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American Equity Investment Life Holding Co. – ‘10-K’ for 12/31/23 – ‘EX-101.PRE’

On:  Thursday, 2/29/24, at 3:14pm ET   ·   For:  12/31/23   ·   Accession #:  1039828-24-20   ·   File #:  1-31911

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  As Of               Filer                 Filing    For·On·As Docs:Size

 2/29/24  American Equity Inv Life Hold… Co 10-K       12/31/23  155:26M

Annual Report   —   Form 10-K   —   SEA’34

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-K        Annual Report                                       HTML   5.17M 
 2: EX-10.42    Material Contract                                   HTML     61K 
 3: EX-10.43    Material Contract                                   HTML     65K 
 4: EX-10.44    Material Contract                                   HTML     50K 
 5: EX-10.45    Material Contract                                   HTML     95K 
 6: EX-10.46    Material Contract                                   HTML     95K 
 7: EX-10.47    Material Contract                                   HTML     50K 
 8: EX-10.48    Material Contract                                   HTML     64K 
 9: EX-10.49    Material Contract                                   HTML     48K 
10: EX-10.50    Material Contract                                   HTML     58K 
11: EX-21.2     Subsidiaries List                                   HTML     49K 
12: EX-23.1     Consent of Expert or Counsel                        HTML     46K 
17: EX-97       Clawback Policy re: Recovery of Erroneously         HTML     56K 
                Awarded Compensation                                             
13: EX-31.1     Certification -- §302 - SOA'02                      HTML     48K 
14: EX-31.2     Certification -- §302 - SOA'02                      HTML     48K 
15: EX-32.1     Certification -- §906 - SOA'02                      HTML     45K 
16: EX-32.2     Certification -- §906 - SOA'02                      HTML     45K 
23: R1          Document and Entity Information                     HTML    115K 
24: R2          Audit Information                                   HTML     48K 
25: R3          Consolidated Balance Sheets                         HTML    179K 
26: R4          Consolidated Balance Sheets (Parentheticals)        HTML    106K 
27: R5          Consolidated Statements of Operations               HTML    163K 
28: R6          Consolidated Statements of Operations               HTML     46K 
                (Parentheticals)                                                 
29: R7          Consolidated Statements of Comprehensive Income     HTML     88K 
                (Loss)                                                           
30: R8          Consolidated Statements of Changes in               HTML    122K 
                Stockholders' Equity                                             
31: R9          Consolidated Statements of Changes in               HTML     45K 
                Stockholders' Equity (Parentheticals)                            
32: R10         Consolidated Statements of Cash Flows               HTML    204K 
33: R11         Significant Accounting Policies                     HTML    121K 
34: R12         Fair Values of Financial Instruments                HTML    333K 
35: R13         Investments                                         HTML    300K 
36: R14         Mortgage Loans on Real Estate                       HTML    436K 
37: R15         Variable Interest Entities                          HTML     71K 
38: R16         Derivative Instruments                              HTML    163K 
39: R17         Deferred Policy Acquisition Costs and Deferred      HTML    137K 
                Sales Inducements                                                
40: R18         Policyholder Liabilities                            HTML    364K 
41: R19         Reinsurance and Policy Provisions                   HTML     92K 
42: R20         Income Taxes                                        HTML    103K 
43: R21         Notes and Loan Payable                              HTML     61K 
44: R22         Subordinated Debentures                             HTML     56K 
45: R23         Retirement and Share-based Compensation Plans       HTML    101K 
46: R24         Statutory Financial Information and Dividend        HTML     57K 
                Restrictions                                                     
47: R25         Commitments and Contingencies                       HTML     53K 
48: R26         Earnings Per Common Share and Stockholders' Equity  HTML     70K 
49: R27         Schedule I - Summary of Investments - Other Than    HTML     73K 
                Investments in Related Parties                                   
50: R28         Schedule II - Condensed Financial Information of    HTML    166K 
                Registrant                                                       
51: R29         Schedule III - Supplementary Insurance Information  HTML     73K 
52: R30         Schedule IV - Reinsurance                           HTML     92K 
53: R31         Significant Accounting Policies (Policies)          HTML    155K 
54: R32         Significant Accounting Policies (Tables)            HTML    276K 
55: R33         Fair Values of Financial Instruments (Tables)       HTML    375K 
56: R34         Investments (Tables)                                HTML    299K 
57: R35         Mortgage Loans on Real Estate (Tables)              HTML    432K 
58: R36         Variable Interest Entities (Tables)                 HTML     69K 
59: R37         Derivative Instruments (Tables)                     HTML    164K 
