH                                                                
   REPORTING      --------------------------------------------------------------
PERSON       9    SOLE DISPOSITIVE POWER     0                        

WITH                                                                
                  --------------------------------------------------------------
10   SHARED DISPOSITIVE POWER   0           

--------------------------------------------------------------------------------
11   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON           

                     0

--------------------------------------------------------------------------------
12   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* 

                                                               [ ]

--------------------------------------------------------------------------------
13   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)                     

                       0

--------------------------------------------------------------------------------
14   TYPE OF REPORTING PERSON*                                              
                                                                              CO
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT. 

SC 13D 3rd Page of 14 TOC 1st Previous Next ↓Bottom Just 3rd
CUSIP No.                           13D                                         

571263102                                                         
--------------------------------------------------------------------------------
1   NAME OF REPORTING PERSON                                              
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON                 

Jeffrey K. Harrow                                                 
--------------------------------------------------------------------------------
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*                     
                                                         (a) [ ] (b) [x]

--------------------------------------------------------------------------------
3   SEC USE ONLY                                                          

--------------------------------------------------------------------------------
4   SOURCE OF FUNDS*                                                      

See item 3 herein                                                 
--------------------------------------------------------------------------------

5   CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO  
ITEMS 2(d) OR 2(e)                                         [  ]   

--------------------------------------------------------------------------------
6   CITIZENSHIP OR PLACE OF ORGANIZATION                                  

U.S.A.                                                            
--------------------------------------------------------------------------------
NUMBER OF      7    SOLE VOTING POWER             4,030,734               
SHARE                                                                 
  BENEFICIALLY    --------------------------------------------------------------
OWNED BY      8    SHARED VOTING POWER                   0              
EACH                                                                
   REPORTING      --------------------------------------------------------------
PERSON       9    SOLE DISPOSITIVE POWER        4,030,734             

WITH                                                                
                  --------------------------------------------------------------
10   SHARED DISPOSITIVE POWER              0

--------------------------------------------------------------------------------
11   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON           

                                   4,030,734

--------------------------------------------------------------------------------
12   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* 

                                                                         [x]

--------------------------------------------------------------------------------
13   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)                     

                                                                     27.1%

--------------------------------------------------------------------------------
14   TYPE OF REPORTING PERSON*                                              

IN                                                                
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT. 

SC 13D 4th Page of 14 TOC 1st Previous Next ↓Bottom Just 4th
CUSIP No.                           13D                                         

571263102                                                         
--------------------------------------------------------------------------------
1   NAME OF REPORTING PERSON                                              
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON                 

Scott J. Tarte                                                    
--------------------------------------------------------------------------------
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*                     
                                                         (a) [ ] (b) [x]

--------------------------------------------------------------------------------
3   SEC USE ONLY                                                          

--------------------------------------------------------------------------------
4   SOURCE OF FUNDS*                                                      

See item 3 herein                                                 
--------------------------------------------------------------------------------

5   CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO  
ITEMS 2(d) OR 2(e)                                         [  ]   

--------------------------------------------------------------------------------
6   CITIZENSHIP OR PLACE OF ORGANIZATION                                  

U.S.A.                                                            
--------------------------------------------------------------------------------
NUMBER OF      7    SOLE VOTING POWER        4,000,000                    
SHARE                                                                 
  BENEFICIALLY    --------------------------------------------------------------
OWNED BY      8    SHARED VOTING POWER              0                   
EACH                                                                
   REPORTING      --------------------------------------------------------------
PERSON       9    SOLE DISPOSITIVE POWER   4,000,000                  

WITH                                                                
                  --------------------------------------------------------------
10   SHARED DISPOSITIVE POWER         0     

--------------------------------------------------------------------------------
11   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON           

                         4,000,000

--------------------------------------------------------------------------------
12   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* 

                                                                           [x]

--------------------------------------------------------------------------------
13   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)                     

                                                                         26.9%

--------------------------------------------------------------------------------
14   TYPE OF REPORTING PERSON*                                              

IN                                                                
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT. 

