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Oaktree Fund GP I, L.P., et al. – ‘4’ for 3/12/13 re: Charter Communications, Inc./MO

On:  Wednesday, 3/13/13, at 5:34pm ET   ·   For:  3/12/13   ·   As:  Director   ·   Accession #:  950142-13-597   ·   File #:  1-33664

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/13/13  Oaktree Fund GP I, L.P.           4          Director    2:86K  Charter Communications, Inc./MO   Paul Weiss Ri… LLP 01/FA
          Oaktree Capital Group Holdings GP, LLC
          Oaktree Capital Group, LLC
          Oaktree Capital I, L.P.
          Ocm Holdings I, LLC
          Oaktree Holdings, LLC
          Oaktree Fund GP, LLC
          Oaktree Opportunities Investments, L.P.

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Ownership Document -- es1300408_4-chtr.xml/3.6      HTML     13K 
 2: EX-99.1     Miscellaneous Exhibit                               HTML     38K

‘4’   —   Ownership Document — es1300408_4-chtr.xml/3.6



        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
SEC Info℠ rendering:  Ownership Document — es1300408_4-chtr.xml/3.6
 
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Oaktree Opportunities Investments, L.P.
(Last)(First)(Middle)
333 SOUTH GRAND AVENUE
28TH FLOOR
(Street)
LOS ANGELESCA90071
(City)(State)(Zip)
2. Issuer Name and Ticker or Trading Symbol
CHARTER COMMUNICATIONS, INC. /MO/ [ CHTR ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
3/12/13
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
XForm filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
CLASS A COMMON STOCK 3/12/13S 3,083,333D$89.4689,064,036D (1) (2) (3) (4) (5)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
1. Name and Address of Reporting Person*
Oaktree Opportunities Investments, L.P.
(Last)(First)(Middle)
333 SOUTH GRAND AVENUE
28TH FLOOR
(Street)
LOS ANGELESCA90071
(City)(State)(Zip)
1. Name and Address of Reporting Person*
Oaktree Fund GP, LLC
(Last)(First)(Middle)
333 SOUTH GRAND AVENUE
28TH FLOOR
(Street)
LOS ANGELESCA90071
(City)(State)(Zip)
1. Name and Address of Reporting Person*
OAKTREE FUND GP I, L.P.
(Last)(First)(Middle)
333 SOUTH GRAND AVENUE
28TH FLOOR
(Street)
LOS ANGELESCA90071
(City)(State)(Zip)
1. Name and Address of Reporting Person*
Oaktree Capital I, L.P.
(Last)(First)(Middle)
333 SOUTH GRAND AVENUE
28TH FLOOR
(Street)
LOS ANGELESCA90071
(City)(State)(Zip)
1. Name and Address of Reporting Person*
OCM HOLDINGS I, LLC
(Last)(First)(Middle)
333 SOUTH GRAND AVENUE
28TH FLOOR
(Street)
LOS ANGELESCA90071
(City)(State)(Zip)
1. Name and Address of Reporting Person*
OAKTREE HOLDINGS, LLC
(Last)(First)(Middle)
333 SOUTH GRAND AVENUE, 28TH FLOOR
(Street)
LOS ANGELESCA90071
(City)(State)(Zip)
1. Name and Address of Reporting Person*
Oaktree Capital Group, LLC
(Last)(First)(Middle)
333 SOUTH GRAND AVENUE
28TH FLOOR
(Street)
LOS ANGELESCA90071
(City)(State)(Zip)
1. Name and Address of Reporting Person*
Oaktree Capital Group Holdings GP, LLC
(Last)(First)(Middle)
333 SOUTH GRAND AVENUE
28TH FLOOR
(Street)
LOS ANGELESCA90071
(City)(State)(Zip)
Explanation of Responses:
(1)  The amount reported includes an aggregate of 9,064,036 shares of the Class A Common Stock of which Oaktree Opportunities Investments, L.P. ("OOI") is the direct owner on March 12, 2013.
(2)  The general partner of OOI is Oaktree Fund GP, LLC ("GP"). The managing member of GP is Oaktree Fund GP I, L.P. ("GP I"). The general partner of GP I is Oaktree Capital I, L.P. ("Capital I"). The general partner of Capital I is OCM Holdings I, LLC ("Holdings I"). The managing member of Holdings I is Oaktree Holdings, LLC ("Holdings"). The managing member of Holdings is Oaktree Capital Group, LLC ("OCG"). The duly elected manager of OCG is Oaktree Capital Group Holdings GP, LLC ("OCGH GP" and collectively with OOI, GP, GP I, Capital I, Holdings I, OCG and Holdings, the "Reporting Persons"). (cont'd in FN 3)
(3)  (cont'd from FN 2) OCGH GP is a limited liability company managed by an executive committee, the members of which are Howard S. Marks, Bruce A. Karsh, John B. Frank, David M. Kirchheimer, Sheldon M. Stone, Larry W. Keele, Stephen A. Kaplan and Kevin L. Clayton (the "OCGH GP Members"). In such capacity, the OCGH GP Members may be deemed indirect beneficial owners of the securities reported herein. Except to the extent of their respective pecuniary interest, each OCGH GP Member disclaims beneficial ownership of the securities reported herein, and the filing of this Form 4 shall not be construed as an admission that any such person is the beneficial owner of any securities covered by this Form 4.
(4)  The Reporting Persons may be deemed directors by virtue of (i) Bruce A. Karsh and Edgar Lee, both of whom are officers or their equivalents of GP I, the managing member of the general partner of OOI, who serve as directors appointed on behalf of OOI or (ii) their being assignees of all economic, pecuniary and voting rights of such director's compensation.
(5)  Each Reporting Person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such Reporting Person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, the beneficial owner of any securities covered by this statement except to the extent of such person's pecuniary interest therein, and except to the extent of its pecuniary interest, such beneficial ownership is expressly disclaimed by each Reporting Person. Information with respect to each Reporting Person is given solely by such Reporting Person, and no such Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.
See signatures included in Exhibit 99.1 3/13/13
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
____________
Transaction Code:
    S    Open market or private sale of non-derivative or derivative security.

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