60: R38         Deferred Policy Acquisition Costs and Deferred      HTML     99K 
                Sales Inducements (Tables)                                       
61: R39         Policyholder Liabilities (Tables)                   HTML    382K 
62: R40         Reinsurance and Policy Provisions (Tables)          HTML     68K 
63: R41         Income Taxes (Tables)                               HTML    103K 
64: R42         Notes and Loan Payable (Tables)                     HTML     58K 
65: R43         Subordinated Debentures (Tables)                    HTML     54K 
66: R44         Retirement and Share-based Compensation Plans       HTML     93K 
                (Tables)                                                         
67: R45         Statutory Financial Information and Dividend        HTML     54K 
                Restrictions (Tables)                                            
68: R46         Commitments and Contingencies (Tables)              HTML     49K 
69: R47         Earnings Per Common Share and Stockholders' Equity  HTML     62K 
                (Tables)                                                         
70: R48         Significant Accounting Policies (Narrative)         HTML     58K 
                (Details)                                                        
71: R49         Significant Accounting Policies (Annuity Deposits   HTML     70K 
                (Net of Coinsurance), By Product Type) (Details)                 
72: R50         Significant Accounting Policies (Schedule of        HTML    113K 
                Long-Duration Contracts) (Details)                               
73: R51         Significant Accounting Policies (Agreement and      HTML     80K 
                Plan of Merger) (Details)                                        
74: R52         Fair Values of Financial Instruments (Narrative)    HTML     80K 
                (Details)                                                        
75: R53         Fair Values of Financial Instruments (Carrying      HTML    102K 
                Amounts and Fair Values of Financial Instruments)                
                (Details)                                                        
76: R54         Fair Values of Financial Instruments (Assets and    HTML    176K 
                Liabilities Measured on a Recurring Basis by Fair                
                Value Hierarchy) (Details)                                       
77: R55         Fair Values of Financial Instruments                HTML    102K 
                (Reconciliation of Beginning and Ending Balances                 
                of Level 3 Assets and Liabilities) (Details)                     
78: R56         Fair Values of Financial Instruments (Quantitative  HTML    114K 
                Information About Level 3 Fair Value Measurements)               
                (Details)                                                        
79: R57         Fair Values of Financial Instruments (Other         HTML     54K 
                Investments Not Measured at Fair Value on a                      
                Recurring Basis) (Details)                                       
80: R58         Fair Values of Financial Instruments (Assumptions   HTML     75K 
                Used in Estimating Fair Value) (Details)                         
81: R59         Investments (Narrative) (Details)                   HTML     60K 
82: R60         Investments (Schedule of Fixed Maturity             HTML     96K 
                Securities) (Details)                                            
83: R61         Investments (Fixed Maturity Securities by           HTML     99K 
                Contractual Maturity) (Details)                                  
84: R62         Investments (Net Unrealized Gains (Losses) on       HTML     52K 
                Available for Sale Fixed Maturity Securities                     
                Reported as a Seperate Component of Stockholders'                
                Equity) (Details)                                                
85: R63         Investments (Credit Quality of Fixed Maturity       HTML     74K 
                Security Portfolio by NAIC Designation) (Details)                
86: R64         Investments (Gross Unrealized Losses on             HTML    103K 
                Investments, By Category and Length of Time)                     
                (Details)                                                        
87: R65         Investments (Changes in Net Unrealized              HTML     56K 
                Gains/Losses on Investments) (Details)                           
88: R66         Investments (Components of Net Investment Income)   HTML     68K 
                (Details)                                                        
89: R67         Investments (Net Realized Losses on Investments)    HTML     78K 
                (Details)                                                        
90: R68         Investments (Non-Income Producing Investments)      HTML     54K 
                (Details)                                                        
91: R69         Investments (Rollforward of Allowance for Credit    HTML     70K 
                Loss) (Details)                                                  
92: R70         Mortgage Loans on Real Estate (Narrative)           HTML     75K 
                (Details)                                                        
93: R71         Mortgage Loans on Real Estate (Summary of Mortgage  HTML     71K 
                Loan Portfolio) (Details)                                        
94: R72         Mortgage Loans on Real Estate (Commercial Mortgage  HTML     92K 