SC 13D 5th Page of 14 TOC 1st Previous Next ↓Bottom Just 5th
CUSIP No.                           13D                                         

571263102                                                         
--------------------------------------------------------------------------------
1   NAME OF REPORTING PERSON                                              
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON                 

Robert B. Ginsburg                                                
--------------------------------------------------------------------------------
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*                     
                                                         (a) [ ] (b) [x]

--------------------------------------------------------------------------------
3   SEC USE ONLY                                                          

--------------------------------------------------------------------------------
4   SOURCE OF FUNDS*                                                      

See item 3 herein                                                 
--------------------------------------------------------------------------------

5   CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO  
ITEMS 2(d) OR 2(e)                                         [  ]   

--------------------------------------------------------------------------------
6   CITIZENSHIP OR PLACE OF ORGANIZATION                                  

U.S.A.                                                            
--------------------------------------------------------------------------------
NUMBER OF      7    SOLE VOTING POWER        2,679,017                    
SHARE                                                                 
  BENEFICIALLY    --------------------------------------------------------------
OWNED BY      8    SHARED VOTING POWER              0                   
EACH                                                                
   REPORTING      --------------------------------------------------------------
PERSON       9    SOLE DISPOSITIVE POWER   2,679,017                  

WITH                                                                
                  --------------------------------------------------------------
10   SHARED DISPOSITIVE POWER         0     

--------------------------------------------------------------------------------
11   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON           

                           2,679,017

--------------------------------------------------------------------------------
12   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* 

                                                                         [x]

--------------------------------------------------------------------------------
13   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)                     

                                                                        18.5%.

--------------------------------------------------------------------------------
14   TYPE OF REPORTING PERSON*                                              

IN                                                                
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT. 

SC 13D 6th Page of 14 TOC 1st Previous Next ↓Bottom Just 6th
CUSIP No.                           13D                                         

571263102                                                         
--------------------------------------------------------------------------------
1   NAME OF REPORTING PERSON                                              
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON                 

Alan I. Goldberg                                                  
--------------------------------------------------------------------------------
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*                     
                                                         (a) [ ] (b) [x]

--------------------------------------------------------------------------------
3   SEC USE ONLY                                                          

--------------------------------------------------------------------------------
4   SOURCE OF FUNDS*                                                      

See item 3 herein.                                                
--------------------------------------------------------------------------------

5   CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO  
ITEMS 2(d) OR 2(e)                                         [  ]   

--------------------------------------------------------------------------------
6   CITIZENSHIP OR PLACE OF ORGANIZATION                                  

U.S.A.                                                            
--------------------------------------------------------------------------------
NUMBER OF      7    SOLE VOTING POWER      1,300,772                      
SHARE                                                                 
  BENEFICIALLY    --------------------------------------------------------------
OWNED BY      8    SHARED VOTING POWER            0                     
EACH                                                                
   REPORTING      --------------------------------------------------------------
PERSON       9    SOLE DISPOSITIVE POWER   1,300,722                  

WITH                                                                
                  --------------------------------------------------------------
10   SHARED DISPOSITIVE POWER         0     

--------------------------------------------------------------------------------
11   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON           

                         1,300,772

--------------------------------------------------------------------------------
12   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* 

                                                               [ ]

--------------------------------------------------------------------------------
13   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)                     

                                                                      9.5%

--------------------------------------------------------------------------------
14   TYPE OF REPORTING PERSON*                                              

IN                                                                
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT. 

