Post-Effective Amendment
Filing Table of Contents
Document/Exhibit Description Pages Size
1: 485BPOS Form N-1A 207± 861K
2: EX-1 Articles of Incorporation of Registrants 21 47K
3: EX-1.(B) Articles Supplementary of Registrant 9 25K
4: EX-1.(C) Articles Supplementary of Registrant 9 28K
5: EX-1.(D) Articles Supplementary of Registrant 9 29K
6: EX-1.(F) Articles Supplementary of Registrant 8 25K
7: EX-1.(G) Articles Supplementary of Registrant 8 24K
8: EX-2 By-Laws of Registrant 33 68K
9: EX-4 Specimen Certificates 5 23K
10: EX-5.(A) Investment Management Agreements 77 144K
11: EX-5.(B) Sub-Investment Management Agreements 36 71K
12: EX-5.(C) Sub-Investment Management Agreement 11 29K
13: EX-5.(D) Sub-Investment Management Agreement 17 48K
14: EX-5.(E) Amended Sub-Investment Management Agreement 17 48K
15: EX-6.(A) Distribution Agreement 11 27K
16: EX-6.(B) Addendum to Distribution Agreement 1 13K
17: EX-6.(C) Second Addendum to Distribution Agreement 1 13K
18: EX-8.(A) Custodian Agreement 36 85K
19: EX-8.(B) Revised Schedule of Remuneration 6 25K
20: EX-8.(C) Amendment to Custodian Agreement 8 33K
21: EX-8.(D) Amendments to Custodian Agreement 8 24K
22: EX-9.(A) Transfer Agency Agreement 15 40K
23: EX-9.(B) Agreement Relating to Name and Service Marks 4 23K
24: EX-10.(A) Opinion and Consent of Counsel 2 16K
25: EX-10.(B) Opinion and Consent of Counsel 2 18K
26: EX-10.(C) Opinion and Consent of Counsel 2 16K
27: EX-10.(D) Opinion and Consent of Counsel 2 16K
28: EX-10.(E) Opinion and Consent of Counsel 2 15K
29: EX-11.(A) Consent of Independent Public Accountants 1 13K
30: EX-11.(B) Consent of Freedman, Levy, Kroll and Simonds 2 16K
31: EX-13.(A) Stock Purchase Agreement 2 15K
32: EX-13.(B) Supplementary Stock Purchase Agreement 2 15K
33: EX-13.(C) Second Supplementary Stock Purchase Agreement 3 15K
34: EX-13.(D) Third Supplementary Stock Purchase Agreement 2 15K
35: EX-13.(E) Fourth Supplementary Stock Purchase Agreement 2 15K
36: EX-13.(F) Fifth Supplementary Stock Purchase Agreement 2 15K
37: EX-16.(A) Power of Attorney 15 38K
38: EX-17 Specimen Price Make-Up Sheet 1 13K
39: EX-27.1 Financial Data Schedule 2 15K
40: EX-27.2 Financial Data Schedule 2 15K
41: EX-27.3 Financial Data Schedule 2 15K
42: EX-27.4 Financial Data Schedule 2 15K
43: EX-27.5 Financial Data Schedule 2 15K
44: EX-27.6 Financial Data Schedule 2 15K
45: EX-27.7 Financial Data Schedule 2 15K
EX-4 — Specimen Certificates
EX-4 | 1st Page of 5 | TOC | ↑Top | Previous | Next | ↓Bottom | Just 1st |
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NUMBER [ART] SHARES
M
[Enlarge/Download Table]
INCORPORATED UNDER THE LAWS OF THE STATE OF MARYLAND
METROPOLITAN SERIES FUND, INC.