                Loan Portfolio Summarized by Geographic Region and               
                Property Type) (Details)                                         
95: R73         Mortgage Loans on Real Estate (Rollforward of       HTML     64K 
                Valuation Allowance on Mortgage Loan Portfolios)                 
                (Details)                                                        
96: R74         Mortgage Loans on Real Estate (Summary By Debt      HTML    149K 
                Service Coverage and Loan to Value Ratios)                       
                (Details)                                                        
97: R75         Mortgage Loans on Real Estate (Aging of Financing   HTML    124K 
                Receivables) (Details)                                           
98: R76         Variable Interest Entities (Narrative) (Details)    HTML     53K 
99: R77         Variable Interest Entities (Consolidated VIEs)      HTML     77K 
                (Details)                                                        
100: R78         Variable Interest Entities (Unconsolidated VIEs)    HTML     61K  
                (Details)                                                        
101: R79         Derivative Instruments (Narrative) (Details)        HTML     52K  
102: R80         Derivative Instruments (Notional and Fair Value of  HTML     81K  
                Derivative Instruments) (Details)                                
103: R81         Derivative Instruments (Carrying Amount and         HTML     55K  
                Cumulative Fair Value Hedging Adjustments)                       
                (Details)                                                        
104: R82         Derivative Instruments (Gains (Losses) Related to   HTML     59K  
                Derivatives and Hedged Items) (Details)                          
105: R83         Derivative Instruments (Change in Fair Value of     HTML     66K  
                Derivatives Not Designated as Hedging) (Details)                 
106: R84         Derivative Instruments (Schedule of Call Options    HTML     96K  
                and Interest Rate Swaps by Counterparty) (Details)               
107: R85         Deferred Policy Acquisition Costs and Deferred      HTML     73K  
                Sales Inducements (Deferred Policy Acquisition                   
                Costs) (Details)                                                 
108: R86         Deferred Policy Acquisition Costs and Deferred      HTML     64K  
                Sales Inducements (Deferred Sales Inducements)                   
                (Details)                                                        
109: R87         Policyholder Liabilities (Schedule of Present       HTML     73K  
                Value of Expected Future Policy Benefits)                        
                (Details)                                                        
110: R88         Policyholder Liabilities (Summary of Liability For  HTML     76K  
                Future Policy Benefits Activity) (Details)                       
111: R89         Policyholder Liabilities (Schedule of Changes in    HTML    104K  
                the Net Market Risk Benefit) (Details)                           
112: R90         Policyholder Liabilities (Reconciliation of Market  HTML     59K  
                Risk Benefits in an Asset Position and in a                      
                Liability Position) (Details)                                    
113: R91         Policyholder Liabilities (Schedule of Reinsured     HTML     77K  
                Market Risk Benefits) (Details)                                  
114: R92         Policyholder Liabilities (Schedule of               HTML     55K  
                Reconciliation of Reinsurance Market Risk Benefits               
                by Assets and Liabilities) (Details)                             
115: R93         Policyholder Liabilities (Significant Inputs and    HTML     80K  
                Assumptions) (Details)                                           
116: R94         Policyholder Liabilities (Changes in Policyholder   HTML     80K  
                Account Balances) (Details)                                      
117: R95         Policyholder Liabilities (Reconciliation of         HTML     62K  
                Policyholders? Account Balances to the                           
                Policyholders? Account Balances? Liability)                      
                (Details)                                                        
118: R96         Policyholder Liabilities (Account Balances by       HTML    194K  
                Guaranteed Minimum Interest Rates) (Details)                     
119: R97         Reinsurance and Policy Provisions (EquiTrust        HTML     63K  
                Coinsurance Agreements) (Details)                                
120: R98         Reinsurance and Policy Provisions (Athene           HTML     79K  
                Coinsurance Agreements) (Details)                                
121: R99         Reinsurance and Policy Provisions (North End Re)    HTML    128K  
                (Details)                                                        
122: R100        Reinsurance and Policy Provisions (AeBe) (Details)  HTML     98K  
123: R101        Reinsurance and Policy Provisions (Amounts Ceded,   HTML     78K  
                Impact on Consolidated Statements of Operations                  
                and Consolidated Statements of Cash Flows)                       
                (Details)                                                        
