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As Of Filer Filing For·On·As Docs:Size Issuer Agent 11/10/09 Polymedix, Inc S-1MEF 11/10/09 3:48K RR Donnelley/FA |
Document/Exhibit Description Pages Size 1: S-1MEF Registration of Additional Securities HTML 31K 2: EX-5.1 Opinion re: Legality HTML 14K 3: EX-23.1 Consent of Experts or Counsel HTML 6K
sv1mef |
Delaware | 2834 | 27-0125925 | ||
(State or other jurisdiction of | (Primary Standard Industrial | (I.R.S. Employer | ||
incorporation or organization) | Classification Code Number) | Identification No.) |
Nicholas Landekic | Jeffrey P. Libson, Esq. | John D. Hogoboom, Esq. | ||
Edward Smith | Donald Readlinger, Esq. | Lowenstein Sandler PC | ||
PolyMedix, Inc. | Pepper Hamilton LLP | 65 Livingston Avenue | ||
170 N. Radnor-Chester Road | 400 Berwyn Park | Roseland NJ 07068 | ||
Suite 300 | 899 Cassatt Road | (973) 597-2500 | ||
Radnor, PA 19087 | Berwyn PA, 19312-1183 | |||
(484) 598-2400 | (610) 640-7800 |
Large accelerated filer o | Accelerated filer o | Non-accelerated filer o (Do not check if a smaller reporting company) |
Smaller reporting company þ |
Proposed | ||||||||||||
maximum | ||||||||||||
aggregate | ||||||||||||
Title of each class of | offering | Amount of | ||||||||||
securities to be registered | price | registration fee (1) | ||||||||||
Common Stock |
— | — | ||||||||||
Warrants to purchase Common Stock |
— | — | ||||||||||
Common Stock issuable upon exercise of Warrants (2) |
— | — | ||||||||||
Series C Preferred Stock Purchase Rights (3) |
— | — | ||||||||||
Total Registration Fee |
$ | 4,812,500 | $ | 269 | ||||||||
(1) | Calculated pursuant to Rule 457(o) on the basis of the maximum aggregate offering price of all of the securities to be registered. The $4,812,500 of securities being registered in this Registration Statement is in addition to the $24,062,500 of securities registered pursuant to Registrant’s Registration Statement on Form S-1 (File No. 333-160833). | |
(2) | Pursuant to Rule 416, the securities being registered hereunder include such indeterminate number of additional shares of common stock as may be issuable upon exercise of warrants registered hereunder as a result of stock splits, stock dividends, or similar transactions. | |
(3) | This registration statement also relates to the rights to purchase shares of Series C Preferred Stock of the registrant, which, pursuant to the terms of the registrant’s Rights Agreement dated May 12, 2009, will be attached to all shares of common stock issued until the occurrence of certain events prescribed in the Rights Agreement. The rights will not be exercisable and will be transferred with and only with shares of our common stock until the occurrence of certain events prescribed in the Rights Agreement. |
Exhibit | ||
No. | Description of Exhibit | |
5.1
|
Legal Opinion of Pepper Hamilton LLP | |
23.1
|
Consent of Deloitte & Touche LLP | |
23.2
|
Consent of Pepper Hamilton LLP (included in Exhibit 5.1) | |
24
|
Power of Attorney (incorporated herein by reference to Exhibit 24 to the Registration Statement (File No. 333-160833) on Form S-1 of PolyMedix, Inc.) |
II-1
POLYMEDIX, INC. |
||||
By: | /s/ Nicholas Landekic | |||
Name: | Nicholas Landekic | |||
Title: | President & Chief Executive Officer (principal executive officer) |
|||
Name/Signature | Title | Date | ||
President, Chief Executive Officer and Director (principal executive officer) | November 10, 2009 | |||
Chief Financial Officer (principal financial officer and principal accounting officer) | November 10, 2009 | |||
*
|
Chairman of the Board of Directors | November 10, 2009 | ||
*
|
Director | November 10, 2009 | ||
*
|
Director | November 10, 2009 | ||
*
|
Director | November 10, 2009 | ||
*
|
Director | November 10, 2009 | ||
*
|
Director | November 10, 2009 | ||
*
|
Director | November 10, 2009 | ||
/s/ Edward F. Smith |
||||
II-2
This ‘S-1MEF’ Filing | Date | Other Filings | ||
---|---|---|---|---|
Filed on / Effective on: | 11/10/09 | |||
5/12/09 | 10-Q, 8-K | |||
List all Filings |