Quarterly Report — Form 10-Q — Sect. 13 / 15(d) – SEA’34 Filing Table of Contents
Document/ExhibitDescriptionPagesSize
1: 10-Q Quarterly Report HTML 866K
2: EX-10.1 Material Contract HTML 45K
3: EX-10.2 Material Contract HTML 48K
4: EX-10.3 Material Contract HTML 44K
5: EX-10.4 Material Contract HTML 29K
6: EX-31.1 Certification -- §302 - SOA'02 HTML 32K
7: EX-31.2 Certification -- §302 - SOA'02 HTML 32K
8: EX-32.1 Certification -- §906 - SOA'02 HTML 26K
9: EX-32.2 Certification -- §906 - SOA'02 HTML 27K
16: R1 Document and Entity Information Document HTML 49K
17: R2 Consolidated Balance Sheets HTML 114K
18: R3 Consolidated Balance Sheets (Parentheticals) HTML 48K
19: R4 Consolidated Statements of Operations HTML 103K
20: R5 Consolidated Statements of Comprehensive Income HTML 53K
(Loss)
21: R6 Consolidated Statements of Changes in HTML 52K
Stockholders' Equity
22: R7 Consolidated Statements of Changes in HTML 27K
Stockholders' Equity (Parentheticals)
23: R8 Consolidated Statements of Cash Flows HTML 155K
24: R9 Significant Accounting Policies HTML 34K
25: R10 Fair Values of Financial Instruments HTML 244K
26: R11 Investments HTML 397K
27: R12 Mortgage Loans on Real Estate HTML 202K
28: R13 Derivative Instruments HTML 166K
29: R14 Notes Payable and Amounts Due Under Repurchase HTML 40K
Agreements
30: R15 Commitments and Contingencies HTML 29K
31: R16 Earnings (Loss) Per Share HTML 44K
32: R17 Significant Accounting Policies (Policies) HTML 88K
33: R18 Fair Values of Financial Instruments (Tables) HTML 222K
34: R19 Investments (Tables) HTML 396K
35: R20 Mortgage Loans on Real Estate (Tables) HTML 195K
36: R21 Derivative Instruments (Tables) HTML 171K
37: R22 Notes Payable and Amounts Due Under Repurchase HTML 39K
Agreements (Tables)
38: R23 Earnings (Loss) Per Share (Tables) HTML 44K
39: R24 Significant Accounting Policies (Narrative) HTML 27K
(Details)
40: R25 Fair Values of Financial Instruments (Narrative) HTML 57K
(Details)
41: R26 Fair Values of Financial Instruments (Fair Values HTML 79K
and Carrying Amounts of Financial Instruments)
(Details)
42: R27 Fair Values of Financial Instruments (Assets and HTML 123K
Liabilities Measured on a Recurring Basis by Fair
Value Hierarchy) (Details)
43: R28 Fair Values of Financial Instruments (Assumptions HTML 65K
Used in Estimating Fair Value) (Details)
44: R29 Fair Values of Financial Instruments HTML 39K
(Reconciliation of Beginning and Ending Balances
of Level 3 Liabilities) (Details)
45: R30 Investments (Narrative) (Details) HTML 37K
46: R31 Investments (Schedule of Fixed Maturity HTML 62K
Securities) (Details)
47: R32 Investments (Fixed Maturity Securities by HTML 82K
Contractual Maturity) (Details)
48: R33 Investments (Net Unrealized Gains (Losses) on HTML 36K
Available for Sale Fixed Maturity Securities
Reported as a Separate Component of Stockholders'
Equity) (Details)
49: R34 Investments (Credit Quality of Fixed Maturity HTML 44K
Security Portfolio by NAIC Designation) (Details)
50: R35 Investments (Gross Unrealized Losses on HTML 97K
Investments, By Category and Length of Time)
(Details)
51: R36 Investments (Changes in Net Unrealized HTML 42K
Gains/Losses on Investments) (Details)
52: R37 Investments (Net Realized Gains (Losses) on HTML 44K
Invesments, Excluding Other Than Temporary
Impairments) (Details)
53: R38 Investments (Other Than Temporary Impairments by HTML 39K
Asset Type) (Details)
54: R39 Investments (Cumulative Credit Loss Portion of HTML 35K
Other Than Temporary Impairment Recognized in
Operations) (Details)
55: R40 Investments (Cumulative Noncredit Portion of Other HTML 46K
Than Temporary Impairment Recognized in Other
Comprehensive Income and Change in Fair Value
Since Other Than Temporary Impairment) (Details)
56: R41 Mortgage Loans on Real Estate (Narrative) HTML 52K
(Details)
57: R42 Mortgage Loans on Real Estate (Summary of Mortgage HTML 35K
Loan Portfolio) (Details)
58: R43 Mortgage Loans on Real Estate (Mortgage Loan HTML 66K
Portfolio Summarized by Geographic Region and
Property Type) (Details)
59: R44 Mortgage Loans on Real Estate (Allowance for Loan HTML 41K
Losses Rollforward) (Details)
60: R45 Mortgage Loans on Real Estate (Impaired Mortgage HTML 31K
Loans on Real Estate By Basis of Impairment)
(Details)
61: R46 Mortgage Loans on Real Estate (Mortgage Loans by HTML 32K
Credit Quality Indicator) (Details)
62: R47 Mortgage Loans on Real Estate (Schedule of HTML 40K