124: R102        Reinsurance and Policy Provisions (Hannover         HTML     49K  
                Financing Arrangements) (Details)                                
125: R103        Reinsurance and Policy Provisions (Intercompany     HTML     49K  
                Reinsurance Agreements) (Details)                                
126: R104        Income Taxes (Components of Income Tax Expense)     HTML     63K  
                (Details)                                                        
127: R105        Income Taxes (Effective Income Tax Rate             HTML     70K  
                Reconciliation) (Details)                                        
128: R106        Income Taxes (Deferred Tax Assets and Liabilities)  HTML     97K  
                (Details)                                                        
129: R107        Notes and Loan Payable (Schedule of Notes and Loan  HTML     68K  
                Payable) (Details)                                               
130: R108        Notes and Loan Payable (2027 Notes Narrative)       HTML     61K  
                (Details)                                                        
131: R109        Notes and Loan Payable (Term Loan Narrative)        HTML     64K  
                (Details)                                                        
132: R110        Subordinated Debentures (Summary of Subordinated    HTML     59K  
                Debt Obligations to the Trusts) (Details)                        
133: R111        Retirement and Share-based Compensation Plans       HTML     47K  
                (Defined Contribution Plan) (Details)                            
134: R112        Retirement and Share-based Compensation Plans       HTML     60K  
                (Compensation Expense Recognized For Employees and               
                Directors) (Details)                                             
135: R113        Retirement and Share-based Compensation Plans       HTML     48K  
                (Employee Stock Ownership Plan) (Details)                        
136: R114        Retirement and Share-based Compensation Plans       HTML    169K  
                (Incentive Plans) (Details)                                      
137: R115        Retirement and Share-based Compensation Plans       HTML     72K  
                (Changes in Stock Options Outstanding) (Details)                 
138: R116        Retirement and Share-based Compensation Plans       HTML     87K  
                (Schedule of Stock Options Outstanding, By                       
                Exercise Price Range) (Details)                                  
139: R117        Statutory Financial Information and Dividend        HTML     59K  
                Restrictions (Narrative and Statutory Accounting                 
                Practices Tables) (Details)                                      
140: R118        Commitments and Contingencies (Narrative and        HTML     71K  
                Schedule of Future Minimum Rental Payments for                   
                Operating Leases) (Details)                                      
141: R119        Earnings Per Common Share and Stockholders' Equity  HTML     82K  
                (Schedule of Earnings Per Common Share, Basic and                
                Diluted) (Details)                                               
142: R120        Earnings Per Common Share and Stockholders' Equity  HTML     75K  
                (Stockholders' Equity) (Details)                                 
143: R121        Earnings Per Common Share and Stockholders' Equity  HTML     59K  
                (Brookfield) (Details)                                           
144: R122        Earnings Per Common Share and Stockholders' Equity  HTML     70K  
                (Share Repurchase Program and Treasury Stock)                    
                (Details)                                                        
145: R123        Schedule I - Summary of Investments - Other Than    HTML     90K  
                Investments in Related Parties (Details)                         
146: R124        Schedule II - Condensed Financial Information of    HTML    139K  
                Registrant (Condensed Balance Sheets) (Details)                  
147: R125        Schedule II - Condensed Financial Information of    HTML    126K  
                Registrant (Condensed Statements of Operations)                  
                (Details)                                                        
148: R126        Schedule II - Condensed Financial Information of    HTML    155K  
                Registrant (Condensed Statements of Cash Flows)                  
                (Details)                                                        
149: R127        Schedule III - Supplementary Insurance Information  HTML     63K  
                (Details)                                                        
150: R128        Schedule IV - Reinsurance (Details)                 HTML     85K  
152: XML         IDEA XML File -- Filing Summary                      XML    299K  
155: XML         XBRL Instance -- ael-20231231_htm                    XML   8.16M  
151: EXCEL       IDEA Workbook of Financial Report Info              XLSX    385K  
19: EX-101.CAL  XBRL Calculations -- ael-20231231_cal                XML    385K 
20: EX-101.DEF  XBRL Definitions -- ael-20231231_def                 XML   2.22M 
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18: EX-101.SCH  XBRL Schema -- ael-20231231                          XSD    409K 
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154: ZIP         XBRL Zipped Folder -- 0001039828-24-000020-xbrl      Zip   1.20M  


