SEC Info - Rockwell Automation, Inc - ‘10-Q’ for 6/30/20

Rockwell Automation, Inc – ‘10-Q’ for 6/30/20 – ‘EX-31.1’

On: Tuesday, 7/28/20, at 1:15pm ET · For: 6/30/20 · Accession #: 1024478-20-26 · File #: 1-12383

Document/Exhibit Description Pages Size 1: 10-Q Quarterly Report HTML 1.28M 2: EX-10.1 Material Contract HTML 44K 3: EX-15 Letter re: Unaudited Interim Financial Info HTML 22K 4: EX-31.1 Certification -- §302 - SOA'02 HTML 27K 5: EX-31.2 Certification -- §302 - SOA'02 HTML 26K 6: EX-32.1 Certification -- §906 - SOA'02 HTML 23K 7: EX-32.2 Certification -- §906 - SOA'02 HTML 23K 14: R1 Cover Page HTML 74K 15: R2 Consolidated Balance Sheet HTML 114K 16: R3 Consolidated Balance Sheet (Parenthetical) HTML 31K 17: R4 Consolidated Statement of Operations HTML 83K 18: R5 Consolidated Statement of Comprehensive Income HTML 52K 19: R6 Consolidated Statement of Comprehensive Income HTML 31K (Parenthetical) 20: R7 Consolidated Statement of Cash Flows HTML 118K 21: R8 Consolidated Statement of Shareowners' Equity HTML 68K 22: R9 Consolidated Statement of Shareowners' Equity HTML 24K (Parenthetical) 23: R10 Basis of Presentation and Accounting Policies HTML 72K 24: R11 Revenue Recognition HTML 130K 25: R12 Share-Based Compensation HTML 41K 26: R13 Inventories HTML 32K 27: R14 Acquisitions HTML 68K 28: R15 Goodwill and Other Intangible Assets HTML 82K 29: R16 Long-term and Short-term Debt HTML 48K 30: R17 Other Current Liabilities HTML 38K 31: R18 Investments HTML 46K 32: R19 Retirement Benefits HTML 72K 33: R20 Accumulated Other Comprehensive Loss HTML 191K 34: R21 Commitments and Contingent Liabilities HTML 29K 35: R22 Leases HTML 58K 36: R23 Income Taxes HTML 32K 37: R24 Business Segment Information HTML 70K 38: R25 Basis of Presentation and Accounting Policies HTML 44K (Policies) 39: R26 Basis of Presentation and Accounting Policies HTML 59K (Tables) 40: R27 Revenue Recognition (Tables) HTML 128K 41: R28 Share-Based Compensation (Tables) HTML 40K 42: R29 Inventories (Tables) HTML 33K 43: R30 Acquisitions (Tables) HTML 57K 44: R31 Goodwill and Other Intangible Assets (Tables) HTML 81K 45: R32 Long-term and Short-term Debt - 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Exhibit 31.1

CERTIFICATION

I, Blake D. Moret, certify that:

1. I have reviewed this quarterly report on Form 10-Q of Rockwell Automation, Inc.;

2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;

3. Based on my knowledge, the financial statements, and other financial information included in this report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this report;

4. The registrant’s other certifying officer and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) and internal control over financial reporting (as defined in Exchange Act Rules 13a-15(f) and 15d-15(f)) for the registrant and have:

a) Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared;

b) Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles;

c) Evaluated the effectiveness of the registrant’s disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of the end of the period covered by this report based on such evaluation; and

d) Disclosed in this report any change in the registrant’s internal control over financial reporting that occurred during the registrant’s most recent fiscal quarter (the registrant’s fourth fiscal quarter in the case of an annual report) that has materially affected, or is reasonably likely to materially affect, the registrant’s internal control over financial reporting; and

5. The registrant’s other certifying officer and I have disclosed, based on our most recent evaluation of internal control over financial reporting, to the registrant’s auditors and the audit committee of the registrant’s board of directors (or persons performing the equivalent functions):

a) All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant’s ability to record, process, summarize and report financial information; and

b) Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant’s internal control over financial reporting.

Date: July 28, 2020

/s/ BLAKE D. MORET

Blake D. Moret

President and

Chief Executive Officer

This ‘10-Q’ Filing

Date

Other Filings

Filed on:

7/28/20

8-K

For Period end:

6/30/20

List all Filings

As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 11/08/23 Rockwell Automation, Inc. 10-K 9/30/23 140:16M 11/08/22 Rockwell Automation, Inc. 10-K 9/30/22 139:18M 11/09/21 Rockwell Automation, Inc. 10-K 9/30/21 136:18M 11/10/20 Rockwell Automation, Inc. 10-K 9/30/20 144:21M

Rockwell Automation, Inc – ‘10-Q’ for 6/30/20 – ‘EX-31.1’

On: Tuesday, 7/28/20, at 1:15pm ET · For: 6/30/20 · Accession #: 1024478-20-26 · File #: 1-12383

Previous ‘10-Q’: ‘10-Q’ on 4/28/20 for 3/31/20 · Next: ‘10-Q’ on 1/26/21 for 12/31/20 · Latest: ‘10-Q’ on 1/31/24 for 12/31/23 · 4 References:

Quarterly Report — Form 10-Q — Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

‘EX-31.1’ — Certification — §302 – SOA’02

This Exhibit is an HTML Document rendered as filed. [ Alternative Formats ]

Dates Referenced Herein and Documents Incorporated by Reference

4 Subsequent Filings that Reference this Filing

Rockwell Automation, Inc – ‘10-Q’ for 6/30/20 – ‘EX-31.1’

On: Tuesday, 7/28/20, at 1:15pm ET · For: 6/30/20 · Accession #: 1024478-20-26 · File #: 1-12383

Quarterly Report — Form 10-Q — Sect. 13 / 15(d) – SEA’34Filing Table of Contents

‘EX-31.1’ — Certification — §302 – SOA’02

This Exhibit is an HTML Document rendered as filed. [ Alternative Formats ]

Dates Referenced Herein and Documents Incorporated by Reference

4 Subsequent Filings that Reference this Filing

Quarterly Report — Form 10-Q — Sect. 13 / 15(d) – SEA’34
Filing Table of Contents