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Schwab Strategic Trust, et al. – ‘N-1A’ on 7/15/09 – ‘EX-99.(A)(1)’

On:  Wednesday, 7/15/09, at 4:13pm ET   ·   Private-to-Public:  Document/Exhibit  –  Release Delayed   ·   Accession #:  950123-9-22452   ·   File #s:  811-22311, 333-160595

Previous ‘N-1A’:  None   ·   Next:  ‘N-1A/A’ on 10/8/09   ·   Latest:  ‘N-1A/A’ on 10/27/09   ·   31 References:   

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 7/15/09  Schwab Strategic Trust            N-1A¶                  5:1.2M                                   Donnelley … Solutions/FASchwab Emerging Markets Equity ETF New Fund/Series! SCHE New Class/Contract!Schwab International Equity ETF New Fund/Series! SCHF New Class/Contract!Schwab International Small-Cap Equity ETF New Fund/Series! SCHC New Class/Contract!Schwab U.S. Broad Market ETF New Fund/Series! SCHB New Class/Contract!Schwab U.S. Large-Cap ETF New Fund/Series! SCHX New Class/Contract!Schwab U.S. Large-Cap Growth ETF New Fund/Series! SCHG New Class/Contract!Schwab U.S. Large-Cap Value ETF New Fund/Series! SCHV New Class/Contract!Schwab U.S. Mid-Cap ETF New Fund/Series! SCHM New Class/Contract!Schwab U.S. Small-Cap ETF New Fund/Series! SCHA New Class/Contract!

Registration Statement by an Open-End Management Investment Company   —   Form N-1A
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: N-1A        Registration Statement by an Open-End Management    HTML    905K 
                Investment Company                                               
 5: COVER     ¶ Comment-Response or Cover Letter to the SEC         HTML      5K 
 2: EX-99.(A)(1)  Miscellaneous Exhibit                             HTML      9K 
 3: EX-99.(A)(2)  Miscellaneous Exhibit                             HTML    115K 
 4: EX-99.(B)   Miscellaneous Exhibit                               HTML     27K 


‘EX-99.(A)(1)’   —   Miscellaneous Exhibit


This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



  exv99wxayx1y  

Exhibit (a)(1)
CERTIFICATE OF TRUST
OF
SCHWAB STRATEGIC TRUST
This Certificate of Trust of Schwab Strategic Trust (the “Trust”), a statutory trust to be registered under the Investment Company Act of 1940, as amended, executed by the undersigned Trustee, and filed under and in accordance with the provisions of the Delaware Statutory Trust Act (12 Del. C. § 3801 et seq.) (the “Act”), sets forth the following:
 C:  C:  C:  C: 
     
FIRST:
  The name of the statutory trust formed hereby is: Schwab Strategic Trust.
 
   
SECOND:
  As required by Sections 3807 and 3810 of the Act, the business address of the registered office of the Trust and of the registered agent of the Trust for service of process is:
 
   
 
  The Corporation Trust Company
 
  1209 Orange Street
 
  Wilmington, Delaware 19801
 
  New Castle County
 
   
THIRD:
  Subsequent to the filing of this Certificate of Trust and prior to or within 180 days following the first issuance of beneficial interests, the Trust will register with the United States Securities and Exchange Commission as a open-end management investment company under the Investment Company Act of 1940, as amended (15 U.S.C. §§ 80a-1 et seq.).
 
   
FOURTH:
  This Certificate of Trust shall be effective upon filing.
 
   
FIFTH:
  Pursuant to Section 3804 of the Act, the debts, liabilities, obligations, costs, charges, reserves and expenses incurred, contracted for or otherwise existing with respect to a particular series, whether such series is now authorized and existing pursuant to the governing instrument of the Trust or is hereafter authorized and existing pursuant to said governing instrument, shall be enforceable against the assets of such series only and not against the assets of the Trust generally or any other series thereof. Except as otherwise provided in or pursuant to the governing instrument of the Trust, none of the debts, liabilities, obligations, costs, charges, reserves and expenses incurred, contracted for or otherwise existing with respect to the Trust generally or any other series thereof shall be enforceable against the assets of such series.
IN WITNESS WHEREOF, the undersigned, as the Trustee of the Trust, has caused this Certificate of Trust to be duly executed as of this 27th day of January, 2009.
     
