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As Of Filer Filing For·On·As Docs:Size Issuer Agent 12/01/05 Golden West Financial Corp/DE S-3ASR 12/01/05 12:1.6M RR Donnelley |
Document/Exhibit Description Pages Size 1: S-3ASR Form S-3 HTML 167K 2: EX-1.1 Underwriting Agreement HTML 22K 3: EX-1.2 Underwriting Agreement HTML 86K 4: EX-4.3 Instrument Defining the Rights of Security Holders HTML 440K 5: EX-4.4 Instrument Defining the Rights of Security Holders HTML 463K 6: EX-4.5 Instrument Defining the Rights of Security Holders HTML 127K 7: EX-4.6 Instrument Defining the Rights of Security Holders HTML 59K 8: EX-5.1 Opinion re: Legality HTML 14K 9: EX-12.1 Statement re: Computation of Ratios HTML 15K 10: EX-23.1 Consent of Experts or Counsel HTML 7K 11: EX-24.1 Power of Attorney HTML 15K 12: EX-25.1 Statement re: Eligibility of Trustee HTML 201K
exv4w6 |
PRINCIPAL AMOUNT: |
$ U.S. Dollars |
[Other] |
ORIGINAL ISSUE DATE: |
FIRST INTEREST PAYMENT DATE: |
INTEREST PAYMENT DATES: |
REGULAR RECORD DATES: |
STATED MATURITY DATE: |
THIS NOTE IS A: |
o Global Security |
o Certificated Security |
OTHER TERMS: |
ISSUE PRICE (expressed as a percentage
of principal amount): ___% |
INTEREST RATE: |
ORIGINAL ISSUE DISCOUNT NOTE: |
Yes o No o |
TOTAL AMOUNT OF OID:___ |
INITIAL ACCRUAL PERIOD OID: |
YIELD TO MATURITY: |
PAYMENTS ARE TO BE MADE IN: |
o U.S. Dollars |
o Other (specify): |
Special Provisions related to Currency: |
The defeasance provisions of Section
1402 of the Indenture: |
o Apply |
o Do Not Apply |
[The covenant defeasance provisions of |
Section 1403 of the Indenture: |
o Apply |
o Do Not Apply |
[Include only if a Senior Note]] |
AUTHORIZED DENOMINATIONS: [$1,000] or any integral multiple thereof |
THIS NOTE IS SUBJECT TO: |
REDEMPTION AT OPTION OF THE COMPANY: Yes o No o |
Initial Redemption Date: |
Redemption Price(s): See below |
REPAYMENT AT OPTION OF THE HOLDER: Yes o No o |
Repayment Date(s): |
Repayment Price: |
EXTENSION AT THE OPTION OF THE |
COMPANY: Yes o No o |
Special Provisions related to Optional
Extension: |
RENEWAL AT THE OPTION OF THE HOLDER: Yes o No o |
Special Provisions related to Optional
Renewal: |
SINKING FUND: Yes o No o |
Special Provisions related to Sinking
Fund: |
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Dated: | GOLDEN WEST FINANCIAL | |||
CORPORATION | ||||
[Seal]
|
By: | |||
Name: | ||||
Title: | ||||
ATTEST: |
||||
Name: | ||||
Title: |
DEUTSCHE BANK TRUST COMPANY AMERICAS, as Trustee |
||||
By | ||||
Authorized Signatory |
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1. | Interest. Interest payments on this Note will be the amount of interest accrued from and including the Original Issue Date or the most recent Interest Payment Date to which interest on this Note has been paid or provided for at the Interest Rate set forth on the face hereof, to, but excluding, the applicable Interest Payment Date or the date of Maturity, as the case may be. Interest payments for this Note shall be computed and paid on the basis of a 360-day year of twelve 30-day months. | |
2. | Currency. Unless otherwise indicated on the face hereof, this Note is issued in, and payment of the principal, premium, if any, and interest on this Note will be made in, such coin or currency of the United States of America as at the time of payment is legal tender for payment of public and private debts. If this Note is denominated, or if payments are to be made, in any other currency (as indicated on the face hereof), then all provisions of this Note bearing reference to amounts in U.S. dollars will be deemed to refer to the equivalent in such other currency, as applicable, and subject to any special provisions relating to currency set forth on the face hereof or in the Indenture. | |
3. | Sinking Fund. Unless otherwise indicated on the face hereof, this Note is not subject to a sinking fund. | |
4. | Optional Redemption. Unless otherwise indicated on the face hereof, this Note is not redeemable prior to its Stated Maturity Date at the option of the Company and this Section 4 is not applicable to this Note. If one or more Redemption Dates (or ranges of Redemption Dates) is so specified, this Note is subject to redemption on any such date (or during any such range) at the option of the Company, upon notice by first-class mail, mailed not less than 30 days nor more than 60 days prior to the Redemption Date specified in such notice, at the applicable Redemption Price specified on the face hereof, together in the case of any such redemption with accrued interest to the Redemption Date, but interest installments whose Stated Maturity is on or prior to the Redemption Date will be payable to the Holder of this Note, or one or more Predecessor Securities, of record at the close of business on the relevant Regular or Special Record Dates, all as provided in the Indenture. | |
