Bamco Inc/NY – ‘SC 13G/A’ on 9/10/98 re: Apple Orthodontix Inc

As of:  Thursday, 9/10/98   ·   Accession #:  1017918-98-82   ·   File #:  5-51035

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Amendment to Statement of Beneficial Ownership   —   Schedule 13G
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13G/A    Amendment Number 1 to Schedule 13G                    11     34K 

Document Table of Contents

SC 13G/A
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                                      Page 1 of 12 Pages

UNITED STATES 
SECURITIES AND EXCHANGE COMMISSION  
Washington, D.C.  20549 

SCHEDULE 13G  

Under the Securities Exchange Act of 1934 
(Amendment No. 1)*

  Apple Orthodontix Inc.
----------------------------------------------------- 
(Name of Issuer)

COMMON  
----------------------------------------------------- 
(Title of Class of Securities)

037849106 
----------------------------------------------------- 
(CUSIP Number)

Check the following box if a fee is being paid with this statement [ ].         
(A fee is not required only if the filing person:  (1) has a previous statement 
on file reporting beneficial ownership of more than five percent of the class of
securities described in Item 1; and (2) has filed no amendment subsequent       
thereto reporting beneficial ownership of five percent or less of such class.)  
(See Rule 13d-7.)                                                               

*The remainder of this cover page shall be filled out for a reporting person's  
initial filing on this form with respect to the subject class of securities,    
and for any subsequent amendment containing information which would alter the   
disclosures provided in a prior cover page.                                     

The information required in the remainder of this cover page shall not be       
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange   
Act of 1934 ("Act") or otherwise subject to the liabilities of that section of  
the Act but shall be subject to all other provisions of the Act (however, see   
the Notes).                                                                     

SC 13G/A
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  Amendment Number 1 to Schedule 13G (continued)

CUSIP No. 037849106                                                             
--------------------------------------------------------------------------------
1   NAME OF REPORTING PERSON                                              
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON                 

Baron Capital Group, Inc.                                         
--------------------------------------------------------------------------------
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*                     
                                                  (a)  [ ]
                                                  (b)  [ ]
--------------------------------------------------------------------------------
3   SEC USE ONLY                                                          

--------------------------------------------------------------------------------
4   CITIZENSHIP OR PLACE OF ORGANIZATION                                  

New York                                                          
--------------------------------------------------------------------------------
NUMBER OF      5    SOLE VOTING POWER                                     
SHARES                    0                                           
  BENEFICIALLY    --------------------------------------------------------------
OWNED BY      6    SHARED VOTING POWER                                  
EACH                     0                                          
   REPORTING      --------------------------------------------------------------
PERSON       7    SOLE DISPOSITIVE POWER                              
WITH                     0                                          
                  --------------------------------------------------------------
8    SHARED DISPOSITIVE POWER               
0                 
--------------------------------------------------------------------------------
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON          

0                                                 
--------------------------------------------------------------------------------
10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*  

--------------------------------------------------------------------------------
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)                      

0.0%                                                              
--------------------------------------------------------------------------------
12   TYPE OF REPORTING PERSON*                                              

HC, CO                                                            
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT  

SC 13G/A
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  Amendment Number 1 to Schedule 13G (continued)

CUSIP No. 037849106                                                             
------------------------------------------------------------------------------- 
1   NAME OF REPORTING PERSON                                              
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON                 

BAMCO, Inc.                                                       
--------------------------------------------------------------------------------
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*                     
                                                  (a)  [ ]
                                                  (b)  [ ]
--------------------------------------------------------------------------------
3   SEC USE ONLY                                                          

--------------------------------------------------------------------------------
4   CITIZENSHIP OR PLACE OF ORGANIZATION                                  

New York                                                          
--------------------------------------------------------------------------------
NUMBER OF      5    SOLE VOTING POWER                                     
SHARES                    0                                           
  BENEFICIALLY    --------------------------------------------------------------
OWNED BY      6    SHARED VOTING POWER                                  
EACH                     0                                          
   REPORTING      --------------------------------------------------------------
PERSON       7    SOLE DISPOSITIVE POWER                              
WITH                     0                                          
                  --------------------------------------------------------------
8    SHARED DISPOSITIVE POWER               
0                 
--------------------------------------------------------------------------------
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON          

0                                                 
--------------------------------------------------------------------------------
10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*  

--------------------------------------------------------------------------------
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)                      

0.0%                                                              
--------------------------------------------------------------------------------
12   TYPE OF REPORTING PERSON*                                              

IA, CO                                                            
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT  

SC 13G/A
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  Amendment Number 1 to Schedule 13G (continued)

CUSIP No. 037849106                                                             
------------------------------------------------------------------------------- 
1   NAME OF REPORTING PERSON                                              
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON                 

