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As Of Filer Filing For·On·As Docs:Size Issuer Agent 2/28/03 FBR Family of Funds 485BPOS 2/28/03 10:1.7M E-Services LLC/FA FBR Family of Funds |
Document/Exhibit Description Pages Size 1: 485BPOS HTML Form N-1A HTML 652K 2: 485BPOS PDF Form N-1A -- fbrn1a PDF 689K 3: EX-99.D1 ADVSR CONTR Miscellaneous Exhibit HTML 38K 4: EX-99.D2 ADVSR CONTR Miscellaneous Exhibit HTML 8K 5: EX-99.D3 ADVSR CONTR Miscellaneous Exhibit HTML 31K 6: EX-99.E1 Miscellaneous Exhibit HTML 28K 7: EX-99.E2 Miscellaneous Exhibit HTML 27K 8: EX-99.G4 Miscellaneous Exhibit HTML 11K 9: EX-99.J OTHER OPININ Miscellaneous Exhibit HTML 7K 10: EX-99.M 12B-1 PLAN Miscellaneous Exhibit HTML 15K
| Exhibit (g)(4) |
Item (g)(4)
AMENDMENT NUMBER 3
TO AGREEMENT
FOR FUND ADMINISTRATION,
FUND ACCOUNTING SERVICES
TRANSFER AGENCY SERVICES
AND
CUSTODY SERVICES
AMENDMENT is made as of November 1, 2002, by and between FBR FAMILY OF FUNDS, having its principal office and place of business at 4922 Fairmont Avenue, Bethesda, Maryland 20814 (the "Trust"), on behalf of the portfolios of the Trust ("Funds") and FBR NATIONAL BANK & TRUST, NA, Bethesda, Maryland, a national bank, having its principal office and place of business at 4922 Fairmont Avenue, Bethesda, Maryland 20814, on behalf of itself and its affiliates (the "Company").
WHEREAS the Trust has entered into an agreement ("Base Agreement") for fund services with the Company dated August 24, 2000.
WHEREAS the Trust has entered into Amendment Number 1 for fund services with the Company dated August 24, 2000.
WHEREAS the Trust has entered into an unnumbered amendment to correct a scribers error and Company name change on November 11, 2001.
WHEREAS the Trust has entered into Amendment Number 2 with the Company dated January 25, 2002.
WHEREAS the Company wishes to amend Exhibit 2 of the Base Agreement;
NOW THEREFORE, in consideration of the promises and mutual convenants herein contained and intending to be legally bound hereby, the parties hereto agree as follows:
The fees set forth in Exhibit 2 of the Base Agreement include all Trust costs except:
Investment advisory fee;
12b-1 fee paid to distributor;
Extraordinary attorney fees, including, but not limited to, non-routine filings or merger, acquisition or new product offering activity;
Marketing costs outside of routine shareholder communications; and
Interest costs.
IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed in their names and on their behalf by and through their duly authorized offices, as of the day and year first above written.
FBR FAMILY OF FUNDS By: /s/ Winsor H. Aylesworth Winsor H. Aylesworth Vice President & Treasurer FBR NATIONAL BANK & TRUST By: /s/ Linda R. Paisley Linda R. Paisley President and Chief Executive Officer
| This ‘485BPOS’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on / Effective on: | 2/28/03 | |||
| 11/1/02 | ||||
| 1/25/02 | 24F-2NT | |||
| 11/11/01 | ||||
| 8/24/00 | ||||
| List all Filings | ||||