‘EX-101.PRE’   —   XBRL Presentations — ael-20231231_pre


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2 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 5/02/24  American Equity Inv Life Hold… Co 8-K:2,3,5,8 4/30/24   16:729K                                   Toppan Merrill/FA
 4/29/24  American Equity Inv Life Hold… Co 10-K/A     12/31/23   14:934K


37 Previous Filings that this Filing References

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

12/21/23  American Equity Inv Life Hold… Co 8-K:1,9    12/21/23   12:267K                                   Toppan Merrill/FA
 7/05/23  American Equity Inv Life Hold… Co 8-K:1,5,8,9 7/04/23   15:1.4M                                   Toppan Merrill/FA
 5/10/23  American Equity Inv Life Hold… Co 10-Q        3/31/23  100:20M
 4/28/23  American Equity Inv Life Hold… Co DEF 14A               12:15M
 2/28/23  American Equity Inv Life Hold… Co 10-K       12/31/22  134:24M
11/23/22  American Equity Inv Life Hold… Co 8-K:3,5,9  11/17/22   13:595K
11/08/22  American Equity Inv Life Hold… Co 10-Q        9/30/22   82:16M
 5/09/22  American Equity Inv Life Hold… Co 10-Q        3/31/22   77:14M
 3/01/22  American Equity Inv Life Hold… Co 10-K       12/31/21  135:23M
 2/17/22  American Equity Inv Life Hold… Co 8-K:1,2,7,9 2/15/22   15:4.1M
11/09/21  American Equity Inv Life Hold… Co 10-Q        9/30/21   84:15M
 6/10/21  American Equity Inv Life Hold… Co 8-K:1,8,9   6/07/21   12:247K
 5/10/21  American Equity Inv Life Hold… Co 10-Q        3/31/21   75:13M
 3/01/21  American Equity Inv Life Hold… Co 10-K       12/31/20  137:21M
11/25/20  American Equity Inv Life Hold… Co 8-K:5,9    11/19/20   14:291K
10/19/20  American Equity Inv Life Hold… Co 8-K:1,3,7,810/17/20   16:2.7M
 8/10/20  American Equity Inv Life Hold… Co 10-Q        6/30/20   74:13M
 6/17/20  American Equity Inv Life Hold… Co 8-K:3,5,8,9 6/16/20   14:546K                                   Toppan Merrill/FA
 6/16/20  American Equity Inv Life Hold… Co 8-A12B                 3:425K                                   Toppan Merrill/FA
 6/04/20  American Equity Inv Life Hold… Co 8-K:5,9     6/04/20   13:291K
 4/24/20  American Equity Inv Life Hold… Co DEF 14A     6/04/20    1:1.8M                                   Toppan Merrill-FA
 2/25/20  American Equity Inv Life Hold… Co 10-K       12/31/19  133:22M
 1/09/20  American Equity Inv Life Hold… Co 8-K:5,7,9   1/08/20   12:283K                                   Toppan Merrill/FA
11/21/19  American Equity Inv Life Hold… Co 8-K:3,5,8,911/20/19   13:495K                                   Toppan Merrill/FA
11/20/19  American Equity Inv Life Hold… Co 8-A12B                 3:418K                                   Toppan Merrill/FA
 5/08/19  American Equity Inv Life Hold… Co 10-Q        3/31/19   77:11M
 6/16/17  American Equity Inv Life Hold… Co 8-K:1,8,9   6/16/17    5:991K                                   Toppan Merrill/FA
 9/08/16  American Equity Inv Life Hold… Co S-8         9/08/16    4:149K                                   Skadden/FA
 4/18/16  American Equity Inv Life Hold… Co DEF 14A     6/02/16    1:908K                                   Toppan Merrill-FA
 8/05/11  American Equity Inv Life Hold… Co 10-Q        6/30/11   31:10M
 3/16/09  American Equity Inv Life Hold… Co 10-K       12/31/08   11:2.8M                                   Toppan Merrill-FA
 1/15/08  American Equity Inv Life Hold… Co S-3                    6:185K                                   Toppan Merrill-FA
 4/22/04  American Equity Capital Trust VI  S-3/A                  4:615K                                   Toppan Merrill-FA
11/12/03  American Equity Inv Life Hold… Co S-1/A                  5:1.7M                                   Toppan Merrill-FA
10/20/03  American Equity Inv Life Hold… Co S-1/A      10/17/03   10:2.5M                                   Toppan Merrill-FA
 8/14/00  American Equity Inv Life Hold… Co 10-Q        6/30/00    6:106K                                   Toppan Merrill-FA2/FA
 7/22/99  American Equity Inv Life Hold… Co 10-12G/A               3:240K                                   Donnelley … Solutions/FA
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