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American Equity Investment Life Holding Co. – ‘10-K’ for 12/31/20 – ‘EXCEL’

On:  Monday, 3/1/21, at 3:09pm ET   ·   For:  12/31/20   ·   Accession #:  1039828-21-18   ·   File #:  1-31911

Previous ‘10-K’:  ‘10-K’ on 2/25/20 for 12/31/19   ·   Next:  ‘10-K’ on 3/1/22 for 12/31/21   ·   Latest:  ‘10-K/A’ on 4/29/24 for 12/31/23   ·   42 References:   

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  As Of               Filer                 Filing    For·On·As Docs:Size

 3/01/21  American Equity Inv Life Hold… Co 10-K       12/31/20  137:21M

Annual Report   —   Form 10-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-K        Annual Report                                       HTML   2.55M 
 2: EX-4.11     Instrument Defining the Rights of Security Holders  HTML    164K 
 3: EX-10.32    Material Contract                                   HTML     67K 
 4: EX-10.33    Material Contract                                   HTML     42K 
 5: EX-10.34    Material Contract                                   HTML     43K 
 6: EX-10.35    Material Contract                                   HTML     89K 
 7: EX-10.36    Material Contract                                   HTML     52K 
 8: EX-10.37    Material Contract                                   HTML     53K 
 9: EX-21.2     Subsidiaries List                                   HTML     40K 
10: EX-23.1     Consent of Expert or Counsel                        HTML     39K 
11: EX-31.1     Certification -- §302 - SOA'02                      HTML     43K 
12: EX-31.2     Certification -- §302 - SOA'02                      HTML     43K 
13: EX-32.1     Certification -- §906 - SOA'02                      HTML     40K 
14: EX-32.2     Certification -- §906 - SOA'02                      HTML     40K 
21: R1          Document and Entity Information                     HTML    108K 
22: R2          Consolidated Balance Sheets                         HTML    120K 
23: R3          Consolidated Balance Sheets (Parentheticals)        HTML     78K 
24: R4          Consolidated Statements of Operations               HTML    118K 
25: R5          Consolidated Statements of Comprehensive Income     HTML     63K 
                (Loss)                                                           
26: R6          Consolidated Statements of Changes in               HTML     81K 
                Stockholders' Equity                                             
27: R7          Consolidated Statements of Changes in               HTML     40K 
                Stockholders' Equity (Parentheticals)                            
28: R8          Consolidated Statements of Cash Flows               HTML    181K 
29: R9          Significant Accounting Policies                     HTML     85K 
30: R10         Fair Values of Financial Instruments                HTML    175K 
31: R11         Investments                                         HTML    326K 
32: R12         Mortgage Loans on Real Estate                       HTML    275K 
33: R13         Derivative Instruments                              HTML    112K 
34: R14         Deferred Policy Acquisition Costs, Deferred Sales   HTML     88K 
                Inducements and Liability for Lifetime Income                    
                Benefit Riders                                                   
35: R15         Reinsurance and Policy Provisions                   HTML     70K 
36: R16         Income Taxes                                        HTML     99K 
37: R17         Notes Payable and Amounts Due Under Repurchase      HTML     53K 
                Agreements                                                       
38: R18         Subordinated Debentures                             HTML     59K 
39: R19         Retirement and Share-based Compensation Plans       HTML    108K 
40: R20         Statutory Financial Information and Dividend        HTML     56K 
                Restrictions                                                     
41: R21         Commitments and Contingencies                       HTML     47K 
42: R22         Earnings Per Common Share and Stockholders' Equity  HTML     64K 
43: R23         Quarterly Financial Information (Unaudited)         HTML     87K 
44: R24         Schedule I - Summary of Investments - Other Than    HTML     66K 
                Investments in Related Parties                                   
45: R25         Schedule II - Condensed Financial Information of    HTML    162K 
                Registrant                                                       
46: R26         Schedule III - Supplementary Insurance Information  HTML     67K 
47: R27         Schedule IV - Reinsurance                           HTML     87K 
48: R28         Schedule V - Valuation and Qualifying Accounts      HTML     62K 
49: R29         Significant Accounting Policies (Policies)          HTML    149K 
50: R30         Significant Accounting Policies (Tables)            HTML     51K 
51: R31         Fair Values of Financial Instruments (Tables)       HTML    154K 
52: R32         Investments (Tables)                                HTML    333K 
53: R33         Mortgage Loans on Real Estate (Tables)              HTML    268K 
54: R34         Derivative Instruments (Tables)                     HTML    113K 
