SEC Info - Elliott Associates, L.P. - ‘4’ for 3/31/99 re: Bradlees Inc.

SEC Info℠

Home

Help

Please Sign In

Elliott Associates, L.P. – ‘4’ for 3/31/99 re: Bradlees Inc.

As of: Thursday, 4/8/99 · For: 3/31/99 · Accession #: 1013594-99-106 · File #: 1-11134

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 4/08/99  Elliott Associates LP             4          10% Owner   1:6K   Bradlees Inc.                     Kleinberg Kaplan Wo… P C

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of        4     10K 
                Securities by an Insider                                         

4 1st Page of 4 TOC ↑Top Previous Next ↓Bottom Just 1st
 
 U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

[X]  Check box if no longer subject to Section 16.  Form 4 or Form 5 obligations
may continue.  See Instruction 1(b)                                 

FORM 4

       Filed pursuant to Section 16(a) of the  Securities  Exchange Act of 1934,
       Section  17(a)  of the  Public  Utility  Holding  Company  Act of 1935 or
Section 30(f) of the Investment Company Act of 1940               

1.     Name and Address of Reporting Person                                     

Westgate International, L.P.                                      
c/o Midland Bank Trust Corporation (Cayman) Limited               
P.O. Box 1109, Mary Street                                        
Grand Cayman, Cayman Islands, BWI                                 

2.     Issuer Name and Ticker Trading Symbol                                    

Bradlees, Inc. (BRAD)                                             

3.     IRS or Social Security Number of Reporting Person (Voluntary)            

4.     Statement for (Month/Day/Year)                                           

3/99                                                              

5.     If Amendment, Date of Original (Month/Year)                              

6.     Relationship of Reporting Person to Issuer (Check all applicable)        

     [ ] Director [ ] Officer  (give title below) [ ] Chairman [x] 10% Owner
[ ] Other (specify below)                                         

7.     Individual or Joint/Group Filing (Check applicable line)                 

       [x] Form  filed by one  Reporting  Person [ ] Form filed by more than one
Reporting Person                                                  

 (Page 1 of 4)

4 2nd Page of 4 TOC 1st Previous Next ↓Bottom Just 2nd
Table I   Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1.     Title of Security (Instr. 3)                                             

(a) - (q) Common Stock                                

2.     Transaction Date (Month/Day/Year)                                        

(a) 3/01/99         (g) 3/18/99            (m) 3/26/99
(b) 3/01/99         (h) 3/22/99            (n) 3/29/99
(c) 3/10/99         (i) 3/23/99            (o) 3/30/99
(d) 3/11/99         (j) 3/23/99            (p) 3/30/99
(e) 3/16/99         (k) 3/24/99            (q) 3/31/99
(f) 3/17/99         (l) 3/25/99                       

3.     Transaction Code (Inst. 8)                                               

Code                                                              
(a) - (q) S                                           

V                                                                 

4.     Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)           

(a) Amount          100,000    (g)      Amount           50,000   
(A) or (D)      D                   (A) or (D)       D    
Price           $2.73               Price            $3.03

(b) Amount          5,000      (h)      Amount           46,364   
(A) or (D)      D                   (A) or (D)       D    
Price           $3.00               Price            $3.49

(c) Amount          17,500     (i)      Amount           300      
(A) or (D)      D                   (A) or (D)       D    
Price           $3.00               Price            $4.22

(d) Amount          8,500      (j)      Amount           60,000   
(A) or (D)      D                   (A) or (D)       D    
Price          $3.00                Price            $4.02

(e) Amount          25,000     (k)      Amount           11,000   
(A) or (D)      D                   (A) or (D)       D    
Price           $2.94               Price            $4.06

(f) Amount          29,000     (l)      Amount           2,500    
(A) or (D)      D                   (A) or (D)       D    
Price           $2.94               Price            $4.00

 (Page 2 of 4)