CUSIP No.                           13D                                         

571263102                                                         
--------------------------------------------------------------------------------
1   NAME OF REPORTING PERSON                                              
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON                 

Seymour Hernes                                                    
--------------------------------------------------------------------------------
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*                     
                                                         (a) [ ] (b) [x]

--------------------------------------------------------------------------------
3   SEC USE ONLY                                                          

--------------------------------------------------------------------------------
4   SOURCE OF FUNDS*                                                      

See item 3 herein                                                 
--------------------------------------------------------------------------------

5   CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO  
ITEMS 2(d) OR 2(e)                                         [  ]   

--------------------------------------------------------------------------------
6   CITIZENSHIP OR PLACE OF ORGANIZATION                                  

U.S.A.                                                            
--------------------------------------------------------------------------------
NUMBER OF      7    SOLE VOTING POWER       63,672                        
SHARE                                                                 
  BENEFICIALLY    --------------------------------------------------------------
OWNED BY      8    SHARED VOTING POWER          0                       
EACH                                                                
   REPORTING      --------------------------------------------------------------
PERSON       9    SOLE DISPOSITIVE POWER  63,672                      

WITH                                                                
                  --------------------------------------------------------------
10   SHARED DISPOSITIVE POWER               
                         0
--------------------------------------------------------------------------------
11   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON           
                                                                        63,672

--------------------------------------------------------------------------------
12   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* 

                                                               [ ]

--------------------------------------------------------------------------------
13   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)                     

                                               Less than one percent

--------------------------------------------------------------------------------
14   TYPE OF REPORTING PERSON*                                              

IN                                                                
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT. 

SC 13D 7th Page of 14 TOC 1st Previous Next ↓Bottom Just 7th
CUSIP No.                           13D                                         

571263102                                                         
--------------------------------------------------------------------------------
1   NAME OF REPORTING PERSON                                              
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON                 

Donald R. Sparks, Sr.                                         

--------------------------------------------------------------------------------
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*                     
                                                         (a) [ ] (b) [x]

--------------------------------------------------------------------------------
3   SEC USE ONLY                                                          

--------------------------------------------------------------------------------
4   SOURCE OF FUNDS*                                                      

See item 3 herein.                                                
--------------------------------------------------------------------------------

5   CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO  
ITEMS 2(d) OR 2(e)                                         [  ]   

--------------------------------------------------------------------------------
6   CITIZENSHIP OR PLACE OF ORGANIZATION                                  

U.S.A.                                                            
--------------------------------------------------------------------------------
NUMBER OF      7    SOLE VOTING POWER       108,267                       
SHARE                                                                   
  BENEFICIALLY    --------------------------------------------------------------
OWNED BY      8    SHARED VOTING POWER           0                      
   REPORTING      --------------------------------------------------------------
PERSON       9    SOLE DISPOSITIVE POWER  108,267                     
WITH                                                                
                  --------------------------------------------------------------
10   SHARED DISPOSITIVE POWER      0        
--------------------------------------------------------------------------------
11   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON           

                                                               108,267
--------------------------------------------------------------------------------
12   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* 

                                                               [ ]

--------------------------------------------------------------------------------
13   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)                     

                                                    Less than one percent.

--------------------------------------------------------------------------------
14   TYPE OF REPORTING PERSON*                                              

IN                                                                
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT. 

CUSIP No.                           13D                                         

571263102                                                         
--------------------------------------------------------------------------------
1   NAME OF REPORTING PERSON                                              
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON                 

Charles P. Stetson, Jr. ((a/k/a/ Lombard Associates)              
--------------------------------------------------------------------------------
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*                     
                                                         (a) [ ] (b) [x]

--------------------------------------------------------------------------------
3   SEC USE ONLY                                                          

--------------------------------------------------------------------------------
4   SOURCE OF FUNDS*                                                      

See item 3 herein                                                 
--------------------------------------------------------------------------------

5   CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO  
ITEMS 2(d) OR 2(e)                                         [  ]   

--------------------------------------------------------------------------------
6   CITIZENSHIP OR PLACE OF ORGANIZATION                                  