55: R35         Deferred Policy Acquisition Costs, Deferred Sales   HTML     84K 
                Inducements and Liability for Lifetime Income                    
                Benefit Riders (Tables)                                          
56: R36         Reinsurance and Policy Provisions (Tables)          HTML     61K 
57: R37         Income Taxes (Tables)                               HTML    101K 
58: R38         Notes Payable and Amounts Due Under Repurchase      HTML     51K 
                Agreements (Tables)                                              
59: R39         Subordinated Debentures (Tables)                    HTML     57K 
60: R40         Retirement and Share-based Compensation Plans       HTML     90K 
                (Tables)                                                         
61: R41         Statutory Financial Information and Dividend        HTML     55K 
                Restrictions (Tables)                                            
62: R42         Commitments and Contingencies (Tables)              HTML     44K 
63: R43         Earnings Per Common Share and Stockholders' Equity  HTML     57K 
                (Tables)                                                         
64: R44         Quarterly Financial Information (Unaudited)         HTML     87K 
                (Tables)                                                         
65: R45         Significant Accounting Policies (Narrative)         HTML     75K 
                (Details)                                                        
66: R46         Significant Accounting Policies (Annuity Deposits   HTML     59K 
                (Net of Coinsurance), By Product Type) (Details)                 
67: R47         Fair Values of Financial Instruments (Narrative)    HTML     70K 
                (Details)                                                        
68: R48         Fair Values of Financial Instruments (Carrying      HTML     79K 
                Amounts and Fair Values of Financial Instruments)                
                (Details)                                                        
69: R49         Fair Values of Financial Instruments (Assets and    HTML    115K 
                Liabilities Measured on a Recurring Basis by Fair                
                Value Hierarchy) (Details)                                       
70: R50         Fair Values of Financial Instruments (Assumptions   HTML     77K 
                Used in Estimating Fair Value) (Details)                         
71: R51         Fair Values of Financial Instruments                HTML     52K 
                (Reconciliation of Beginning and Ending Balances                 
                of Level 3 Liabilities) (Details)                                
72: R52         Investments (Narrative) (Details)                   HTML     59K 
73: R53         Investments (Schedule of Fixed Maturity             HTML     94K 
                Securities) (Details)                                            
74: R54         Investments (Fixed Maturity Securities by           HTML     94K 
                Contractual Maturity) (Details)                                  
75: R55         Investments (Net Unrealized Gains on Available for  HTML     50K 
                Sale Fixed Maturity Securities Reported as a                     
                Seperate Component of Stockholders' Equity)                      
                (Details)                                                        
76: R56         Investments (Credit Quality of Fixed Maturity       HTML     60K 
                Security Portfolio by NAIC Designation) (Details)                
77: R57         Investments (Gross Unrealized Losses on             HTML    124K 
                Investments, By Category and Length of Time)                     
                (Details)                                                        
78: R58         Investments (Changes in Net Unrealized              HTML     55K 
                Gains/Losses on Investments) (Details)                           
79: R59         Investments (Components of Net Investment Income)   HTML     62K 
                (Details)                                                        
80: R60         Investments (Net Realized Gains (Losses) on         HTML     82K 
                Invesments) (Details)                                            
81: R61         Investments (Non-Income Producing Investments)      HTML     41K 
                (Details)                                                        
82: R62         Investments (Rollforward of Allowance for Credit    HTML     65K 
                Loss) (Details)                                                  
83: R63         Investments (Other Than Temporary Impairment,       HTML     48K 
                Credit Losses Recognized in Earnings) (Details)                  
84: R64         Investments (Schedule of Other Than Temporary       HTML     59K 
                Impairment Losses, Investments) (Details)                        
85: R65         Mortgage Loans on Real Estate (Narrative)           HTML     72K 
                (Details)                                                        
86: R66         Mortgage Loans on Real Estate (Summary of Mortgage  HTML     66K 