4 3rd Page of 4 TOC 1st Previous Next ↓Bottom Just 3rd
(m) Amount          20,000      (p)      Amount          30,000   
(A) or (D)      D                    (A) or (D)      D    
Price           $4.00                Price           $4.02

(n) Amount          10,000      (q)      Amount          45,000   
(A) or (D)      D                    (A) or (D)      D    
Price           $4.08                Price           $3.60

(o) Amount          3,800                                         
(A) or (D)      D                                         
Price           $4.06                                     

5.     Amount of Securities Beneficially Owned at End of Month (Instr. 3 and 4) 

(a) - (q) 379,200 shares of Common Stock              

6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)                        

D                                                     

7.     Nature of Indirect Beneficial Ownership (Instr. 4)                       

N/A                                                   

Reminder:  Report on a separate line for each class of securities beneficially  
owned directly or indirectly.                             

 (Page 3 of 4)

4 Last Page of 4 TOC 1st Previous Next ↓Bottom Just 4th
Table II  -  Derivative Securities Acquired, Disposed of, or Beneficially Owned 
       (e.g. puts, calls, warrants, options, convertible securities)

1.     Title of Derivative Security (Instr. 3)                                  

2.     Conversion or Exercisable Price of Derivative Security                   

3.     Transaction Date (Month/Day/Year)                                        

4.     Transaction Code (Instr. 8)                                              

Code                                                              
V                                                                 

5.     Number of Derivative Securities Acquired (A) or Disposed of (D)          
(Instr. 3, 4 and 5)                                               

(A)                                                               
(D)                                                               

6.     Date Exercisable and Expiration Date (Month/Day/Year)                    

Date Exercisable                                                  
Expiration Date                                                   

7.     Title and Amount of Underlying Securities (Instr. 3 and 4)               

Title                                                             
Amount or Number of Shares                                        

8.     Price of Derivative Security (Inst. 5)                                   

9.     Number of Derivative Securities Beneficially Owned at End of Month       
(Instr. 4)                                                        

10.    Ownership Form of Derivative Security: Direct (D) or Indirect (I)        
(Instr. 4)                                                        

11.    Nature of Indirect Beneficial Ownership (Instr. 4)                       

Explanation of Responses:                                                       

** Intentional misstatement or omissions of facts constitute Federal Criminal   
Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).                      

WESTGATE INTERNATIONAL, L.P.                          

By: Martley International, Inc., Attorney-in-fact     

         By: /s/  Paul E. Singer                           April 6, 1999
             -----------------------------------------------------------
Paul E. Singer, President                   
             **Signature of Reporting Person                        Date

 (Page 4 of 4)

4	1st Page of 4	TOC	↑Top	Previous	Next	↓Bottom	Just 1st

4	2nd Page of 4	TOC	1st	Previous	Next	↓Bottom	Just 2nd

4	3rd Page of 4	TOC	1st	Previous	Next	↓Bottom	Just 3rd

4	Last Page of 4	TOC	1st	Previous	Next	↓Bottom	Just 4th

Dates Referenced Herein and Documents Incorporated by Reference

		Referenced-On Page
This ‘4’ Filing	Date	First	Last	Other Filings

Filed on:	4/8/99			3, 4, SC 13D
	4/6/99	4
For Period end:	3/31/99			4
				List all Filings

↑Top

Filing Submission 0001013594-99-000106 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Elliott Associates, L.P. – ‘4’ for 3/31/99 re: Bradlees Inc.

As of: Thursday, 4/8/99 · For: 3/31/99 · Accession #: 1013594-99-106 · File #: 1-11134

Previous ‘4’: ‘4’ on 4/7/99 for 3/31/99 · Next: ‘4’ on 4/8/99 for 3/31/99 · Latest: ‘4’ on 12/13/19 for 12/6/19

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34Filing Table of Contents

Dates Referenced Herein and Documents Incorporated by Reference

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34
Filing Table of Contents