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Grewal Randeep S – ‘3’ for 10/20/97 re: Greka Energy Corp.

As of:  Thursday, 11/18/99   ·   For:  10/20/97   ·   Accession #:  1005444-99-192   ·   File #:  0-20760

Previous ‘3’:  ‘3’ on 11/18/99 for 10/20/97   ·   Latest ‘3’:  This Filing

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

11/18/99  Grewal Randeep S                  3          Director    1:8K   Greka Energy Corp.                Mountain Fi… Printing/FA

Initial Statement of Beneficial Ownership of Securities by an Insider   —   Form 3   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 3           Initial Statement of Beneficial Ownership of           2     15K 
                Securities by an Insider                                         

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[Enlarge/Download Table] -------------------- -------------------------------- F O R M 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION OMB Approval -------------------- Washington, D.C. 20549 -------------------------------- -------------------------------- OMB Number 3235-014 Expires: December 31, 2001 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Estimated average burden hours per response........0.5 Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 -------------------------------- (Print or Type Responses) ___________________________________________________________________________________________________________________________________ 1..Name and Address of Reporting Person* | 2. Date of Event 4. Issuer Name and Ticker or Trading Symbol | Requiring Statement | (Month/Day/Year) GREKA Energy Corporation GRKA 9/9/97 Grewal Randeep S. ---------------------------------------------------- ___________________________________________________ (Last) (First) (Middle) 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) 10815 Briar Forest Drive ---------------------------------------------------- X Director 10% Owner (Street) ------- ------- Officer (give Other (specify --------------------------- X title below) below) 3. I.R.S. Identification ------- ------- Houston TX 77042 Number of Reporting ---------------------------------------------------- Person, if an entity Chief Executive Officer (City) (State) (Zip) (Voluntary) --------------------------------------- ___________________________________________________________________________________________________________________________________ 6. If Amendment, Date of Original 7. Individual or Joint/Group (Month/Day/Year) (Check Applicable Line) Form filed by One 10/20/97 X Reporting Person ------ Form filed by More than One Reporting Person ------ ___________________________________________________________________________________________________________________________________ Table I - Non-Derivative Securities Beneficially Owned ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Security 2. Amount of Securities 3. Ownership 4. Nature of Indirect Beneficial (Instr. 4) Beneficially Owned Form: Direct (D) or Indirect Ownership (Instr. 5) (Instr. 4) (I) (Instr. 5) ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, no par value 70,000* D ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Over) * If the form is filed by more than one reporting person, see Instruction 5(b)(v). SEC 1473 (3-99)
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F O R M 3 (continued) Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Derivative 2. Date Exercisable and 3. Title and Amount of 4. Conversion 5. Ownership 6. Nature of Security (Instr. 4) Expiration Date Securities Underlying or Exercise Form of Indirect (Month/Day/Year) Derivative Security Price of Derivative Beneficial (Instr. 4) Derivative Security: Ownership Security Direct (D) (Instr. 5) or Indirect (I) (Instr. 5) -------------------------------------------------------------------------------------------------------- Date Expiration Amount or Exercisable Date Title Number of Shares ------------------------------------------------------------------------------------------------------------------------------------ Employee Stock Option (right to buy) 10/14/98 9/9/2007 Common Stock 150,000 $5.00 D ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ----------------------------------------------------------------------------------------------------------------------------------- Explanation of Responses: * Mr. Grewal has the right to receive these shares as of September 9, 1997 but they were not issued until October 15, 1997. /s/ Randeep S. Grewal November 17, 1999 ** Intentional misstatements or omissions of facts constitute Federal Criminal ------------------------------- ----------------- Violations. **Signature of Reporting Person Date See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a) Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, See Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. --------------------------------------------------------------------------------

Dates Referenced Herein   and   Documents Incorporated by Reference

Referenced-On Page
This ‘3’ Filing    Date First  Last      Other Filings
12/31/01110-K,  NT 10-K
Filed on:11/18/993
11/17/992
For Period end:10/20/973,  4,  SC 13D
10/15/972
9/9/9723
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Filing Submission 0001005444-99-000192   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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