AUTHORIZED ISSUE 100,000,000 SHARES
GROWTH PORTFOLIO DISCRETIONARY PORTFOLIO INCOME PORTFOLIO GNMA PORTFOLIO MONEY MARKET PORTFOLIO
$100,000,000 $100,000,000 $100,000,000 $100,000,000 $100,000,000
PAR VALUE $.01 EACH PAR VALUE $.01 EACH PAR VALUE $.01 EACH PAR VALUE $.01 EACH PAR VALUE $.01 EACH
THE CORPORATION WILL FURNISH TO ANY SHAREHOLDER UPON REQUEST WITHOUT CHARGE, A
FULL STATEMENT OF THE DESIGNATION, RELATIVE RIGHTS, PREFERENCES AND LIMITATIONS
OF EACH CLASS OF SHARES AND SERIES OF SHARES AUTHORIZED TO BE ISSUED.
This Certifies that SPECIMEN is the owner of fully paid
-------- -----------------------
and non-assessable shares.
OF THE MONEY MARKET PORTFOLIO OF METROPOLITAN SERIES FUND, INC.
transferable only on the books of the Corporation by the holder hereof in
person or by duly authorized Attorney upon surrender of this Certificate
property endorsed.
In Witness Whereof, the said Corporation has caused this Certificate to be
signed by its duly authorized officers and to be sealed with the Seal of the
Corporation
this_____________day of_______________A.D.19_____
_________________________ _________________________
SECRETARY TREASURER PRESIDENT
NUMBER [ART] SHARES
GN
[Enlarge/Download Table]
INCORPORATED UNDER THE LAWS OF THE STATE OF MARYLAND
METROPOLITAN SERIES FUND, INC.
AUTHORIZED ISSUE 100,000,000 SHARES
GROWTH PORTFOLIO DISCRETIONARY PORTFOLIO INCOME PORTFOLIO GNMA PORTFOLIO MONEY MARKET PORTFOLIO
$100,000,000 $100,000,000 $100,000,000 $100,000,000 $100,000,000
PAR VALUE $.01 EACH PAR VALUE $.01 EACH PAR VALUE $.01 EACH PAR VALUE $.01 EACH PAR VALUE $.01 EACH
THE CORPORATION WILL FURNISH TO ANY SHAREHOLDER UPON REQUEST WITHOUT CHARGE, A
FULL STATEMENT OF THE DESIGNATION, RELATIVE RIGHTS, PREFERENCES AND LIMITATIONS
OF EACH CLASS OF SHARES AND SERIES OF SHARES AUTHORIZED TO BE ISSUED.
This Certifies that SPECIMEN is the owner of fully paid
-------- -----------------------
and non-assessable shares.
OF THE GNMA PORTFOLIO OF METROPOLITAN SERIES FUND, INC.
transferable only on the books of the Corporation by the holder hereof in
person or by duly authorized Attorney upon surrender of this Certificate
property endorsed.
In Witness Whereof the said Corporation has caused this Certificate to be
signed by its duly authorized officers and to be sealed with the Seal of the
Corporation
this_____________day of_______________A.D.19_____
_________________________ _________________________
SECRETARY TREASURER PRESIDENT
NUMBER [ART] SHARES
I
[Enlarge/Download Table]
INCORPORATED UNDER THE LAWS OF THE STATE OF MARYLAND
METROPOLITAN SERIES FUND, INC.
AUTHORIZED ISSUE 100,000,000 SHARES
GROWTH PORTFOLIO DISCRETIONARY PORTFOLIO INCOME PORTFOLIO GNMA PORTFOLIO MONEY MARKET PORTFOLIO
$100,000,000 $100,000,000 $100,000,000 $100,000,000 $100,000,000
PAR VALUE $.01 EACH PAR VALUE $.01 EACH PAR VALUE $.01 EACH PAR VALUE $.01 EACH PAR VALUE $.01 EACH
THE CORPORATION WILL FURNISH TO ANY SHAREHOLDER UPON REQUEST WITHOUT CHARGE. A
FULL STATEMENT OF THE DESIGNATION, RELATIVE RIGHTS, PREFERENCES AND LIMITATIONS
OF EACH CLASS OF SHARES AND SERIES OF SHARES AUTHORIZED TO BE ISSUED.