                Loan Portfolio) (Details)                                        
87: R67         Mortgage Loans on Real Estate (Commercial Mortgage  HTML     88K 
                Loan Portfolio Summarized by Geographic Region and               
                Property Type) (Details)                                         
88: R68         Mortgage Loans on Real Estate (Rollforward of       HTML     61K 
                Valuation Allowance on Mortgage Loan Portfolios)                 
                (Details)                                                        
89: R69         Mortgage Loans on Real Estate (Summary By Debt      HTML    131K 
                Service Coverage and Loan to Value Ratios)                       
                (Details)                                                        
90: R70         Mortgage Loans on Real Estate (Aging of Financing   HTML    113K 
                Receivables) (Details)                                           
91: R71         Derivative Instruments (Narrative) (Details)        HTML     48K 
92: R72         Derivative Instruments (Fair Value of Derivative    HTML     52K 
                Instruments as Presented in the Consolidated                     
                Balance Sheets) (Details)                                        
93: R73         Derivative Instruments (Change in Fair Value of     HTML     55K 
                Derivative Instruments) (Details)                                
94: R74         Derivative Instruments (Schedule of Call Options    HTML     74K 
                by Counterparty) (Details)                                       
95: R75         Deferred Policy Acquisition Costs, Deferred Sales   HTML     53K 
                Inducements and Liability for Lifetime Income                    
                Benefit Riders (Deferred Policy Acquisition Costs)               
                (Details)                                                        
96: R76         Deferred Policy Acquisition Costs, Deferred Sales   HTML     51K 
                Inducements and Liability for Lifetime Income                    
                Benefit Riders (Deferred Sales Inducements)                      
                (Details)                                                        
97: R77         Deferred Policy Acquisition Costs, Deferred Sales   HTML     72K 
                Inducements and Liability for Lifetime Income                    
                Benefit Riders (Liability for Lifetime Income                    
                Benefit Riders) (Details)                                        
98: R78         Reinsurance and Policy Provisions (EquiTrust        HTML     56K 
                Coinsurance Agreements) (Details)                                
99: R79         Reinsurance and Policy Provisions (Athene           HTML     73K 
                Coinsurance Agreements) (Details)                                
100: R80         Reinsurance and Policy Provisions (Amounts Ceded    HTML     73K  
                to EquiTrust and Athene, Impact on Consolidated                  
                Statements of Operations and Consolidated                        
                Statements of Cash Flows) (Details)                              
101: R81         Reinsurance and Policy Provisions (Hannover         HTML     54K  
                Financing Arrangements) (Details)                                
102: R82         Income Taxes (Components of Income Tax Expense)     HTML     56K  
                (Details)                                                        
103: R83         Income Taxes (Effective Income Tax Rate             HTML     67K  
                Reconciliation) (Details)                                        
104: R84         Income Taxes (Deferred Tax Assets and Liabilities)  HTML     93K  
                (Details)                                                        
105: R85         Notes Payable and Amounts Due Under Repurchase      HTML     50K  
                Agreements (Schedule of Notes Payable) (Details)                 
106: R86         Notes Payable and Amounts Due Under Repurchase      HTML     48K  
                Agreements (2027 Notes Narrative) (Details)                      
                (Details)                                                        
107: R87         Notes Payable and Amounts Due Under Repurchase      HTML     78K  
                Agreements (Line of Credit and Term Loan                         
                Narrative) (Details)                                             
108: R88         Notes Payable and Amounts Due Under Repurchase      HTML     44K  
                Agreements (Repurchase Agreements Narrative)                     
                (Details)                                                        
109: R89         Subordinated Debentures (Narrative) (Details)       HTML     48K  
110: R90         Subordinated Debentures (Summary of Subordinated    HTML     61K  
                Debt Obligations to the Trusts) (Details)                        
111: R91         Retirement and Share-based Compensation Plans       HTML     42K  
                (Defined Contribution Plan) (Details)                            
112: R92         Retirement and Share-based Compensation Plans       HTML     48K  
