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Alexandra Global Master Fund Ltd, et al. – ‘SC 13G/A’ on 2/14/05 re: Generex Biotechnology Corp

On:  Monday, 2/14/05, at 4:19pm ET   ·   Accession #:  950123-5-1798   ·   File #:  5-62471

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 2/14/05  Alexandra Global Master Fund Ltd  SC 13G/A               1:16K  Generex Biotechnology Corp        RR Donnelley/FA
          Alexandra Investment Management LLC
          Dimitri Sogoloff
          Mikhail A. Filimonov

Amendment to Statement of Beneficial Ownership   —   Schedule 13G
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13G/A    Amendment No.1 to Schedule 13G                         9     34K 


Document Table of Contents

Page (sequential) | (alphabetic) Top
 
11st Page   -   Filing Submission
6Item 1(a). Name of Issuer:
"Item 1(b). Address of Issuer's Principal Executive Offices:
"Item 2(a). Names of Persons Filing:
"Item 2(b). Address of Principal Business Office:
"Item 2(c). Place of Organization or Citizenship:
"Item 2(d). Title of Class of Securities:
"Item 3. This Schedule is filed pursuant to Rule 13d-1(c) by Alexandra, Management, Filimonov and Sogoloff
"Item 4. Ownership:
"Alexandra
8Item 5. Ownership of Five Percent or Less of a Class:
"Item 6. Ownership of More Than Five Percent on Behalf of Another Person:
"Item 7. Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company:
"Item 8. Identification and Classification of Members of the Group:
"Item 9. Notice of Dissolution of Group:
"Item 10. Certification:
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SCHEDULE 13G CUSIP NO. 371485103 PAGE 1 OF 9 PAGES UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1)* Generex Biotechnology Corporation (Name of Issuer) Common Stock, $.001 par value (Title of Class of Securities) 371485103 (CUSIP Number) December 31, 2004 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [X] Rule 13d-1(c) [ ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
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SCHEDULE 13G CUSIP NO. 371485103 PAGE 2 OF 9 PAGES -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) Alexandra Global Master Fund Ltd. (No I.R.S. ID Number) -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (A) [ ] (B) [ ] (See Item 6) -------------------------------------------------------------------------------- 3 SEC USE ONLY -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION British Virgin Islands -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES BENEFICIALLY -0- OWNED BY ---------------------------------------------------- EACH 6 SHARED VOTING POWER REPORTING PERSON WITH: 166,667 shares of Common Stock (See Item 4) ---------------------------------------------------- 7 SOLE DISPOSITIVE POWER -0- ---------------------------------------------------- 8 SHARED DISPOSITIVE POWER 166,667 shares of Common Stock (See Item 4) -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 166,667 shares of Common Stock (See Item 4) -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [ ] -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0.5% (See Item 4) -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) CO --------------------------------------------------------------------------------
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SCHEDULE 13G CUSIP NO. 371485103 PAGE 3 OF 9 PAGES -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) Alexandra Investment Management, LLC 13-4092583 -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (A) [ ] (B) [ ] (See Item 6) -------------------------------------------------------------------------------- 3 SEC USE ONLY -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES BENEFICIALLY -0- OWNED BY ----------------------------------------------------- EACH 6 SHARED VOTING POWER REPORTING PERSON WITH: 166,667 shares of Common Stock (See Item 4) ----------------------------------------------------- 7 SOLE DISPOSITIVE POWER -0- ----------------------------------------------------- 8 SHARED DISPOSITIVE POWER 166,667 shares of Common Stock (See Item 4) -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 166,667 shares of Common Stock (See Item 4) -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [ ] -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0.5% (See Item 4) -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) OO --------------------------------------------------------------------------------
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SCHEDULE 13G CUSIP NO. 371485103 PAGE 4 OF 9 PAGES -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) Mikhail A. Filimonov -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (A)[ ] (B)[ ] (See Item 6) -------------------------------------------------------------------------------- 3 SEC USE ONLY -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES BENEFICIALLY -0- OWNED BY ----------------------------------------------------- EACH 6 SHARED VOTING POWER REPORTING PERSON 166,667 shares of Common Stock (See Item 4) WITH: ----------------------------------------------------- 7 SOLE DISPOSITIVE POWER -0- ----------------------------------------------------- 8 SHARED DISPOSITIVE POWER 166,667 shares of Common Stock (See Item 4) -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 166,667 shares of Common Stock (See Item 4) -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [ ] -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0.5% (See Item 4) -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN --------------------------------------------------------------------------------
