SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Aldabra Acquisition Corp – IPO: ‘S-1/A’ on 2/1/05 – ‘EX-4.1’

On:  Tuesday, 2/1/05, at 8:25pm ET   ·   As of:  2/2/05   ·   Private-to-Public:  Document/Exhibit  –  Release Delayed   ·   Accession #:  950136-5-521   ·   File #:  333-121610

Previous ‘S-1’:  ‘S-1’ on 12/23/04   ·   Latest ‘S-1’:  This Filing   ·   1 Reference:  By:  SEC – ‘UPLOAD’ on 3/11/05

Find Words in Filings emoji
 
  in    Show  and   Hints

  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 2/02/05  Aldabra Acquisition Corp          S-1/A¶                13:1.0M                                   Capital Systems 01/FA

Initial Public Offering (IPO):  Pre-Effective Amendment to Registration Statement (General Form)   —   Form S-1
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: S-1/A       Pre-Effective Amendment to Registration Statement   HTML    511K 
                          (General Form)                                         
13: COVER     ¶ Comment-Response or Cover Letter to the SEC         HTML     10K 
 2: EX-1.1      Form of Underwriting Agreement                      HTML    157K 
 3: EX-1.2      Form of Selected Dealers Agreement                  HTML     20K 
 4: EX-3.1      Amended & Restated Certificate of Incorporation     HTML     32K 
 5: EX-3.2      Articles of Incorporation/Organization or By-Laws   HTML     71K 
 6: EX-4.1      Specimen Unit Certificate                           HTML     11K 
 7: EX-4.3      Specimen Warrant Certificate                        HTML     14K 
 8: EX-4.4      Form of Warrant Agreement                           HTML     55K 
 9: EX-5.1      Opinion of Graubard Miller                          HTML     10K 
10: EX-10.12    Form of Stock Escrow Agreement                      HTML     32K 
11: EX-10.16    Form of Warrant Purchase Agreements                 HTML      9K 
12: EX-23.1     Consent of Goldstein Golub Kessler LLP              HTML      8K 


‘EX-4.1’   —   Specimen Unit Certificate

This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]

EX-4.11st Page of 3TOCTopPreviousNextBottomJust 1st
 


EX-4.12nd Page of 3TOC1stPreviousNextBottomJust 2nd
NUMBER UNITS U-__________ SEE REVERSE FOR CERTAIN DEFINITIONS ALDABRA ACQUISITION CORPORATION CUSIP UNITS CONSISTING OF ONE SHARE OF COMMON STOCK AND TWO WARRANTS EACH TO PURCHASE ONE SHARE OF COMMON STOCK THIS CERTIFIES THAT ____________________________________________________________ is the owner of _________________________________________________________ Units. Each Unit ("Unit") consists of one (1) share of common stock, par value $.0001 per share ("Common Stock"), of Aldabra Acquisition Corporation, a Delaware corporation (the "Company"), and two warrants (the "Warrants"). Each Warrant entitles the holder to purchase one (1) share of Common Stock for $5.00 per share (subject to adjustment). Each Warrant will become exercisable on the later of (i) the Company's completion of a merger, capital stock exchange, asset acquisition or other similar business combination or (ii) ______________, 2006 and will expire unless exercised before 5:00 p.m., New York City Time, on ____________, 2009, or earlier upon redemption (the "Expiration Date"). The Common Stock and Warrants comprising the Units represented by this certificate are not transferable separately prior to __________, 2005, subject to earlier separation in the discretion of Morgan Joseph & Co. Inc. The terms of the Warrants are governed by a Warrant Agreement, dated as of _______, 2005, between the Company and Continental Stock Transfer & Trust Company, as Warrant Agent, and are subject to the terms and provisions contained therein, all of which terms and provisions the holder of this certificate consents to by acceptance hereof. Copies of the Warrant Agreement are on file at the office of the Warrant Agent at 17 Battery Place, New York, New York 10004, and are available to any Warrant holder on written request and without cost. This certificate is not valid unless countersigned by the Transfer Agent and Registrar of the Company. Witness the facsimile seal of the Company and the facsimile signature of its duly authorized officers. By ------------------------------- ------------------------------- Chairman of the Board Secretary ALDABRA ACQUISITION CORPORATION CORPORATE SEAL 2004 DELAWARE
EX-4.1Last Page of 3TOC1stPreviousNextBottomJust 3rd
ALDABRA ACQUISITION CORPORATION The Company will furnish without charge to each stockholder who so requests, a statement of the powers, designations, preferences and relative, participating, optional or other special rights of each class of stock or series thereof of the Company and the qualifications, limitations, or restrictions of such preferences and/or rights. The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations: TEN COM - as tenants in common TEN ENT - as tenants by the entireties JT TEN - as joint tenants with right of survivorship and not as tenants in common UNIF GIFT MIN ACT - _____ Custodian ______ (Cust) (Minor) under Uniform Gifts to Minors Act ______________ (State) Additional Abbreviations may also be used though not in the above list. For value received, ___________________________ hereby sell, assign and transfer unto PLEASE INSERT SOCIAL SECURITY OR OTHER IDENTIFYING NUMBER OF ASSIGNEE -------------------------------------- -------------------------------------- -------------------------------------------------------------------------------- (PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE, OF ASSIGNEE) -------------------------------------------------------------------------------- -------------------------------------------------------------------------------- _________________________________________________________________________ Units represented by the within Certificate, and do hereby irrevocably constitute and appoint ________________________________________________________________________Attorney to transfer the said Units on the books of the within named Company will full power of substitution in the premises. Dated ________________ --------------------------------------------- NOTICE: The signature to this assignment must correspond with the name as written upon the face of the certificate in every particular, without alteration or enlargement or any change whatever. Signature(s) Guaranteed: -------------------------------------------------------------------------------- THE SIGNATURE(S) SHOULD BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM, PURSUANT TO S.E.C. RULE 17Ad-15).

1 Subsequent Filing that References this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/11/05  SEC                               UPLOAD9/22/17    1:11K  Aldabra Acquisition Corp.
Top
Filing Submission 0000950136-05-000521   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Fri., Apr. 26, 1:36:52.1pm ET