U.S.A.                                                            
--------------------------------------------------------------------------------
NUMBER OF      7    SOLE VOTING POWER       703,976                       
SHARE                                                                     
  BENEFICIALLY    --------------------------------------------------------------
OWNED BY      8    SHARED VOTING POWER           0                      
   REPORTING      --------------------------------------------------------------
PERSON       9    SOLE DISPOSITIVE POWER  703,976                     
WITH                                                                
                  --------------------------------------------------------------
10   SHARED DISPOSITIVE POWER     0         
--------------------------------------------------------------------------------
11   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON           

                                                               703,976
--------------------------------------------------------------------------------
12   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* 

                                                               [ ]

--------------------------------------------------------------------------------
13   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)                     

                                                                        5.5%

--------------------------------------------------------------------------------
14   TYPE OF REPORTING PERSON*                                              

IN                                                                
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT. 

SC 13D 8th Page of 14 TOC 1st Previous Next ↓Bottom Just 8th
CUSIP No.                           13D                                         

571263102                                                         
--------------------------------------------------------------------------------
1   NAME OF REPORTING PERSON                                              
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON                 

FRED COHEN                                                        
--------------------------------------------------------------------------------
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*                     
                                                         (a) [ ] (b) [x]

--------------------------------------------------------------------------------
3   SEC USE ONLY                                                          

--------------------------------------------------------------------------------
4   SOURCE OF FUNDS*                                                      

See item 3 herein.                                                
--------------------------------------------------------------------------------

5   CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO  
ITEMS 2(d) OR 2(e)                                         [  ]   

--------------------------------------------------------------------------------
6   CITIZENSHIP OR PLACE OF ORGANIZATION                                  

U.S.A.                                                            
--------------------------------------------------------------------------------
NUMBER OF      7    SOLE VOTING POWER          119,213                    
SHARE                                                                 
  BENEFICIALLY    --------------------------------------------------------------
OWNED BY      8    SHARED VOTING POWER              0                   
EACH                                                                
   REPORTING      --------------------------------------------------------------
PERSON       9    SOLE DISPOSITIVE POWER     119,213                  

WITH                                                                
                  --------------------------------------------------------------
10   SHARED DISPOSITIVE POWER         0     

--------------------------------------------------------------------------------
11   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON           

                                                                     119,213

--------------------------------------------------------------------------------
12   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* 

                                                               [ ]

--------------------------------------------------------------------------------
13   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)                     

                                             Less than one percent

--------------------------------------------------------------------------------
14   TYPE OF REPORTING PERSON*                                              

IN                                                                
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT. 

SC 13D 9th Page of 14 TOC 1st Previous Next ↓Bottom Just 9th
Introduction

      This Schedule 13D is filed by Redwood Acquisition Corp. ("Redwood"),
Jeffrey K. Harrow ("Harrow"), Scott J. Tarte ("Tarte"), Robert Ginsburg         
("Ginsburg"), Alan I. Goldberg ("Goldberg") (Ginsburg, Harrow, Tarte and        
Goldberg collectively referred to as the "Initial Group"), Seymour Hernes       
("Hernes"), Donald R. Sparks, Sr. ("Sparks"), Fred Cohen ("Cohen") and Charles  
Stetson, Jr. (a/k/a Lombard Associates) ("Stetson"; Hernes, Sparks and Stetson  
referred to as the "Second Group"; and the Initial Group and the Second Group   
collectively referred to as the "Group"), pursuant to Rule 13d-1(a) promulgated 
under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Each
of the foregoing persons and entities is referred to individually as a "Member" 
and are referred to collectively as the "Members" or the "Group". The Group does
not currently include Michael Tomkin who ceased being a Member in February/March
2003 (nor does this Schedule report information about Mr. Tomkin except as      
otherwise expressly provided herein).                                           

 In February 2003, Redwood and the Company entered into a merger
agreement. The merger agreement contemplated that the Shares (as defined) owned 
by all the Marlton shareholders (other than the Group (and Tomkin)) would be    
converted into the right to receive $0.30 per share. At the completion of the   
merger, the Group would have been the owners of Marlton. As a result of the     
Proposed Acquisition (as defined), the Members may have been deemed, pursuant to
Section 13(d)(3) of the Exchange Act, to have formed a group. In June 2003, the 
Company and Redwood terminated the merger agreement and in connection therewith,
each Member has disclaimed membership in the Group; thus, there is effectively  
no more Group.                                                                  

       The filing by the Members of this Schedule 13D does not constitute an
acknowledgement that the Group continues in effect.                             