Baron Capital Management, Inc.                                    
--------------------------------------------------------------------------------
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*                     
                                                  (a)  [ ]
                                                  (b)  [ ]
--------------------------------------------------------------------------------
3   SEC USE ONLY                                                          

--------------------------------------------------------------------------------
4   CITIZENSHIP OR PLACE OF ORGANIZATION                                  

New York                                                          
--------------------------------------------------------------------------------
NUMBER OF      5    SOLE VOTING POWER                                     
SHARES                 0                                              
  BENEFICIALLY    --------------------------------------------------------------
OWNED BY      6    SHARED VOTING POWER                                  
EACH                  0                                             
   REPORTING      --------------------------------------------------------------
PERSON       7    SOLE DISPOSITIVE POWER                              
WITH                  0                                             
                  --------------------------------------------------------------
8    SHARED DISPOSITIVE POWER               
0                       
--------------------------------------------------------------------------------
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON          

0                                                         
--------------------------------------------------------------------------------
10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*  

--------------------------------------------------------------------------------
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)                      

0.0%                                                              
--------------------------------------------------------------------------------
12   TYPE OF REPORTING PERSON*                                              

IA, CO                                                            
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT  

SC 13G/A
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Amendment Number 1 to Schedule 13G (continued)

CUSIP No. 037849106                                                             
--------------------------------------------------------------------------------
1   NAME OF REPORTING PERSON                                              
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON                 

Baron Asset Fund                                                  
--------------------------------------------------------------------------------
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*                     
                                                  (a)  [ ]
                                                  (b)  [ ]
--------------------------------------------------------------------------------
3   SEC USE ONLY                                                          

--------------------------------------------------------------------------------
4   CITIZENSHIP OR PLACE OF ORGANIZATION                                  

Massachusetts                                                     
--------------------------------------------------------------------------------
NUMBER OF      5    SOLE VOTING POWER                                     
SHARES                  0                                             
  BENEFICIALLY    --------------------------------------------------------------
OWNED BY      6    SHARED VOTING POWER                                  
EACH                   0                                            
   REPORTING      --------------------------------------------------------------
PERSON       7    SOLE DISPOSITIVE POWER                              
WITH                   0                                            
                  --------------------------------------------------------------
8    SHARED DISPOSITIVE POWER               
0                     
--------------------------------------------------------------------------------
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON          

0                                                     
--------------------------------------------------------------------------------
10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*  

--------------------------------------------------------------------------------
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)                      

0.0%                                                              
--------------------------------------------------------------------------------
12   TYPE OF REPORTING PERSON*                                              

IV, OO                                                            
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT  

SC 13G/A
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  Amendment Number 1 to Schedule 13G (continued)

CUSIP No. 037849106                                                             
--------------------------------------------------------------------------------
1   NAME OF REPORTING PERSON                                              
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON                 

Ronald Baron                                                      
--------------------------------------------------------------------------------
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*                     
                                                  (a)  [ ]
                                                  (b)  [ ]
--------------------------------------------------------------------------------
3   SEC USE ONLY                                                          

--------------------------------------------------------------------------------
4   CITIZENSHIP OR PLACE OF ORGANIZATION                                  

USA                                                               
--------------------------------------------------------------------------------
NUMBER OF      5    SOLE VOTING POWER                                     
SHARES                    0                                           
  BENEFICIALLY    --------------------------------------------------------------
OWNED BY      6    SHARED VOTING POWER                                  
EACH                     0                                          
   REPORTING      --------------------------------------------------------------
PERSON       7    SOLE DISPOSITIVE POWER                              
WITH                     0                                          
                  --------------------------------------------------------------
8    SHARED DISPOSITIVE POWER               
0                 
--------------------------------------------------------------------------------
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON          

0                                                 
--------------------------------------------------------------------------------
10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*  

--------------------------------------------------------------------------------
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)                      

0.0%                                                              
--------------------------------------------------------------------------------
12   TYPE OF REPORTING PERSON*                                              

HC, IN                                                            
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT  

SC 13G/A
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Item 1.                                                                         

(a)  Name of Issuer:                                            
Apple Orthodontix                                     
(b)  Address of Issuer's Principal Executive Offices:           
2777 Allen Parkway, Suite 700                         
Houston, TX 77019                                         

Item 2.                                                                         

(a)  Name of Persons Filing:                                    
Baron Capital Group, Inc. ("BCG")                     
BAMCO, Inc. ("BAMCO")                                 
Baron Capital Management, Inc. ("BCM")                
Baron Asset Fund ("BAF")                              
Ronald Baron                                          
(b)  Address of Principal Business Office:                      
767 Fifth Avenue                                  
New York, NY 10153                                
(c)  Citizenship:                                               
BCG, BAMCO and BCM are New York corporations,     
BAF is a Massachusetts business trust,            
 and Ronald Baron is a citizen of the United States.
(d)  Title of Class Securities:                                 
Common Stock                                      
(e)  CUSIP Number:                                              
037849106                                         

