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BlackRock Energy & Resources Trust, et al. – ‘N-2/A’ on 12/22/04 – ‘EX-99.(D)’

On:  Wednesday, 12/22/04, at 8:59am ET   ·   Private-to-Public:  Document/Exhibit  –  Release Delayed   ·   Accession #:  950136-4-4478   ·   File #s:  811-21656, 333-119876

Previous ‘N-2’:  ‘N-2/A’ on 11/24/04   ·   Latest ‘N-2’:  This Filing

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

12/22/04  BlackRock Energy & Resources Tr   N-2/A¶                19:1.5M                                   Capital Systems 01/FA
          BlackRock Global Energy & Resources Trust

Pre-Effective Amendment to Registration Statement by a Closed-End Investment Company   —   Form N-2
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: N-2/A       Pre-Effective Amendment No. 3                       HTML    685K 
19: COVER     ¶ Comment-Response or Cover Letter to the SEC         HTML      2K 
 2: EX-99.(D)   Form of Specimen Certificate                        HTML     11K 
 3: EX-99.(E)   Dividend Reinvestment Plan                          HTML     16K 
 4: EX-99.(G)(1)  Investment Management Agreement                   HTML     35K 
 5: EX-99.(G)(2)  Sub-Investment Advisory Agreement                 HTML     45K 
 6: EX-99.(H)   Form of Underwriter Agreement                       HTML    129K 
 7: EX-99.(I)   Form of Amended & Restated Deferred Comp. Plan      HTML     47K 
 8: EX-99.(J)(1)  Custody Agreement                                 HTML     73K 
 9: EX-99.(J)(2)  Form of Foreign Custody Manager Agreement         HTML     21K 
10: EX-99.(K)(1)  Form of Stock Transfer Agency Agreement           HTML     48K 
11: EX-99.(K)(2)  Form of Fund Accounting Agreement                 HTML     28K 
12: EX-99.(L)   Opinion of Skadden Arps                             HTML     16K 
13: EX-99.(N)   Independent Auditor's Consent                       HTML      9K 
14: EX-99.(P)   Subscription Agreement                              HTML     13K 
15: EX-99.(R)(1)  Blackrock Closed End Trusts Code of Ethics        HTML     29K 
16: EX-99.(R)(2)  Employee Investment Transaction Policy            HTML    104K 
17: EX-99.(R)(3)  Code of Ethics of the Pnc Financial Services      HTML     45K 
                Group                                                            
18: EX-99.(R)(4)  Code of Ethics of the Pnc Financial Services      HTML    233K 
                Group                                                            


‘EX-99.(D)’   —   Form of Specimen Certificate

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COMMON SHARES Shares OF BENEFICIAL INTEREST THIS CERTIFICATE Number PAR VALUE $.001 IS TRANSFERABLE IN NEW YORK CITY ORGANIZED UNDER THE LAWS OF THE STATE OF DELAWARE CUSIP [ ] SEE REVERSE FOR CERTAIN DEFINITIONS The Shares represented by this certificate may not be owned or transferred, directly or indirectly, by or to (I) the United States, or any state or political subdivision thereof, any foreign government, any international organization, or any agency or instrumentality of any of the foregoing, (II) any organization (other than a farmer's cooperative described in ss. 521 of the Internal Revenue Code of 1988, as amended (the "Code")) that is exempt from the tax imposed by 28 U.S.C. ss.ss. 1-1399 and not subject to the tax imposed by 28 U.S.C. ss. 511; or (III) any rural electric or telephone cooperative described in ss. 1381(A)(2)(C) of the Code. BlackRock Global Energy and Resources Trust THIS CERTIFIES THAT IS THE OWNER OF FULLY PAID AND NONASSESSABLE COMMON SHARES OF BENEFICIAL INTEREST OF BlackRock Global Energy and Resources Trust, transferable on the books of the Trust by the holder hereof in person or by duly authorized attorney upon surrender of this Certificate properly endorsed. This Certificate and the shares represented hereby are issued and shall be subject to all of the provisions of the Trust, as amended from time to time, to all of which the holder by acceptance hereof assents. This Certificate is not valid until countersigned and registered by the Transfer Agent and Registrar. Witness the facsimile signatures of the duly authorized officers of the Trust. DATED: COUNTERSIGNED AND REGISTERED: THE BANK OF NEW YORK BY TRANSFER AGENT AND REGISTRAR AUTHORIZED SIGNATURE SECRETARY PRESIDENT
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The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations: TEN COM - as tenants in common UNIF GIFT MIN ACT--.....Custodian....... TEN ENT - as tenants by the entireties (Cust) (Minor) JT TEN - as joint tenants with right of survivorship and not as Act.................... tenants in common (State) Additional abbreviations may also be used though not in the above list. For Value Received _______________________ hereby sell, assign and transfer unto PLEASE INSERT SOCIAL SECURITY OR OTHER IDENTIFYING NUMBER OF ASSIGNEE ________________________________________________________________________________ ________________________________________________________________________________ (NAME AND ADDRESS OF TRANSFEREE SHOULD BE PRINTED OR TYPEWRITTEN) ________________________________________________________________________________ ____________________________ Common Shares of Beneficial Interest represented by the within Certificate and do hereby irrevocably constitute and appoint ____________________________ Attorney to transfer the said shares on the books of the within-named Trust, with full power of substitution in the premises. Dated _____________________ X ________________________________________________ X ________________________________________________ NOTICE: THE SIGNATURE(S) TO THIS ASSIGNMENT MUST CORRESPOND WITH THE NAME(S) AS WRITTEN UPON THE FACE OF THE CERTIFICATE IN EVERY PARTICULAR, WITHOUT ALTERATION OR ENLARGEMENT OR ANY CHANGE WHATEVER. Signature(s) Guaranteed By _________________________________________________ THE SIGNATURE(S) SHOULD BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM, PURSUANT TO S.E.C. RULE 17Ad-15. 2
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Filing Submission 0000950136-04-004478   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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