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Lauder Aerin, et al. – ‘4’ for 4/10/13 re: Estee Lauder Companies Inc.

On:  Friday, 4/12/13, at 4:45pm ET   ·   For:  4/10/13   ·   As:  Director and 10% Owner   ·   Accession #:  1001250-13-66   ·   File #:  1-14064

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 4/12/13  Lauder Aerin                      4          Dir.,%Own.  3:17K  Estee Lauder Companies Inc.       Estee Lauder Cos Inc.
          Zinterhofer Aerin Lauder Trust U/A/D 4/24/00
          Aerin Lauder Zinterhofer 2008 Grantor Retained Annuity Trust

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML     10K 
                Securities by an Insider -- edgar.xml/3.6                        
 2: EX-24       Power of Attorney                                   HTML      7K 
 3: EX-24       Power of Attorney                                   HTML      7K 


‘4’   —   Statement of Changes in Beneficial Ownership of Securities by an Insider — edgar.xml/3.6




        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
SEC Info rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider
 
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Aerin Lauder Zinterhofer 2008 Grantor Retained Annuity Trust

(Last)(First)(Middle)
C/O THE ESTEE LAUDER COMPANIES INC.
767 FIFTH AVENUE

(Street)
NEW YORKNY10153

(City)(State)(Zip)
2. Issuer Name and Ticker or Trading Symbol
ESTEE LAUDER COMPANIES INC [ EL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
DirectorX10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
4/10/13
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
XForm filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Class B Common Stock (1) 4/10/13 J (2) 59,000 (3) (3)Class A Common Stock59,000 (4)9,865,192D
Class B Common Stock (1) 4/10/13 J (2) 59,000 (3) (3)Class A Common Stock59,000 (4)1,331,324IAerin Lauder Zinterhofer 2000 Revocable Trust u/a/d 4/24/00
1. Name and Address of Reporting Person*
Aerin Lauder Zinterhofer 2008 Grantor Retained Annuity Trust

(Last)(First)(Middle)
C/O THE ESTEE LAUDER COMPANIES INC.
767 FIFTH AVENUE

(Street)
NEW YORKNY10153

(City)(State)(Zip)
1. Name and Address of Reporting Person*
LAUDER AERIN

(Last)(First)(Middle)
C/O THE ESTEE LAUDER COMPANIES INC.
767 FIFTH AVENUE

(Street)
NEW YORKNY10153

(City)(State)(Zip)
1. Name and Address of Reporting Person*
ZINTERHOFER AERIN LAUDER TRUST U/A/D 4/24/0

(Last)(First)(Middle)
C/O RICHARD D. PARSONS
9 WEST 57TH STREET, SUITE 4700

(Street)
NEW YORKNY10019

(City)(State)(Zip)
Explanation of Responses:
(1)  There is no conversion price for the Class B Common Stock. It is convertible into shares of Class A Common Stock on a one-to-one basis.
(2)  Transfer of Class B Common Stock to the Aerin Lauder Zinterhofer Trust U/A/D 4/24/00 in partial satisfaction of an amount payable due under the terms of the Aerin Lauder Zinterhofer 2008 Grantor Retained Annuity Trust Agreement.
(3)  Shares of Class B Common Stock may be converted immediately into Class A Common Stock on a one-for-one basis by the holder and are automatically converted into Class A Common Stock on a one-for-one basis upon transfer to a person or entity that is not a "Permitted Transferee" or soon after a record date for a meeting of stockholders where the outstanding Class B Common Stock constitutes less than 10% of the outstanding shares of Common Stock of the Issuer.
(4)  Not applicable.
Remarks:
*The full name of the Reporting Trust is: Aerin Lauder Zinterhofer 2008 Grantor Retained Annuity Trust, u/a/d December 24, 2008, by Aerin Lauder Zinterhofer, as Grantor ("2008 GRAT").
Aerin Lauder Zinterhofer, Trustee, by Maureen Sladek, attorney-in-fact 4/12/13
Aerin Lauder, by Maureen Sladek, attorney-in-fact 4/12/13
Richard D. Parsons, Trustee, Aerin Lauder Zinterhofer 2000 Revocable Trust, by Maureen Sladek, attorney-in-fact 4/12/13
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
____________
Transaction Code:
    J    Other acquisition or disposition.

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