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As Of Filer Filing For·On·As Docs:Size Issuer Agent 10/14/09 Finjan Holdings, Inc. S-1MEF 10/14/09 3:39K RR Donnelley/FA |
Document/Exhibit Description Pages Size 1: S-1MEF Converted Organics HTML 31K 2: EX-5 EX-5 Opinion of Cozen & O'Connor HTML 13K 3: EX-23.1 EX-23.1 Consent of Ccr LLP HTML 6K
sv1mef |
Delaware (State or other jurisdiction of incorporation or organization) |
2873 (Primary Standard Industrial Classification Code Number) |
20-4075963 (I.R.S. Employer Identification Number) |
Ralph V. De Martino, Esq. | Kenneth R. Koch, Esq. | |
Cavas S. Pavri, Esq. | Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. | |
Cozen O’Connor | 666 Third Avenue | |
The Army & Navy Club Building | New York, NY 10017 | |
1627 I Street, NW, Suite 1100 | (212) 935-3000 | |
Washington, DC 20006 | Facsimile: (212) 983-3115 | |
(202) 912-4800 | ||
Facsimile: (202) 912-4830 |
Large accelerated filer o
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Accelerated filer o | |
Non-accelerated filer o
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Smaller reporting company þ | |
(Do not check if a smaller reporting company) |
Proposed maximum | Proposed maximum | |||||||||||||
Amount to be | offering price per | aggregate offering | Amount of | |||||||||||
Title of each class of securities to be registered | registered | security (1) | price(1) | registration fee | ||||||||||
Units, each consisting of one share of Common Stock, $.0001 par |
2,875,000 Units | $ | 1.06 | $ | 3,047,500 | $ | 170.05 | |||||||
value, and one Class H Warrant (2) |
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Shares of Common Stock included as part of the Units (2) |
2,875,000 Shares | — | — | (3 | ) | |||||||||
Class H Warrants included as part of the Units (2) |
2,875,000 Class H | — | — | (3 | ) | |||||||||
Warrants | ||||||||||||||
Shares of Common Stock underlying the Class H Warrants |
2,875,000 Shares of | $ | 1.30 | $ | 3,737,500 | $ | 208.55 | |||||||
included in the Units (4) |
Common Stock | |||||||||||||
Total |
$ | 6,785,000 | $ | 378.60 | ||||||||||
(1) | Estimated solely for the purpose of calculating the registration fee. | |
(2) | Includes 375,000 Units, 375,000 shares of Common Stock and 375,000 Class H Warrants underlying such Units which may be issued on exercise of a 45-day option granted to the Underwriters to cover over-allotments, if any. | |
(3) | No fee pursuant to Rule 457(g). | |
(4) | Pursuant to Rule 416, there are also being registered such additional securities as may be issued to prevent dilution resulting from stock splits, stock dividends or similar transactions as a result of the anti-dilution provisions contained in the Class H Warrants. |
CONVERTED ORGANICS INC. |
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By: | /s/ Edward J. Gildea | |||
Name: | Edward J. Gildea | |||
Title: | Chairman, President and Chief Executive Officer | |||
Signature | Title | Date | ||
/s/ Edward J. Gildea
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Chairman, President and Chief Executive Officer (Principal Executive Officer) | October 14, 2009 | ||
/s/ David R. Allen
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Chief Financial Officer, Executive Vice President of Administration (Principal Financial Officer) | October 14, 2009 | ||
/s/ Ellen P. O’Neil
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Chief Accounting Officer | October 14, 2009 | ||
*
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Director | October 14, 2009 | ||
*
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Director | October 14, 2009 | ||
*
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Director | October 14, 2009 | ||
Edward J. Gildea Attorney-in-fact |
Exhibit | ||||
No. | Description | |||
5 | Opinion of Cozen O’Connor |
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23.1 | Consent of CCR LLP |
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23.2 | Consent of Cozen O’Connor (included in Exhibit 5) |
This ‘S-1MEF’ Filing | Date | Other Filings | ||
---|---|---|---|---|
Filed on / Effective on: | 10/14/09 | 8-A12B, 8-A12B/A, S-1/A | ||
10/2/09 | S-1/A | |||
9/15/09 | S-1 | |||
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