This Certifies that SPECIMEN is the owner of fully paid
-------- -----------------------
and non-assessable shares.
OF THE INCOME PORTFOLIO OF METROPOLITAN SERIES FUND, INC.
TRANSFERABLE only on the books of the Corporation by the holder hereof in
person or by duly authorized Attorney upon surrender of this Certificate
property endorsed.
In Witness Whereof the said Corporation has caused this Certificate to be
signed by its duly authorized officers and to be sealed with the Seal of the
Corporation
this_____________day of_______________A.D.19_____
_________________________ _________________________
SECRETARY TREASURER PRESIDENT
NUMBER [ART] SHARES
G
[Enlarge/Download Table]
INCORPORATED UNDER THE LAWS OF THE STATE OF MARYLAND
METROPOLITAN SERIES FUND, INC.
AUTHORIZED ISSUE 100,000,000 SHARES
GROWTH PORTFOLIO DISCRETIONARY PORTFOLIO INCOME PORTFOLIO GNMA PORTFOLIO MONEY MARKET PORTFOLIO
$100,000,000 $100,000,000 $100,000,000 $100,000,000 $100,000,000
PAR VALUE $.01 EACH PAR VALUE $.01 EACH PAR VALUE $.01 EACH PAR VALUE $.01 EACH PAR VALUE $.01 EACH
THE CORPORATION WILL FURNISH TO ANY SHAREHOLDER UPON REQUEST WITHOUT CHARGE. A
FULL STATEMENT OF THE DESIGNATION, RELATIVE RIGHTS, PREFERENCES AND LIMITATIONS
OF EACH CLASS OF SHARES AND SERIES OF SHARES AUTHORIZED TO BE ISSUED.
This Certifies that SPECIMEN is the owner of fully paid
-------- -----------------------
and non-assessable shares.
OF THE GROWTH PORTFOLIO OF METROPOLITAN SERIES FUND, INC.
transferable only on the books of the Corporation by the holder hereof in
person or by duly authorized Attorney upon surrender of this Certificate
property endorsed.
In Witness Whereof the said Corporation has caused this Certificate to be
signed by its duly authorized officers and to be sealed with the Seal of the
Corporation
this_____________day of_______________A.D.19_____
_________________________ _________________________
SECRETARY TREASURER PRESIDENT
NUMBER [ART] SHARES
D
[Enlarge/Download Table]
INCORPORATED UNDER THE LAWS OF THE STATE OF MARYLAND
METROPOLITAN SERIES FUND, INC.
AUTHORIZED ISSUE 100,000,000 SHARES
GROWTH PORTFOLIO DISCRETIONARY PORTFOLIO INCOME PORTFOLIO GNMA PORTFOLIO MONEY MARKET PORTFOLIO
$100,000,000 $100,000,000 $100,000,000 $100,000,000 $100,000,000
PAR VALUE $.01 EACH PAR VALUE $.01 EACH PAR VALUE $.01 EACH PAR VALUE $.01 EACH PAR VALUE $.01 EACH
THE CORPORATION WILL FURNISH TO ANY SHAREHOLDER UPON REQUEST WITHOUT CHARGE. A
FULL STATEMENT OF THE DESIGNATION, RELATIVE RIGHTS, PREFERENCES AND LIMITATIONS
OF EACH CLASS OF SHARES AND SERIES OF SHARES AUTHORIZED TO BE ISSUED.
This Certifies that SPECIMEN is the owner of fully paid
-------- -----------------------
and non-assessable shares.
OF THE DISCRETIONARY PORTFOLIO OF METROPOLITAN SERIES FUND, INC.
transferable only on the books of the Corporation by the holder hereof in
person or by duly authorized Attorney upon surrender of this Certificate
property endorsed.
In Witness Whereof the said Corporation has caused this Certificate to be
signed by its duly authorized officers and to be sealed with the Seal of the
Corporation
this_____________day of_______________A.D.19_____
_________________________ _________________________
SECRETARY TREASURER PRESIDENT
6 Subsequent Filings that Reference this Filing
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