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Cel Sci Corp – ‘S-3MEF’ on 4/11/14

On:  Friday, 4/11/14, at 6:33pm ET   ·   Effective:  4/11/14   ·   Accession #:  1004878-14-132   ·   File #s:  333-186103, 333-195235

Previous ‘S-3MEF’:  ‘S-3MEF’ on 10/8/13   ·   Latest ‘S-3MEF’:  This Filing

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 4/11/14  Cel Sci Corp                      S-3MEF      4/11/14    3:13K                                    Hart & Hart LLC/FA

Registration of Additional Securities   —   Form S-3
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: S-3MEF      Registration of Additional Securities                  8     22K 
 2: EX-5        Form S-3 Mef Exh. 5 Opinion Letter                     2      7K 
 3: EX-23       Form S-3 Mef Exh. 23 Consents                          3      7K 


S-3MEF   —   Registration of Additional Securities

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As filed with the Securities and Exchange Commission on October__, 2013. Registration No 333-_______ SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-3 Registration Statement Under THE SECURITIES ACT OF 1933 CEL-SCI CORPORATION (Exact name of registrant as specified in charter) Colorado (State or other jurisdiction of incorporation) 8229 Boone Blvd. #802 Vienna, Virginia 22182 84-09l6344 (703) 506-9460 ---------------------------- ---------------------------------------------- IRS Employer I.D. Number) (Address, including zip code, and telephone Number) including area of principal executive offices) Geert Kersten 8229 Boone Blvd. #802 Vienna, Virginia 22182 (703) 506-9460 ------------------------------------------------------- (Name and address, including zip code, and telephone number, including area code, of agent for service) Copies of all communications, including all communications sent to the agent for service, should be sent to: William T. Hart, Esq. Hart & Hart 1624 Washington Street Denver, Colorado 80203 (303) 839-0061 APPROXIMATE DATE OF COMMENCEMENT OF PROPOSED SALE TO THE PUBLIC: From time to time after this Registration Statement becomes effective as determined by market conditions If the only securities being registered on this Form are being offered pursuant to dividend or interest reinvestment plans, please check the following box. [ ] If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, other than securities offered only in connection with dividend or interest reinvestment plans, check the following box. [X]
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If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration for the same offering. [x] 333-186103 If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. [ ] If this Form is a registration statement pursuant to General Instruction I.D. or a post-effective amendment thereto that shall become effective upon filing with the Commission pursuant to Rule 462(e) under the Securities Act, check the following box. [ ] If this Form is a post-effective amendment to a registration statement filed pursuant to General Instruction I.D. filed to register additional securities or additional classes of securities pursuant to Rule 413(b) under the Securities Act, check the following box. [ ] Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of "large accelerated filer", and "smaller reporting company" in Rule 12b-2 of the Exchange Act. Large accelerated filer [ ] Accelerated filer [X] Non-accelerated filer [ ] Smaller reporting company [ ] (Do not check if a smaller reporting company) CALCULATION OF REGISTRATION FEE Title of each Proposed Proposed Class of Maximum Maximum Securities Securities Offering Aggregate Amount of to be to be Price Per Offering Registration Registered Registered Share (1) Price Fee(1) ---------- ---------- ------------ -------------- -------------- Common stock (2) (2) (2) (2) Total $10,000,000 $10,000,000 $1,364 (1) Offering price computed in accordance with Rule 457(c). (2) There are being registered hereunder an indeterminate number of shares of common stock and warrants as may be sold, from time to time, by the Company. Pursuant to Rule 416, this Registration Statement includes such indeterminate number of additional securities as may be required for issuance as the result of any stock splits, stock dividends or similar transactions. This registration statement is being filed pursuant to Rule 462(b). Pursuant to Instruction IV of the general instructions to Form S-3 the contents of registration statement 333-186103 are incorporated by reference. 2