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SCHEDULE 13G CUSIP NO. 371485103 PAGE 5 OF 9 PAGES -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) Dimitri Sogoloff -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (A) [ ] (B) [ ] (See Item 6) -------------------------------------------------------------------------------- 3 SEC USE ONLY -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES BENEFICIALLY -0- OWNED BY ----------------------------------------------------- EACH 6 SHARED VOTING POWER REPORTING PERSON 166,667 shares of Common Stock (See Item 4) WITH: ----------------------------------------------------- 7 SOLE DISPOSITIVE POWER -0- ----------------------------------------------------- 8 SHARED DISPOSITIVE POWER 166,667 shares of Common Stock (See Item 4) -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 166,667 shares of Common Stock (See Item 4) -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [ ] -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0.5% (See Item 4) -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN --------------------------------------------------------------------------------
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SCHEDULE 13G CUSIP NO. 371485103 PAGE 6 OF 9 PAGES Item 1(a). Name of Issuer: Generex Biotechnology Corporation (the "Issuer") Item 1(b). Address of Issuer's Principal Executive Offices: 33 Harbour Square Suite 202 Toronto, Ontario Canada M5J 2G2 Item 2(a). Names of Persons Filing: Alexandra Global Master Fund Ltd. ("Alexandra") Alexandra Investment Management, LLC ("Management") Mikhail A. Filimonov ("Filimonov") Dimitri Sogoloff ("Sogoloff") Item 2(b). Address of Principal Business Office: Alexandra - Citco Building, Wickams Cay, P.O. Box 662, Road Town, Tortola, British Virgin Islands Management - 767 Third Avenue, 39th Floor, New York, New York 10017 Filimonov - 767 Third Avenue, 39th Floor, New York, New York 10017 Sogoloff - 767 Third Avenue, 39th Floor, New York, New York 10017 Item 2(c). Place of Organization or Citizenship: Alexandra - British Virgin Islands Management - Delaware Filimonov - U.S. Sogoloff - U.S. Item 2(d). Title of Class of Securities: Common Stock, $.001 par value per share, of the Issuer (the "Common Stock") Item 2(e). CUSIP Number: 371485103 Item 3. This Schedule is filed pursuant to Rule 13d-1(c) by Alexandra, Management, Filimonov and Sogoloff Item 4. Ownership: (a) Amount Beneficially Owned: Alexandra: 166,667 shares* Management: 166,667 shares* Filimonov: 166,667 shares* Sogoloff: 166,667 shares* (b) Percent of Class: Alexandra: 0.5%* Management: 0.5%* Filimonov:0.5%* Sogoloff: 0.5%*
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SCHEDULE 13G CUSIP NO. 371485103 PAGE 7 OF 9 PAGES (Based on 34,807,448 shares of Common Stock outstanding, as of October 31, 2004, as stated by the Issuer in its Quarterly Report on Form 10-Q for the quarter ended October 31, 2004) (c) Number of Shares as to which the Person has: (i) sole power to vote or to direct the vote -0- (ii) shared power to vote or to direct the vote: 166,667 shares of Common Stock* (iii) sole power to dispose or to direct the disposition of -0- (iv) shared power to dispose or to direct the disposition of 166,667 shares of Common Stock* *The shares of Common Stock reported as beneficially owned by Alexandra are 166,667 of Common Stock which Alexandra has the right to acquire upon exercise of a Warrant entitling the holder to purchase shares of Common Stock. Management serves as investment advisor to Alexandra. By reason of such relationship, Management may be deemed to share voting and dispositive power over the shares of Common Stock owned by Alexandra. Management disclaims beneficial ownership of the shares of Common Stock listed as beneficially owned by Alexandra or any other person reporting on this Schedule. Filimonov serves as the Chairman, the Chief Executive Officer, a Managing Member and the Chief Investment Officer of Management. Sogoloff serves as the President, a Managing Member and the Chief Information Officer of Management. By reason of such relationships, each of Filimonov and Sogoloff may be deemed to share voting and dispositive power over the shares of Common Stock listed as beneficially owned by Management. Filimonov and Sogoloff each disclaims beneficial ownership of the shares of Common Stock listed as beneficially owned by Management or any other person reporting on this Schedule.
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SCHEDULE 13G CUSIP NO. 371485103 PAGE 8 OF 9 PAGES Item 5. Ownership of Five Percent or Less of a Class: If this statement is being filed to report the fact that as of the date hereof each of the Reporting Persons ceased to be the beneficial owner of more than five percent of the class of securities, check the following [X] Item 6. Ownership of More Than Five Percent on Behalf of Another Person: Not applicable Item 7. Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company: Not applicable Item 8. Identification and Classification of Members of the Group: Not applicable Item 9. Notice of Dissolution of Group: Not applicable Item 10. Certification: By signing below each signatory certifies that, to the best of its knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. Exhibits: Exhibit I: Joint Filing Agreement, dated as of April 15, 2004, by and among Alexandra, Management, Filimonov and Sogoloff (incorporated herein by reference to the exhibit with the same number filed with Schedule 13G by the persons reporting on this Amendment No. 1).
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SCHEDULE 13G CUSIP NO. 371485103 PAGE 9 OF 9 PAGES SIGNATURE By signing below each signatory certifies that, to the best of its knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. Dated February 14, 2005 ALEXANDRA GLOBAL MASTER FUND LTD. By: ALEXANDRA INVESTMENT MANAGEMENT, LLC, Investment Advisor By: /s/ Mikhail A. Filimonov ---------------------------- Mikhail A. Filimonov Title: Managing Member ALEXANDRA INVESTMENT MANAGEMENT, LLC By: /s/ Mikhail A. Filimonov ---------------------------- Mikhail A. Filimonov Title: Managing Member /s/ Mikhail A. Filimonov ---------------------------- Mikhail A. Filimonov /s/ Dimitri Sogoloff ---------------------------- Dimitri Sogoloff

Dates Referenced Herein   and   Documents Incorporated by Reference

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This ‘SC 13G/A’ Filing    Date First  Last      Other Filings
Filed on:2/14/059SC 13G/A
12/31/041
10/31/04710-Q
4/15/048
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