Item 3.    PERSONS FILING                                                       

BCG and Ronald Baron are:                                       
(g) Parent holding companies, in accordance with    
Section 240.13d-1(b)(ii)(G)                 
BAMCO and BCM are:                                              
   (e) Investment Advisers registered under Section 203 of
the Investment Advisers Act of 1940         
BAF is:                                                         
    (d) Investment Company registered under Section 8 of the
Investment Company Act                      
All persons filing are:                                         
 (h) Group, in accordance with Rule 13d-1(b)(1)(ii)(F)

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Item 4.    OWNERSHIP^                                                           

(a) Amount Beneficially Owned as of August 31,1998:           
BCG:                  0 shares                    
BAMCO:                0 shares                    
BCM:                  0 shares                    
BAF:                  0 shares                    
Ronald Baron:         0 shares                    

(b) Percent of Class:                                         
BCG:            0.0%                              
BAMCO:          0.0%                              
BCM:            0.0%                              
BAF:            0.0%                              
Ronald Baron:   0.0%                              

^BCG and Ronald Baron disclaim beneficial ownership of                          
shares held by their controlled entities (or the investment                   
advisory clients thereof) to the extent such shares are held                  
by persons other than BCG and Ronald Baron.  BAMCO and                        
BCM disclaim beneficial ownership of shares held by their                     
investment advisory clients to the extent such shares are held                
by persons other than BAMCO, BCM and their affiliates.                        

SC 13G/A
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(c) Number of shares as to which such person has:           

(i)   sole power to vote or direct the vote:    
BCG:                  0     
BAMCO:                0     
BCM:                  0     
BAF:                  0     
Ronald Baron:         0     
(ii)  shared power to vote or direct the vote:  
BCG:                  0     
BAMCO:                0     
BCM:                  0     
BAF:                  0     
Ronald Baron:         0     
(iii) sole power to dispose or to direct        
the disposition of:                 
BCG:                  0     
BAMCO:                0     
BCM:                  0     
BAF:                  0     
Ronald Baron:         0     
(iv)  shared power to dispose or direct         
the disposition of:                 
BCG:                  0     
BAMCO:                0     
BCM:                  0     
BAF:                  0     
Ronald Baron:         0     

Item 5.  OWNERSHIP OF 5% OR LESS OF A CLASS                                     
Filing Persons have ceased being the beneficial owners of more
than 5% of the class of securities reported herein.           

Item 6.  OWNERSHIP OF MORE THAN 5% ON BEHALF OF ANOTHER PERSON                  
Not applicable.                                               

Item 7.  IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH              
ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT         
HOLDING COMPANY                                               

BAMCO and BCM are subsidiaries of BCG.  BAF is an investment  
advisory client of BAMCO.  Ronald Baron owns a controlling    
interest in BCG.                                              

Item 8.  IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP              

See Item 3.                                                   

* By virtue of investment advisory agreements with their respective             
clients, BAMCO and BCM have been given the discretion to dispose            
or the disposition of the securities in the advisory accounts.              
All such discretionary agreements, are however, revocable.                  

SC 13G/A
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Item 9.  NOTICE OF DISSOLUTION OF GROUP                                         

Not applicable.                                               

Item 10. Certification                                                          

By signing below I certify that, to the best of my knowledge          
and belief, the securities referred to above were acquired in the               
ordinary course of business and were not acquired for the purpose               
of and do not have the effect of changing or influencing the control            
of the issuer of such securities and were not acquired in connection            
with or as a participant in any transaction having such purposes or             
effect.                                                                         

Signature                                                                       

After reasonable inquiry and to the best of my knowledge and belief,      
I certify that the information set forth in this statement is true,             
complete and correct.                                                           

Date:  September 10, 1998                                                   

       Baron Capital Group, Inc., BAMCO, Inc.,
   Baron Capital Management, Inc., and
Baron Asset Fund                
By:                             

/s/ Ronald Baron                
       _______________________________________
Ronald Baron, President 

Ronald Baron, Individually      

By:                             

/s/ Ronald Baron                
       _______________________________________
Ronald Baron            

SC 13G/A
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Joint Filing Agreement                  

The undersigned each hereby agree that the Schedule 13G dated           
September 10, 1998, which relates to the common stock of Apple Orthodontix      
Inc., is to be filed jointly on behalf of each of them                          
for the reasons stated therein, and any amendments thereto shall                
be filed jointly by the undersigned.                                            

Dated:  September 10, 1998                                                      

       Baron Capital Group, Inc., BAMCO, Inc.,
   Baron Capital Management, Inc., and
Baron Asset Fund                
By:                             

/s/ Ronald Baron                
       _______________________________________
Ronald Baron, President 

Ronald Baron, Individually      
By:                             

/s/ Ronald Baron                
       _______________________________________
Ronald Baron            

Dates Referenced Herein   and   Documents Incorporated by Reference

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