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POWER OF ATTORNEY The registrant and each person whose signature appears below hereby authorizes the agent for service named in this Registration Statement, with full power to act alone, to file one or more amendments (including post-effective amendments) to this Registration Statement, which amendments may make such changes in this Registration Statement as such agent for service deems appropriate, and the Registrant and each such person hereby appoints such agent for service as attorney-in-fact, with full power to act alone, to execute in the name and in behalf of the Registrant and any such person, individually and in each capacity stated below, any such amendments to this Registration Statement. SIGNATURES Pursuant to the requirements of the Securities Act of l933, the Registrant certifies that it has reasonable grounds to believe that it meets all the requirements for filing on Form S-3 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Vienna, State of Virginia, on the 8th day of October, 2013. CEL-SCI CORPORATION By: /s/ Maximilian de Clara ----------------------------------- Maximilian de Clara, President Pursuant to the requirements of the Securities Act of l933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated. Signature Title Date /s/ Maximilian de Clara Director and Principal October 8, 2013 -------------------------- Maximilian de Clara Executive Officer /s/ Geert R. Kersten Director, Principal October 8, 2013 -------------------------- Geert R. Kersten Financial Officer, and Chief Executive Officer /s/ Alexander G. Esterhazy Director October 8, 2013 -------------------------- Alexander G. Esterhazy /s/ C. Richard Kinsolving Director October 8, 2013 -------------------------- C. Richard Kinsolving, Ph.D. /s/ Peter R. Young Director October 8, 2013 -------------------------- Peter R. Young, Ph.D.
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CEL-SCI CORPORATION FORM S-3 EXHIBITS
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EXHIBIT 5
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HART & HART, LLC ATTORNEYS AT LAW 1624 Washington Street Denver, CO 80203 William T. Hart, P.C. ________ harttrinen@aol.com Will Hart Fax: (303) 839-5414 (303) 839-0061 October 8, 2013 CEL-SCI Corporation 8229 Boone Blvd. #802 Vienna, VA 22182 This letter will constitute an opinion upon the legality of the sale by CEL-SCI Corporation, a Colorado corporation ("CEL-SCI"), of shares of its common stock, preferred stock, convertible preferred stock, rights and warrants having a maximum value of $10,000,000, all as referred to in the Registration Statement on Form S-3 filed by CEL-SCI with the Securities and Exchange Commission. We have examined the Articles of Incorporation, the Bylaws and the minutes of the Board of Directors of CEL-SCI, the applicable laws of the State of Colorado, a copy of the Registration Statement and all other documents we considered necessary to render our option. In our opinion: o CEL-SCI is authorized to issue the securities which are the subject of this registration statement, as well as any securities issuable upon the conversion of preferred stock or upon the exercise of any rights or warrants; o such securities, when sold, will be legally issued and will represent fully paid and non-assessable securities of CEL-SCI; and o the rights and warrants, when issued, will be binding obligations of CEL-SCI under the laws of Colorado. Very truly yours, HART & HART, LLC /s/ William T. Hart -------------------- William T. Hart EXHIBIT 23
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CONSENT OF ATTORNEYS Reference is made to the Registration Statement of CEL-SCI Corporation, whereby the Company proposes to sell securities having a maximum value of $10,000,000. Reference is also made to Exhibit 5 included in the Registration Statement relating to the validity of the securities proposed to be sold. We hereby consent to the use of our opinion concerning the validity of the securities proposed to be issued and sold. Very truly yours, HART & HART, LLC /s/ William T. Hart William T. Hart Denver, Colorado October 8, 2013
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Consent of Independent Registered Public Accounting Firm CEL-SCI Corporation Vienna, Virginia We hereby consent to the incorporation by reference in the Prospectus constituting a part of this Registration Statement of our reports dated December 14, 2012, relating to the consolidated financial statements and the effectiveness of CEL-SCI Corporation's internal control over financial reporting appearing in the Company's Annual Report on Form 10-K for the year ended September 30, 2012. We also consent to the reference to us under the caption "Experts" in the Prospectus. /s/ BDO USA, LLP BDO USA, LLP Bethesda, Maryland October 8, 2013

Dates Referenced Herein   and   Documents Incorporated by Reference

Referenced-On Page
This ‘S-3MEF’ Filing    Date First  Last      Other Filings
Filed on / Effective on:4/11/14424B5,  8-K
10/8/13388-K,  S-3MEF
12/14/12810-K
9/30/12810-K
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Filing Submission 0001004878-14-000132   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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