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Polymedix, Inc – ‘S-1MEF’ on 11/10/09

On:  Tuesday, 11/10/09, at 8:29pm ET   ·   Effective:  11/10/09   ·   Accession #:  950123-9-60973   ·   File #s:  333-160833, 333-163039

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

11/10/09  Polymedix, Inc                    S-1MEF     11/10/09    3:48K                                    RR Donnelley/FA

Registration of Additional Securities   —   Form S-1
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: S-1MEF      Registration of Additional Securities               HTML     31K 
 2: EX-5.1      Opinion re: Legality                                HTML     14K 
 3: EX-23.1     Consent of Experts or Counsel                       HTML      6K 


S-1MEF   —   Registration of Additional Securities


This is an HTML Document rendered as filed.  [ Alternative Formats ]



  sv1mef  

As filed with the Securities and Exchange Commission on November 10, 2009
 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
 
FORM S-1
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
(POLYMEDIX INC LOGO)
POLYMEDIX, INC.
(Exact name of registrant as specified in its charter)
         
Delaware   2834   27-0125925
(State or other jurisdiction of   (Primary Standard Industrial   (I.R.S. Employer
incorporation or organization)   Classification Code Number)   Identification No.)
170 N. Radnor-Chester Road, Suite 300
Radnor, Pennsylvania 19087
(484) 598-2400

(Address, including zip code and telephone number, including area code, of Registrant’s principal executive offices)
The Corporation Trust Company
Corporation Trust Center
1209 Orange Street
Wilmington, Delaware
(302) 658-7581

(Name, address, including zip code and telephone number, including area code, of agent for service)
Copies to:
         
Nicholas Landekic   Jeffrey P. Libson, Esq.   John D. Hogoboom, Esq.
Edward Smith   Donald Readlinger, Esq.   Lowenstein Sandler PC
PolyMedix, Inc.   Pepper Hamilton LLP   65 Livingston Avenue
170 N. Radnor-Chester Road   400 Berwyn Park   Roseland NJ 07068
Suite 300   899 Cassatt Road   (973) 597-2500
Radnor, PA 19087   Berwyn PA, 19312-1183    
(484) 598-2400   (610) 640-7800    
     Approximate date of commencement of proposed sale to the public: As soon as practicable after this registration statement becomes effective.
     If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, check the following box: o
     If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering: þ Registration No. 333-160833
     If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering: o
     If this Form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering: o
     Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated file, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act.
Large accelerated filer o Accelerated filer o  Non-accelerated filer o
(Do not check if a smaller reporting company)
Smaller reporting company þ
CALCULATION OF REGISTRATION FEE
                         
 
        Proposed        
        maximum        
        aggregate        
  Title of each class of     offering     Amount of  
  securities to be registered     price     registration fee (1)  
 
Common Stock
                 
 
Warrants to purchase Common Stock
                 
 
Common Stock issuable upon exercise of Warrants (2)
                 
 
Series C Preferred Stock Purchase Rights (3)
                 
 
Total Registration Fee
    $ 4,812,500       $ 269    
 
 
(1)   Calculated pursuant to Rule 457(o) on the basis of the maximum aggregate offering price of all of the securities to be registered. The $4,812,500 of securities being registered in this Registration Statement is in addition to the $24,062,500 of securities registered pursuant to Registrant’s Registration Statement on Form S-1 (File No. 333-160833).
 
(2)   Pursuant to Rule 416, the securities being registered hereunder include such indeterminate number of additional shares of common stock as may be issuable upon exercise of warrants registered hereunder as a result of stock splits, stock dividends, or similar transactions.
 
(3)   This registration statement also relates to the rights to purchase shares of Series C Preferred Stock of the registrant, which, pursuant to the terms of the registrant’s Rights Agreement dated May 12, 2009, will be attached to all shares of common stock issued until the occurrence of certain events prescribed in the Rights Agreement. The rights will not be exercisable and will be transferred with and only with shares of our common stock until the occurrence of certain events prescribed in the Rights Agreement.
This registration statement will become effective upon filing with the Securities and Exchange Commission in accordance with Rule 462(b) under the Securities Act of 1933.
 
 

 



 

EXPLANATORY NOTE AND INCORPORATION BY REFERENCE
     This Registration Statement is being filed with the Securities and Exchange Commission (the “Commission”) pursuant to Rule 462(b) under the Securities Act of 1933, as amended (the “Securities Act”). This Registration Statement relates to the offering of additional securities of the same classes as were included in Registration Statement on Form S-1, as amended (File No. 333-160833), previously filed by the Registrant (the “Prior Registration Statement”) and declared effective by the Commission on November 10, 2009. The contents of the Prior Registration Statement, including the exhibits thereto, are incorporated by reference into this Registration Statement.

 



 

Item 16. Exhibits.
     
Exhibit    
No.   Description of Exhibit
 
   
5.1
  Legal Opinion of Pepper Hamilton LLP
 
   
23.1
  Consent of Deloitte & Touche LLP
 
   
23.2
  Consent of Pepper Hamilton LLP (included in Exhibit 5.1)
 
   
24
  Power of Attorney (incorporated herein by reference to Exhibit 24 to the Registration Statement (File No. 333-160833) on Form S-1 of PolyMedix, Inc.)

II-1



 

SIGNATURES
     Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, in Radnor, Pennsylvania on November 10, 2009.
         
  POLYMEDIX, INC.
 
 
  By:   /s/ Nicholas Landekic    
    Name:   Nicholas Landekic   
    Title:   President & Chief Executive Officer
(principal executive officer) 
 
 
     Pursuant to the requirements of the Securities Act of 1933, this registration statement has been signed by the following persons in the capacities and on the dates indicated.
         
Name/Signature   Title   Date
 
       
  President, Chief Executive Officer and Director (principal executive officer)   November 10, 2009
 
       
  Chief Financial Officer (principal financial officer and principal accounting officer)   November 10, 2009
 
       
*
 
Frank P. Slattery, Jr.
  Chairman of the Board of Directors    November 10, 2009
 
       
*
 
Brian Anderson
  Director    November 10, 2009
 
       
*
 
Richard W. Bank, M.D.
  Director    November 10, 2009
 
       
*
 
Douglas Swirsky
  Director    November 10, 2009
 
       
*
 
Michael E. Lewis, Ph.D.
  Director    November 10, 2009
 
       
*
 
Stefan Loren, Ph.D.
  Director    November 10, 2009
 
       
*
 
Shaun F. O’Malley
  Director    November 10, 2009
 
       
       
 
* By: Edward F. Smith
Attorney-in-fact
       

II-2


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘S-1MEF’ Filing    Date    Other Filings
Filed on / Effective on:11/10/09
5/12/0910-Q,  8-K
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