                (Share-based Compensation Expense By Plan)                       
                (Details)                                                        
113: R93         Retirement and Share-based Compensation Plans       HTML     44K  
                (Employee Stock Ownership Plan) (Details)                        
114: R94         Retirement and Share-based Compensation Plans       HTML    117K  
                (Incentive Plans) (Details)                                      
115: R95         Retirement and Share-based Compensation Plans       HTML     93K  
                (2014 Independent Insurance Agent Restricted Stock               
                and Restricted Stock Unit Plan) (Details)                        
116: R96         Retirement and Share-based Compensation Plans       HTML     85K  
                (Changes in Stock Options Outstanding) (Details)                 
117: R97         Retirement and Share-based Compensation Plans       HTML     90K  
                (Schedule of Stock Options Outstanding, By                       
                Exercise Price Range) (Details)                                  
118: R98         Retirement and Share-based Compensation Plans       HTML     47K  
                (Deferred Compensation Arrangements) (Details)                   
119: R99         Statutory Financial Information and Dividend        HTML     58K  
                Restrictions (Narrative and Statutory Accounting                 
                Practices Tables) (Details)                                      
120: R100        Commitments and Contingencies (Narrative and        HTML     63K  
                Schedule of Future Minimum Rental Payments for                   
                Operating Leases) (Details)                                      
121: R101        Earnings Per Common Share and Stockholders' Equity  HTML     72K  
                (Schedule of Earnings Per Common Share, Basic and                
                Diluted) (Details)                                               
122: R102        Earnings Per Common Share and Stockholders' Equity  HTML     61K  
                (Stockholders' Equity) (Details)                                 
123: R103        Earnings Per Common Share and Stockholders' Equity  HTML     56K  
                (Brookfield Asset Management Equity Investment)                  
                (Details)                                                        
124: R104        Earnings Per Common Share and Stockholders' Equity  HTML     65K  
                (Share Repurchase Program and Treasury Stock)                    
                (Details)                                                        
125: R105        Quarterly Financial Information (Unaudited)         HTML     69K  
                (Unaudited Quarterly Results of Operations)                      
                (Details)                                                        
126: R106        Quarterly Financial Information (Unaudited)         HTML     41K  
                (Comparability of Net Income, Impact of Fair Value               
                Accounting to Fixed Index Annuity Business)                      
                (Details)                                                        
127: R107        Schedule I - Summary of Investments - Other Than    HTML     82K  
                Investments in Related Parties (Details)                         
128: R108        Schedule II - Condensed Financial Information of    HTML    112K  
                Registrant (Condensed Balance Sheets) (Details)                  
129: R109        Schedule II - Condensed Financial Information of    HTML    106K  
                Registrant (Condensed Statements of Operations)                  
                (Details)                                                        
130: R110        Schedule II - Condensed Financial Information of    HTML    152K  
                Registrant (Condensed Statements of Cash Flows)                  
                (Details)                                                        
131: R111        Schedule III - Supplementary Insurance Information  HTML     59K  
                (Details)                                                        
132: R112        Schedule IV - Reinsurance (Details)                 HTML     76K  
133: R113        Schedule V - Valuation and Qualifying Accounts      HTML     60K  
                (Details)                                                        
135: XML         IDEA XML File -- Filing Summary                      XML    269K  
20: XML         XBRL Instance -- ael-20201231_htm                    XML   6.20M 
134: EXCEL       IDEA Workbook of Financial Reports                  XLSX    212K  
16: EX-101.CAL  XBRL Calculations -- ael-20201231_cal                XML    422K 
17: EX-101.DEF  XBRL Definitions -- ael-20201231_def                 XML   1.70M 
18: EX-101.LAB  XBRL Labels -- ael-20201231_lab                      XML   3.21M 
19: EX-101.PRE  XBRL Presentations -- ael-20201231_pre               XML   2.06M 
15: EX-101.SCH  XBRL Schema -- ael-20201231                          XSD    354K 
136: JSON        XBRL Instance as JSON Data -- MetaLinks              630±  1.05M  
137: ZIP         XBRL Zipped Folder -- 0001039828-21-000018-xbrl      Zip    795K  