Item 1. Security and Issuer.                                                    

         The securities to which this statement (the "Schedule 13D") relates are
the shares of common stock, no par value ("Shares"), of Marlton Technologies,   
Inc. (the "Company"), a Pennsylvania corporation. The Company's principal       
executive office is located at 2828 Charter Road, Philadelphia, Pennsylvania    
19154.                                                                          

Item 2. Identity and Background.                                                

      (a) The names of the persons filing this Schedule 13D are set forth in
the Introduction above and are incorporated herein by reference. Redwood is a   
Pennsylvania corporation that does not engage in any operating activities; it   
was organized to facilitate the transactions contemplated by the merger         
agreement.                                                                      
1 

SC 13D 10th Page of 14 TOC 1st Previous Next ↓Bottom Just 10th
(b) The business address for each Member is 2828 Charter Road,
Philadelphia, Pennsylvania, 19154, except for Stetson whose business address is 
115 East 62nd Street, New York, NY 10021.                                       

     (c) All the members of the Initial Group are employed by Marlton as
executive officers. Sparks is employed by a Marlton subsidiary, Cohen is a      
consultant to the telecommunication and software industries, Hernes is retired  
and Stetson is a principal at Private Equity Investors, an investment fund.     

        (d) - (f) Each Member (other than Redwood which is a
               Pennsylvania corporation) is a citizen of the United States
                and none of the Members, during the last five years has been
             (i) convicted in a criminal proceeding (excluding traffic
              violations and similar misdemeanors) nor (ii) a party to a
            civil proceeding of a judicial or administrative body of
                 competent jurisdiction as the result of which proceeding such
                 person was or is subject to a judgment, decree or final order
               enjoining future violations of, or prohibiting or mandating
              activities subject to, federal or state securities laws or
    finding any violation with respect to such laws.

Item 3. Source and Amount of Funds or Other Consideration.                      

 Each Member had acquired their Shares (including the Rights (as
defined)) prior to the formation of the Group and did not acquire their Shares  
in connection with the Proposed Acquisition (as defined) .                      

         Each Member currently anticipates that any future purchase of Shares by
such member, if any will be paid for by such Member's personal funds.           

Item 4. Purpose of Transaction.                                                 

The Group had intended to acquire the Company (the "Proposed  
Acquisition") and in connection therewith the Company and Redwood entered into a
merger agreement dated as of February 20, 2003 pursuant to which the Shares     
owned by all persons (other than the Group) would be converted in the merger    
into the right to receive $0.30 per share. At the completion of the merger, the 
Group would have been the owners of Marlton. The completion of the merger would 
have resulted in the occurrence of one or more of the events described in       
paragraph (a) - (j) of Item 4 of Schedule 13D.                                  

      In June 2003, the Company issued a press release announcing that the
Company had agreed to a proposal by Redwood to terminate the merger agreement   
and that the merger agreement had been terminated pursuant to the Termination   
Agreement. A copy of the Termination Agreement is filed as an exhibit to this   
Schedule 13D and the terms of such agreement are incorporated herein by this    
reference. As a result, the going private transaction contemplated by the merger
agreement will not proceed. As each of the Members disclaims any participation  
or membership in the Group, there is no longer a Group. Each Member may, from   

2 

SC 13D 11th Page of 14 TOC 1st Previous Next ↓Bottom Just 11th
time to time, acquire or dispose of Shares in public or private transactions    
though, except as otherwise provided herein, none of the Members currently has  
any plans that would result in the occurrence of one or more of the events      
described in paragraphs (a) - (j) of Item 4 of Schedule 13D.                    