If less than all of the outstanding Notes with Equivalent Principal Terms are to be redeemed, the Trustee will select the Notes to be redeemed by lot or in any manner as the Trustee shall deem fair and appropriate. | ||
5. | Repayment at the Option of the Holder. Unless otherwise indicated on the face hereof, the Holder of this Note may not require the repayment of this Note prior to the Stated Maturity Date and this Section 5 is not applicable to this Note. If one or more Repayment Dates (or ranges of Repayment Dates) is so specified, this Note is subject to repayment on any such date (or during any such range) at the option of the Holder at the applicable Repayment Price specified on the face hereof, together in the case of any such repayment with accrued interest to the Repayment Date, but interest installments whose Stated Maturity is on or prior to the Repayment Date will be payable to the Holder of this Note, or one or more Predecessor Securities, of record at the close of business on the relevant Regular or Special Record Dates, all as provided in the Indenture. |
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6. | Optional Extension of Maturity. Unless otherwise indicated on the face hereof, the Company may not elect to extend the maturity of this Note beyond the Stated Maturity Date. | |
7. | Optional Renewal. Unless otherwise indicated on the face hereof, the Holder of this Note may not elect to renew the term of this Note beyond the Stated Maturity Date. | |
8. | Redemption, Repayment of Discount Note. A “Discount Note” is any Note for which the total amount of OID specified on the face hereof is greater than zero. If this Note is a Discount Note, the amount payable in the event of acceleration of maturity, in lieu of the principal amount, shall be the Amortized Face Amount of this Note as of such date of acceleration. The “Amortized Face Amount” of this Note shall be the amount equal to (a) the Issue Price specified on the face hereof multiplied by the principal amount, plus (b) that portion of the difference between such amount and the principal amount that has accrued at the Yield to Maturity specified on the face hereof (computed in accordance with generally accepted United States bond yield computation principles) at the date as of which the Amortized Face Amount is calculated, but in no event shall the Amortized Face Amount exceed the principal amount hereof. | |
9. | Owners of Beneficial Interests in a Global Security. If this Note is a global Security, no owner of any beneficial interest in this Note held on its behalf by a depositary (or its nominee) shall have any rights under the Indenture with respect to this Note, and such depositary may be treated by the Company, the Trustee, and any agent of the Company or the Trustee as the owner of this Note for all purposes whatsoever. None of the Company, the Trustee, any Paying Agent or the Security Registrar will have any responsibility or liability for any aspect of the records relating to or payments made on account of beneficial ownership interests of any global Security or for maintaining, supervising or reviewing any records relating to such beneficial ownership interests. |
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10. | Events of Default. If an Event of Default with respect to the Notes shall occur and be continuing, the principal of and all accrued and unpaid interest on the Notes may be declared due and payable in the manner and with the effect provided in the Indenture. | |
11. | Defeasance. The Indenture contains provisions for defeasance [include if Note is a Senior Note – and covenant defeasance] at any time of the entire indebtedness of the Company on the Securities of any series upon compliance by the Company with certain conditions set forth therein, which provisions apply to the Securities of the series of which this Note is a part unless otherwise indicated on the face hereof. | |
12. | Amendment and Modification. The Indenture permits, with certain exceptions therein provided, the amendment thereof and the modification of the rights and obligations of the Company and the rights of the Holders of the Securities of each series issued under the Indenture at any time by the Company and the Trustee with the consent of the Holders of not less than a majority in principal amount of the Outstanding Securities of each series affected or, in some instances, the consent of the Holder of each Outstanding Security affected thereby. | |