   
Title: Trustee
   


31 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 4/26/24  Schwab Strategic Trust            485BPOS     4/26/24   30:10M                                    Toppan Merrill/FA
 4/05/24  Schwab Strategic Trust            485APOS     4/04/24    1:2.4M                                   Toppan Merrill/FA
12/27/23  Schwab Strategic Trust            485BPOS    12/27/23   43:15M                                    Toppan Merrill/FA
 7/28/23  Schwab Strategic Trust            485BPOS     7/28/23   17:4.1M                                   Toppan Merrill/FA
 6/27/23  Schwab Strategic Trust            485BPOS     6/27/23   27:9.3M                                   Toppan Merrill/FA
 6/26/23  Schwab Strategic Trust            8-A12B      6/23/23    1:16K                                    Toppan Merrill/FA
 6/26/23  Schwab Strategic Trust            485BPOS     6/26/23   22:2.5M                                   Toppan Merrill/FA
 4/28/23  Schwab Strategic Trust            485BPOS     4/28/23   30:9.6M                                   Toppan Merrill/FA
 1/17/23  Schwab Strategic Trust            485APOS                3:1.1M                                   Toppan Merrill/FA
12/19/22  Schwab Strategic Trust            485BPOS    12/19/22   38:12M                                    Toppan Merrill/FA
11/07/22  Schwab Strategic Trust            POS EX     11/07/22    4:244K                                   Toppan Merrill/FA
 9/28/22  Schwab Strategic Trust            8-A12B      9/27/22    1:22K                                    Toppan Merrill/FA
 9/28/22  Schwab Strategic Trust            485BPOS     9/28/22   23:2.5M                                   Toppan Merrill/FA
 7/29/22  Schwab Strategic Trust            8-A12B                 1:16K                                    Toppan Merrill/FA
 7/29/22  Schwab Strategic Trust            485BPOS     7/29/22   22:2.3M                                   Toppan Merrill/FA
 7/28/22  Schwab Strategic Trust            485BPOS     7/28/22   16:2.2M                                   Toppan Merrill/FA
 7/15/22  Schwab Strategic Trust            485APOS     7/14/22    2:961K                                   Toppan Merrill/FA
 6/27/22  Schwab Strategic Trust            485BPOS     6/27/22   30:9.2M                                   Toppan Merrill/FA
 4/28/22  Schwab Strategic Trust            485BPOS     4/28/22   29:7.8M                                   Toppan Merrill/FA
 3/02/22  Schwab Strategic Trust            485APOS                2:1M                                     Toppan Merrill/FA
12/17/21  Schwab Strategic Trust            485BPOS    12/17/21   38:12M                                    Toppan Merrill/FA
11/02/21  Schwab Strategic Trust            8-A12B                 1:16K                                    Toppan Merrill/FA
11/02/21  Schwab Strategic Trust            485BPOS    11/02/21   24:2.6M                                   Toppan Merrill/FA
 6/25/21  Schwab Strategic Trust            485BPOS     6/25/21   31:9.1M                                   Toppan Merrill/FA
 4/28/21  Schwab Strategic Trust            485BPOS     4/28/21   29:7.7M                                   Toppan Merrill/FA
 4/05/21  Schwab Strategic Trust            485APOS4/05/21    4:1M                                     Toppan Merrill/FA
 3/23/21  Schwab Strategic Trust            8-A12B                 1:16K                                    Toppan Merrill/FA
 3/23/21  Schwab Strategic Trust            485BPOS     3/23/21   20:2.2M                                   Toppan Merrill/FA
 2/19/21  Schwab Strategic Trust            POS EX      2/19/21    2:201K                                   Donnelley … Solutions/FA
12/21/20  Schwab Strategic Trust            485APOS                1:945K                                   Donnelley … Solutions/FA
12/18/20  Schwab Strategic Trust            485BPOS    12/18/20   38:10M                                    Donnelley … Solutions/FA
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Filing Submission 0000950123-09-022452   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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