‘EXCEL’   —   IDEA Workbook of Financial Reports


This is an IDEA Workbook.

        Download this Microsoft® Excel® .xlsx workbook


7 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 4/29/24  American Equity Inv Life Hold… Co 10-K/A     12/31/23   14:934K
 2/29/24  American Equity Inv Life Hold… Co 10-K       12/31/23  155:26M
 2/28/23  American Equity Inv Life Hold… Co 10-K       12/31/22  134:24M
 3/01/22  American Equity Inv Life Hold… Co 10-K       12/31/21  135:23M
 1/14/22  Brookfield Reinsurance Ltd.       SC 13D/A               2:180K American Equity Inv Life Hold… Co Cravath Swaine & … 01/FA
 6/28/21  Brookfield Corp./ON               SC 13D/A               2:123K American Equity Inv Life Hold… Co Cravath Swaine & … 01/FA
 6/28/21  Brookfield Reinsurance Ltd.       SC 13D                 2:195K American Equity Inv Life Hold… Co Cravath Swaine & … 01/FA


35 Previous Filings that this Filing References

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

11/25/20  American Equity Inv Life Hold… Co 8-K:5,9    11/19/20   14:291K
10/19/20  American Equity Inv Life Hold… Co 8-K:1,3,7,810/17/20   16:2.7M
 8/10/20  American Equity Inv Life Hold… Co 10-Q        6/30/20   74:13M
 6/17/20  American Equity Inv Life Hold… Co 8-K:3,5,8,9 6/16/20   14:546K                                   Toppan Merrill/FA
 6/16/20  American Equity Inv Life Hold… Co 8-A12B                 3:425K                                   Toppan Merrill/FA
 6/04/20  American Equity Inv Life Hold… Co 8-K:5,9     6/04/20   13:291K
 4/24/20  American Equity Inv Life Hold… Co DEF 14A     6/04/20    1:1.8M                                   Toppan Merrill-FA
 3/02/20  American Equity Inv Life Hold… Co 8-K:5,9     2/28/20   13:260K
 2/25/20  American Equity Inv Life Hold… Co 10-K       12/31/19  133:22M
 1/09/20  American Equity Inv Life Hold… Co 8-K:5,7,9   1/08/20   12:283K                                   Toppan Merrill/FA
11/21/19  American Equity Inv Life Hold… Co 8-K:3,5,8,911/20/19   13:495K                                   Toppan Merrill/FA
11/20/19  American Equity Inv Life Hold… Co 8-A12B                 3:418K                                   Toppan Merrill/FA
 5/08/19  American Equity Inv Life Hold… Co 10-Q        3/31/19   77:11M
 8/08/18  American Equity Inv Life Hold… Co 10-Q        6/30/18   77:13M
 5/08/18  American Equity Inv Life Hold… Co 10-Q        3/31/18   81:12M
 2/23/18  American Equity Inv Life Hold… Co 10-K       12/31/17  146:23M
 6/16/17  American Equity Inv Life Hold… Co 8-K:1,8,9   6/16/17    5:991K                                   Toppan Merrill/FA
10/03/16  American Equity Inv Life Hold… Co 8-K:1,2,9   9/30/16    2:1M                                     Skadden/FA
 9/08/16  American Equity Inv Life Hold… Co S-8         9/08/16    4:149K                                   Skadden/FA
 6/08/16  American Equity Inv Life Hold… Co 8-K:5,9     6/02/16    3:141K
 4/18/16  American Equity Inv Life Hold… Co DEF 14A     6/02/16    1:908K                                   Toppan Merrill-FA
12/17/14  American Equity Inv Life Hold… Co S-3ASR     12/17/14    4:308K                                   Skadden/FA
 8/08/13  American Equity Inv Life Hold… Co 10-Q        6/30/13  137:28M
 4/18/13  American Equity Inv Life Hold… Co 8-K:5,9     4/15/13    2:76K
12/14/12  American Equity Inv Life Hold… Co 8-K:5,9    12/13/12    2:111K
 8/23/12  American Equity Inv Life Hold… Co S-3                    4:280K
 8/05/11  American Equity Inv Life Hold… Co 10-Q        6/30/11   31:10M
 4/25/11  American Equity Inv Life Hold… Co DEF 14A     6/09/11    1:719K                                   Toppan Merrill-FA
 3/16/09  American Equity Inv Life Hold… Co 10-K       12/31/08   11:2.8M                                   Toppan Merrill-FA
 9/02/08  American Equity Inv Life Hold… Co 8-K:5,9     8/26/08    3:87K                                    Business Wire/FA
 1/15/08  American Equity Inv Life Hold… Co S-3                    6:185K                                   Toppan Merrill-FA
 4/22/04  American Equity Capital Trust VI  S-3/A                  4:615K                                   Toppan Merrill-FA
10/20/03  American Equity Inv Life Hold… Co S-1/A      10/17/03   10:2.5M                                   Toppan Merrill-FA
 8/14/00  American Equity Inv Life Hold… Co 10-Q        6/30/00    6:106K                                   Toppan Merrill-FA2/FA
 7/22/99  American Equity Inv Life Hold… Co 10-12G/A               3:240K                                   Donnelley … Solutions/FA
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