Item 5. Interest in Securities of the Issuer.                                   

           (a) Set forth below is a table reflecting the shares of
Marlton common stock beneficially owned by each Member immediately following the
termination of the Group:                                                       

               Number of           Number of        Ownership     Percentage
Name             Shares(2)           Rights (2)       Total         Ownership(3)
----             ---------           ----------       ----------   - -----------
Harrow           2,005,000           2,025,734         4,030,734       27.1%    
Tarte            2,000,000           2,000,000         4,000,000       26.9%    
Goldberg           404,551(1)          896,221         1,300,772         9.4%   
Ginsburg         1,048,996(1)        1,630,021         2,679,017        18.5%   
Sparks             108,267                ---           108,267           *     
Cohen               89,213              30,000           119,213          *     
Hernes              32,473              31,999            63,672          *     
Stetson            703,926                ---            703,926         5.5%   
Redwood                  0                   0                 0          *     

--------------------------------------------------------------------------------

*    Less than one percent                                    

       (1)  Excludes 110,674 shares held by the Company's 401(k) plan of which
    such person is a trustee. Such person disclaims beneficial
            ownership of the Shares held by such plan, except for those Shares
    held for his direct benefit as a participant in such plan.

       (2)  The term Shares refers to shares of Marlton common stock excluding
        share issuable pursuant to Rights. The term "Rights" refers to
             options, warrants and other rights to acquire Shares within 60 days
of the date hereof.                                   

 (3)  Percentage ownership is calculated pursuant to Rule 13d-3(d)
           promulgated under the Exchange Act and on the basis, as indicated
          in the Company's Annual Report on Form 10-Q for the period ended
    March 31, 2003, that 12,845,096 shares of Common Stock are
outstanding.                                          

                       (b) Except as described below, and after giving  effect
to the cessation of the Group, each Member has sole voting power and sole       
dispositive power with respect to the Shares reflected as owned by them in Item 
5(a). Ginsburg, Tarte and Harrow may be deemed, in certain respects, to share   
beneficial ownership of their respective Shares (which shared ownership is not  

3 

SC 13D 12th Page of 14 TOC 1st Previous Next ↓Bottom Just 12th
reflected in the cover sheet for this Amendment nor the table set forth in Item 
5(a)) as a result of the stockholders agreement dated as of November 20, 2001 by
and among such persons and the Company (the "Stockholders Agreement"), which    
provides, among other things, with certain exceptions, that                     

      o           Harrow and Tarte shall have the right to designate that number
            of individuals as nominees (which nominees shall include
                  Harrow and Tarte) for election as directors as shall represent
a majority of the board of directors.       

     o           Harrow, Tarte and Ginsburg (collectively, the "Stockholders")
           will vote their Shares in favor of Harrow's and Tarte's
designees and Ginsburg.                     

 o           Without the prior written consent of Ginsburg, Harrow and
                 Tarte will agree that until November 2008, they will not vote
                  any of their Shares in favor of (i) the merger of the Company,
                  (ii) the sale of substantially all of the Company's assets, or
          (iii) the sale of all the Shares, in the event that in
                  connection with such transaction the Shares are valued at less
than $2.00 per share.                       

       o          The Stockholders will recommend to the board of directors that
           it elect Tarte as the Vice Chairman of the Board of the
                 Company and as the Chief Executive Officer of each subsidiary
                 of the Company, Ginsburg as the President and Chief Executive
                  Officer of the Company and Harrow as the Chairman of the Board
of the Company.                             

  o          The Stockholders shall have a right of first refusal with
             respect to one another in connection with any sale of the
Shares held by them.                        