Financing Receivables Past Due) (Details)
63: R48 Mortgage Loans on Real Estate (Schedule of HTML 58K
Impaired Financing Receivables) (Details)
64: R49 Derivative Instruments (Narrative) (Details) HTML 36K
65: R50 Derivative Instruments (Fair Value of Derivative HTML 42K
Instruments as Presented in the Consolidated
Balance Sheets) (Details)
66: R51 Derivative Instruments (Change in Fair Value of HTML 40K
Derivatives Included in the Consolidated Statement
of Operations) (Details)
67: R52 Derivative Instruments (Derivative Call Options, HTML 60K
Notional Amount and Fair Value, by Counterparty)
(Details)
68: R53 Derivative Instruments (Interest Rate Swap) HTML 38K
(Details)
69: R54 Derivative Instruments (Interest Rate Caps) HTML 41K
(Details)
70: R55 Notes Payable and Amounts Due Under Repurchase HTML 37K
Agreements (Schedule of Notes Payable) (Details)
71: R56 Notes Payable and Amounts Due Under Repurchase HTML 35K
Agreements (2027 Notes Narrative) (Details)
72: R57 Notes Payable and Amounts Due Under Repurchase HTML 29K
Agreements (Repurchase Agreements Narrative)
(Details)
73: R58 Commitments and Contingencies (Narrative) HTML 31K
(Details)
74: R59 Earnings (Loss) Per Share (Schedule of Earnings HTML 57K
(Loss) Per Share, Basic and Diluted) (Details)
76: XML IDEA XML File -- Filing Summary XML 142K
75: EXCEL IDEA Workbook of Financial Reports XLSX 94K
10: EX-101.INS XBRL Instance -- ael-20190331 XML 3.69M
12: EX-101.CAL XBRL Calculations -- ael-20190331_cal XML 267K
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15: EX-101.PRE XBRL Presentations -- ael-20190331_pre XML 1.01M
11: EX-101.SCH XBRL Schema -- ael-20190331 XSD 170K
77: ZIP XBRL Zipped Folder -- 0001039828-19-000026-xbrl Zip 285K
TO THE AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY
2016 EMPLOYEE INCENTIVE PLAN
The following amendment (the “Second Amendment”) to the American Equity Investment Life Holding Company (the “Company”) 2016 Employee Incentive Plan (the “Plan”) was adopted by the Compensation Committee (the “Committee”) of the Board
of Directors of the Company on February 28, 2019. Capitalized terms used and not otherwise defined herein shall have the meanings ascribed to such terms in the Plan.
1. Amendment to Section 9.8. Section 9.8 is amended and replaced in its entirety to read as follows:
9.8 “Withholding Taxes. The Participant shall pay to the Company, or make provision satisfactory to the Committee for payment of, any taxes or social insurance contributions required by law to be withheld with respect to an Award under the Plan no later than the date of the event creating tax liability (as determined without regard to any potential
application of Section 83(c)(3) of the Code). The Company and its Affiliates may, to the extent permitted by law, deduct any such tax or social insurance obligations from any payment of any kind due the Participant hereunder or otherwise. In the Committee’s discretion, the minimum tax or social insurance obligations required by law to be withheld in respect of Awards, or, if applicable, such other withholding amount (a “Greater Amount”) as mutually agreed upon by the Company and the Participant, up to the sum of all applicable statutory maximum rates (provided, in the case of a Participant who is an “officer” of the Company as defined in Rule 16a-1(f) promulgated pursuant to the Exchange Act (or any
successor rule), that such other amount is approved in advance by the Committee or the Board), may be paid in whole or in part in Shares, including Shares retained by the Company from the Award creating the obligation, valued at their Fair Market Value on the date of retention or delivery. In particular, but not in limitation of the foregoing, with respect to Awards of RSUs and RSAs, the Company shall withhold from the payment of an Award and shall retain that number of Shares the Fair Market Value of which is equal to the amount of tax required to be withheld and paid, or any applicable Greater Amount, on the date of retention or delivery.”
2. Effect on the Plan. Except as specifically amended by this Amendment,
the Plan shall remain in full force and effect.
3. Governing Law. This Amendment shall be governed by and construed according to the laws of the State of Iowa.
[signature page follows]
1
IN WITNESS WHEREOF, the Company has caused this Second Amendment to be executed as of the date first above written.