The Indenture also contains provisions permitting the Holders of specified percentages in principal amount of the Securities of each series at the time Outstanding, on behalf of the Holders of all Securities of such series, to waive certain past defaults under the Indenture and their consequences. Any such consent or waiver by the Holder of this Note shall be conclusive and binding upon such Holder and upon all future Holders of this Note and of any Note issued upon the registration of transfer hereof or in exchange herefor or in lieu hereof, whether or not notation of such consent or waiver is made upon this Note. | ||
13. | Rights of Holders. As provided in and subject to the provisions of the Indenture, no Holder of this Note shall have the right to institute any proceeding with respect to the Indenture or for the appointment of a receiver or trustee or for any other remedy thereunder, unless such Holder shall have previously given the Trustee written notice of a continuing [Insert if this Note is a Senior Note — Event of] Default with respect to the Notes of this series, the Holders of not less than 25% in principal amount of the Notes of this series at the time Outstanding shall have made written request to the Trustee to institute proceedings in respect of such [Insert if this Note is a Senior Note — Event of] Default in its own name as Trustee and offered the Trustee indemnity reasonably satisfactory to it, and the Trustee shall not have received from the Holders of a majority in principal amount of Notes of this series at the time Outstanding a direction inconsistent with such request and shall have failed to institute any such proceeding for 60 days after receipt of such notice, request and offer of indemnity. The foregoing shall not apply to any suit instituted by any Holder of Notes for the enforcement of any payment of principal thereof or interest thereon on or after the respective due dates expressed therein. | |
14. | Note Register, Denominations. The Notes are issuable only in registered form without coupons in the authorized denominations set forth on the face hereof. As provided in the Indenture and subject to certain limitations set forth therein and on the face hereof, the Notes are exchangeable for a like aggregate principal amount of other registered Notes of the same series of any authorized denominations, as requested by the Holder surrendering the same. |
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15. | Global Security. If this is a global Security, this Note may be transferred, in whole and not in part, only to another nominee of DTC or to a successor of DTC or its nominee, except as set forth below. | |
If this is a global Security, this Note may be exchanged for a definitive Note or Notes in registered form if: |
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16. | Waiver and Release. No recourse under or upon any obligation, covenant or agreement of the Indenture, or of this Note, or for any claim based thereon or hereon, or otherwise in respect thereof or hereof, shall be had against any incorporator, stockholder, officer or director, as such, past, present or future, of the Company, either directly or through the Company, whether by virtue of any constitution, statute or rule of law, or by the enforcement of any assessment or penalty or otherwise, all such liability being, as part of the consideration for the issue hereof, expressly waived and released. | |
17. | Governing Law. This Note shall be governed by and construed in accordance with the laws of the State of California, except that the rights, duties, privileges and immunities of the Trustee shall be governed by the laws of the State of New York. |
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TEN COM
|
- as tenants in common | |
TEN ENT
|
- as tenants by the entireties | |
JT TEN
|
- as joint tenants with right of survivorship and not as tenants in common |
UNIF GIFT MIN ACT -
|
Custodian | |||||
(Cust) | (Minor) |
Dated:
|
NOTICE: The signature to this assignment must correspond with the name as written upon the face of the within instrument in every particular, without alteration or enlargement or any change whatever. |
This ‘S-3ASR’ Filing | Date | Other Filings | ||
---|---|---|---|---|
Filed on / Effective on: | 12/1/05 | 4, 8-K | ||
List all Filings |