      As a result of the Stockholders Agreement, each of Harrow, Tarte and
Ginsburg may be deemed to share voting and dispositive power over the Shares    
beneficially owned by such other Members though each of such persons disclaims  
beneficial ownership of the securities reflected in the table set forth in Item 
5(a) as owned by the other Members.                                             

       (c) No transactions were effected in the Shares by any of the Members
since April 1, 2003.                                                            

(d) Not applicable.                                           

        (e) Each of Hernes, Cohen, Sparks and Redwood ceased to be a member of
the Group in June, 2003 when the merger agreement was terminated and            
accordingly, such persons ceased at such time to be the beneficial owner of more
than five percent of the Shares.                                                

4 

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Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to
Securities of the Issuer.                                                       

    Other than as described in Items 4 and 5, none of the Members is a
party to any oral or written contract, arrangement, understanding or            
relationship with respect to any securities of the Company, including but not   
limited to transfer or voting of any of the securities, finder's fees, joint    
ventures, loan or option agreements, puts or calls, guarantees of profits,      
divisions of profits or losses or the giving or withholding of proxies.         

Item  7. Material to be filed as Exhibits                                       

(a) Press release dated June 20, 2003.                          

  (b) Termination Agreement dated as of June 19, 2003 by and between
Marlton and Redwood.                                    

       In addition, the Members hereby incorporate by reference the exhibits
previously filed with respect to the Schedule 13D originally filed by each      
member of the Initial Group, as amended from time to time, to the extent such   
exhibit is responsive to this item.                                             

5 

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 Signature

        After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and  
correct.                                                                        

Dated: July 2, 2003                                                             

                                  Marlton Technologies, Inc.

                                 By: /s/ Jeffrey K. Harrow
                                           -------------------
                                         Jeffrey K. Harrow
                                             Chairman of the Board

                                    Redwood Acquisistion Corp.

July 2, 2003                                By: /s/ Scott J. Tarte              
                                      --------------
                                      Scott J. Tarte
                                 President

July 2, 2003                                    /s/ Jeffrey K. Harrow           
                                         -----------------
                                       Jeffrey K. Harrow

July 2, 2003                                    /s/ Scott J. Tarte              
                                      --------------
                                    Scott J. Tarte

July 2, 2003                                    /s/ Robert B. Ginsburg          
                                          ------------------
                                          Robett B. Ginsburg

July 2, 2003                                    /s/ Alan I. Goldberg            
                                        ----------------
                                        Alan I. Goldberg

July 7, 2003                                    /s/ Donald R. Sparks            
                                      ----------------
                                        Donald R. Sparks

July 8, 2003                                    /s/ Fred Cohen                  
                                  ----------
                                  Fred Cohen

July 7, 2003                                   /s/ Charles P. Stetson, Jr.      
                                         -------------------
                                             Charles P. Stetson, Jr.
                                            aka Lombard Associates

July  , 2003                                   /s/ Seymour Hernes               
                                    --------------
                                      Seymour Hernes

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Dates Referenced Herein and Documents Incorporated by Reference

		Referenced-On Page
This ‘SC 13D’ Filing	Date	First	Last	Other Filings

Filed on:	7/16/03			SC 13D, SC 13D/A
	7/8/03	14
	7/7/03	14
	7/2/03	14
	6/20/03	13
	6/19/03	1	13
	4/1/03	12
	3/31/03	11		10-K, 10-Q
	2/20/03	10
	11/20/01	12		3, 8-K
				List all Filings

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Filing Submission 0001046211-03-000054 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Redwood Acquisition Corp, et al. – ‘SC 13D’ on 7/16/03 re: Marlton Technologies Inc

On: Wednesday, 7/16/03, at 4:51pm ET · Accession #: 1046211-3-54 · File #: 5-10673

Previous ‘SC 13D’: ‘SC 13D’ on 7/16/03 · Next & Latest: ‘SC 13D/A’ on 9/8/03

General Statement of Beneficial Ownership — Schedule 13DFiling Table of Contents

Document Table of Contents

Dates Referenced Herein and Documents Incorporated by Reference

General Statement of Beneficial Ownership — Schedule 13D
Filing Table of Contents