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Hellman & Friedman LLC, et al. – ‘SC 13G’ on 2/12/10 re: LPL Financial Holdings Inc. – EX-1

On:  Friday, 2/12/10, at 6:01am ET   ·   Accession #:  950123-10-11794   ·   File #:  5-85282

Previous ‘SC 13G’:  ‘SC 13G’ on 2/12/10   ·   Next:  ‘SC 13G/A’ on 2/10/11   ·   Latest:  ‘SC 13G/A’ on 2/12/21

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 2/12/10  Hellman & Friedman LLC            SC 13G                 2:97K  LPL Financial Holdings Inc.       RR Donnelley/FA
          Hellman & Friedman Capital Associates V, L.P.
          Hellman & Friedman Capital Partners V (Parallel), L.P.
          Hellman & Friedman Capital Partners V, L.P.
          Hellman & Friedman Investors V, L.P.
          Hellman & Friedman LLC

Statement of Beneficial Ownership   —   Schedule 13G
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13G      Statement of Beneficial Ownership                   HTML     66K 
 2: EX-1        Underwriting Agreement                              HTML     12K 


EX-1   —   Underwriting Agreement


This exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



  Exhibit 1  

EXHIBIT 1
JOINT FILING AGREEMENT
In accordance with Rule 13d-1(k) of the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a Statement on Schedule 13G (including any and all amendments thereto) with respect to the common stock, par value $0.001 per share, of LPL Investment Holdings Inc. and further agree that this Joint Filing Agreement shall be included as an Exhibit to such joint filing. In evidence thereof, the undersigned, being duly authorized, hereby execute this Joint Filing Agreement as of February 12, 2010.
         
  HELLMAN & FRIEDMAN LLC
 
 
  By:   /s/ Philip U. Hammarskjold   
    Name:   Philip U. Hammarskjold   
    Title:   Managing Director   
 
  HELLMAN & FRIEDMAN INVESTORS V, L.P.
 
 
  By:   HELLMAN & FRIEDMAN LLC,
its general partner  
 
     
  By:   /s/ Philip U. Hammarskjold    
    Name:   Philip U. Hammarskjold   
    Title:   Managing Director   
 
  HELLMAN & FRIEDMAN CAPITAL
PARTNERS V, L.P.

 
 
  By:   HELLMAN & FRIEDMAN INVESTORS V, L.P.,
its general partner  
 
     
  By:   HELLMAN & FRIEDMAN LLC,
its general partner  
 
     
  By:   /s/ Philip U. Hammarskjold    
    Name:   Philip U. Hammarskjold   
    Title:   Managing Director   

 

1-1



 

         
         
  HELLMAN & FRIEDMAN CAPITAL
PARTNERS V (PARALLEL), L.P.

 
 
  By:   HELLMAN & FRIEDMAN INVESTORS V, L.P.,
its general partner  
 
     
  By:   HELLMAN & FRIEDMAN LLC,
its general partner  
 
     
  By:   /s/ Philip U. Hammarskjold    
    Name:   Philip U. Hammarskjold   
    Title:   Managing Director   
 
  HELLMAN & FRIEDMAN CAPITAL
ASSOCIATES V, L.P.

 
 
  By:   HELLMAN & FRIEDMAN INVESTORS V, L.P.,
its general partner  
 
     
  By:   HELLMAN & FRIEDMAN LLC,
its general partner  
 
     
  By:   /s/ Philip U. Hammarskjold    
    Name:   Philip U. Hammarskjold   
    Title:   Managing Director   
 

 

1-2


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘SC 13G’ Filing    Date    Other Filings
Filed on:2/12/10SC 13G
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Filing Submission 0000950123-10-011794   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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