SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Corporate Bond Trust Series 5 – ‘NSAR-U’ for 12/31/10

On:  Monday, 2/28/11, at 4:04pm ET   ·   Effective:  2/28/11   ·   For:  12/31/10   ·   Accession #:  1013228-11-524   ·   File #:  811-02600

Previous ‘NSAR-U’:  ‘NSAR-U’ on 3/1/10 for 12/31/09   ·   Next:  ‘NSAR-U’ on 2/28/12 for 12/31/11   ·   Latest:  ‘NSAR-U’ on 2/28/14 for 12/31/13

Find Words in Filings emoji
 
  in    Show  and   Hints

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/28/11  Corporate Bond Trust Series 5     NSAR-U     12/31/10    1:8K                                     Netvision Techs Inc./FA

Annual Report by a Unit Investment Trust   —   Form N-SAR   —   ICA’40
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: NSAR-U      Form N-SAR                                             4     14K 

NSAR-U1st Page of 4TOCTopPreviousNextBottomJust 1st
 

FORM N-SAR FOR REGISTERED INVESTMENT COMPANIES FOR FISCAL YEAR ENDING 12-31-10 GENERAL INFORMATION 1. A. REGISTRANT NAME: The Corporate Bond Trust B. File Number: 811-2600 C. Telephone Number: 201-352-8464 D. Address: 1200 Harbor Boulevard Weehawken, New Jersey 07086 2. SUMMARY OF THIS FILING: [Download Table] 1X 12_ 23_ 34_ 45_ 56_ 67_ 78_ 89_ 100 111X 122X 2X 13_ 24_ 35_ 46_ 57_ 68_ 79_ 90_ 101 112X 123X 3X 14_ 25_ 36_ 47_ 58_ 69_ 80_ 91_ 102 113X 124X 4X 15_ 26_ 37_ 48_ 59_ 70_ 81_ 92_ 103 114X 125X 5X 16_ 27_ 38_ 49_ 60_ 71_ 82_ 93_ 104 115X 126X 6X 17_ 28_ 39_ 50_ 61_ 72_ 83_ 94_ 105 116X 127 7X 18_ 29_ 40_ 51_ 62_ 73_ 84_ 95_ 106 117X 128 8__ 19_ 30_ 41_ 52_ 63_ 74_ 85_ 96_ 107 118X 129 9__ 20_ 31_ 42_ 53_ 64_ 75_ 86_ 97_ 108 119X 130 10_ 21_ 32_ 43_ 54_ 65_ 76_ 87_ 98_ 109 120X 131X 11_ 22_ 33_ 44_ 55_ 66_ 77_ 88_ 99_ 110 121X 132X 3. Is this the first filing on this form by Registrant? N Y/N 4. Is this the last filing on this form by Registrant? N Y/N 5. Is Registrant a small business investment company? N Y/N 6. Is Registrant a unit investment trust? Y Y/N 7. Is Registrant a series or multiple portfolio company? N Y/N 111. A. Depositor name: UBS Financial Services Inc. B. SEC File Number (If any): 1-7367 C. Location: Weehawken, New Jersey 07086 112. A. Sponsor name: UBS Financial Services Inc. B. SEC File Number (If any): 1-7367 C. Location: Weehawken, New Jersey 07086 113. A. Trustee name: NONE B. Location: NONE 114. A. Principal underwriter name: UBS Financial Services Inc. B. File Number: 8-16267 C. Location: Weehawken, New Jersey 07086 115. A. Independent public accountant name: NONE B. Location: NONE 116. Family of investment companies information: A. Is Registrant part of a family of investment companies? N Y/N 117. A. Is Registrant a separate account of an insurance company? N Y/N
NSAR-U2nd Page of 4TOC1stPreviousNextBottomJust 2nd
118. State the number of series existing at the end of the period that had securities registered under the Securities Act of 1933 0 119. State the number of new series for which registration statements under the Securities Act of 1933 became effective during the period 0 120. State the total value of the portfolio securities on the date of deposit for the new series included in item 119 ($000's omitted) $0 121. State the number of series for which a current prospectus was in existence at the end of the period 0 122. State the number of existing series for which additional units were registered under the Securities Act of 1933 during the current period 0 123. State the total value of the additional units considered in answering item 122 ($000's omitted) $0 124. State the total value of units of prior series that were placed in the portfolios of subsequent series during the current period (the value of these units is to be measured on the date they were placed in the subsequent series) ($000's omitted) $0 125. State the total dollar amount of sales loads collected (before reallowances to other brokers or dealers) by Registrant's principal underwriter and any underwriter which is an affiliated person of the principal underwriter during the current period solely from the sale of units of all series of Registrant ($000's omitted) $0 126. Of the amount shown in item 125, state the total dollar amount of sales loads collected from secondary market operations in Registrant's units (include the sales loads, if any, collected on units of a prior series placed in the portfolio of a subsequent series.) ($000's omitted) $0 127. List opposite the appropriate description below the number of series whose portfolios are invested primarily (based upon a percentage of NAV) in each type of security shown, the aggregate total assets at market value as of a date at or near the end of the current period of each such group of series and the total income distributions made by each such group of series during the current period (excluding distributions of realized gains, if any):
NSAR-U3rd Page of 4TOC1stPreviousNextBottomJust 3rd
[Download Table] Number Total Total of Assets Income Series ($000's Distributions Investing Omitted) ($000's omitted) --------- -------- ---------------- A U.S. Treasury direct ... issue $____ $_____ B U.S. Government agency $____ $_____ C State and municipal ... tax-free $____ $_____ D Public utility debt $____ $_____ E Brokers or dealers debt ... or debt of brokers' or dealers' parent $____ $_____ F All other corporate ... intermed. & long term debt $____ $_____ G All other corporate ... short-term debt $____ $_____ H Equity securities of ... brokers or dealers or parents of brokers or dealers $____ $_____ I Investment company ... equity securities $____ $_____ J All other equity ... securities $____ $_____ K Other securities $____ $_____ L Total assets of all series of registrant $____ $_____ 128. Is the timely payment of principal and interest on any of the portfolio securities held by any of Registrant's series at the end of the current period insured or guaranteed by an entity other than the issuer? N Y/N 129. Is the issuer of any instrument covered in item 128 delinquent or in default as to payment of principal or interest at the end of the current period? N Y/N 130. In computations of NAV or offering price per unit, is any part of the value attributed to instruments identified in item 129 derived from insurance or guarantees? N Y/N 131. Total expenses incurred by all series of Registrant during the current reporting period ($000's omitted) $0 132. List the 811 (Investment Company Act of 1940) registration number for all Series of Registrant
NSAR-ULast Page of 4TOC1stPreviousNextBottomJust 4th
that are being included in this filing: 811-2600 811-2545 811-2435 For period ending (a) 12-31-10 File Number (c) 811-2600 This report is signed on behalf of the registrant in the City of New York and State of New York on the 28th day of February 2011. The Corporate Bond Trust (Registrant) Witness: /s/ David Stack By: /s/ Mary Ellen Cochrane --------------------- ----------------------------- David Stack Mary Ellen Cochrane Director Director WMUS Listed Trading Manager - UIT Trading Desk
Top
Filing Submission 0001013228-11-000524   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Mon., Apr. 29, 11:46:54.1pm ET