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As Of Filer Filing For·On·As Docs:Size Issuer Agent 5/17/10 Calamos Convertible & High In… Fd POS EX 5/17/10 6:888K RR Donnelley/FA |
Document/Exhibit Description Pages Size 1: POS EX Post-Effective Amendment to Add Exhibits HTML 58K 2: EX-99.H.6 Miscellaneous Exhibit HTML 186K 3: EX-99.J Miscellaneous Exhibit HTML 143K 4: EX-99.N Miscellaneous Exhibit HTML 6K 5: EX-99.R.1 Miscellaneous Exhibit HTML 151K 6: EX-99.S Miscellaneous Exhibit HTML 16K
posex |
þ | REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 |
o | Pre-Effective Amendment No. |
þ | Post-Effective Amendment No. 5 |
þ | REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 |
þ | Amendment No. 19 |
a.1.
|
Agreement and Declaration of Trust. (5) | |
a.2.
|
Certificate of Trust. (1) | |
b.
|
By-laws. (5) | |
c.
|
None. | |
d.l
|
Form of Common Share Certificate. (2) | |
d.2
|
Form of Preferred Share Certificate. (7) | |
d.3
|
Form of Note. (4) | |
d.4
|
Indenture of Trust. (4) | |
d.5
|
Form of Supplemental Indenture of Trust. (4) | |
e.
|
Terms and Conditions of the Dividend Reinvestment Plan. (3) | |
f.
|
None. | |
g.1
|
Investment Management Agreement with Calamos Advisors LLC. (2) | |
g.2
|
Management Fee Agreement with Calamos Advisors LLC. (2) | |
h.1
|
Form of Underwriting Agreement relating to Common Shares. (5) |
|
h.2
|
Form of Master Agreement Among Underwriters relating to Common Shares. (2) | |
h.3
|
Form of Master Selected Dealers Agreement relating to Common Shares. (2) | |
h.4
|
Form of Underwriting Agreement relating to Preferred Shares. (5) | |
h.5
|
Form of Underwriting Agreement relating to Notes. (4) | |
h.6
|
Amended and Restated Sales Agreement, dated as of May 14, 2010, among the Registrant, Calamos Advisors LLC and JonesTrading Institutional Services LLC (9) | |
i.
|
None. | |
j.1.
|
Custody Agreement. (9) | |
k.1
|
Stock Transfer Agency Agreement. (5) | |
k.2
|
Financial Accounting Services Agreement. (5) | |
k.3
|
Master Services Agreement. (5) | |
k.4
|
Form of Auction Agency Agreement relating to Preferred Shares. (7) | |
k.5
|
Form of Broker — Dealer Agreement relating to Preferred Shares. (7) | |
k.6
|
Form of Auction Agency Agreement relating to Notes. (4) | |
k.7
|
Form of Broker — Dealer Agreement relating to Notes. (4) | |
k.8
|
Form of DTC Representations Letter relating to Preferred Shares and Notes. (5) | |
1.1
|
Opinion of Morris, Nichols, Arsht & Tunnell LLP (5) | |
1.2
|
Opinion of K&L Gates LLP. (8) | |
1.3
|
Opinion of Morris, Nichols, Arsht & Tunnell LLP. (8) | |
m.
|
None. | |
n.
|
Consent of Auditors. (9) | |
o.
|
Not applicable. | |
p.
|
Subscription Agreement. (2) | |
q.
|
None. | |
r.1
|
Code of Ethics. (9) | |
s.
|
Powers of Attorney. (9) | |
(1)
|
Incorporated by reference to Registrant’s Registration Statement on Form N-2 (1933 Act File No. 333-103824) as filed with the Commission on March 14, 2003. | |
(2)
|
Incorporated by reference to Pre-Effective Amendment No. 2 to Registrant’s Registration Statement on Form N-2 (1933 Act File No. 333-103824) as filed with the Commission on May 27, 2003. |
(3)
|
Incorporated by reference to Registrant’s Registration Statement on Form N-2 (1933 Act File No. 333-132636) as filed with the Commission on March 22, 2006. | |
(4)
|
To be filed by post-effective amendment. | |
(5)
|
Incorporated by reference to Pre-Effective Amendment No. 2 to Registrant’s Registration Statement on Form N-2 (1933 Act File No. 333-146947) as filed with the Commission on February 22, 2008. | |
(6)
|
Incorporated by reference to Registrant’s Registration Statement on Form N-2 (1933 Act File No. 333-146947) as filed with the Commission on October 26, 2007. | |
(7)
|
Incorporated by reference to Pre-Effective Amendment No. 1 Registrant’s Registration Statement on Form N-2 (1933 Act File No. 333-105808) as filed with the Commission on July 23, 2003. | |
(8)
|
Incorporated by reference to Post-Effective Amendment No. 2 to Registrant’s Registration Statement on Form N-2 (1933 Act File No. 333-146945) as filed with the Commission on April 14, 2009. | |
(9)
|
Filed herewith. |
Registration fees |
$ | 7,675 | ||
Printing (other than certificates) |
175,000 | |||
FINRA fees |
7,500 | |||
Rating
Agency fees |
0 | |||
Accounting fees and expenses |
120,000 | |||
Legal fees and expenses |
200,000 | |||
Miscellaneous |
60,000 | |||
Total |
$ | 570,175 | (*) | |
(*) | These expenses will be borne by the Fund unless otherwise specified in a prospectus supplement. |
Registration fees |
$ | 0 | ||
Printing (other than certificates) |
5,000 | |||
FINRA fees |
0 | |||
Rating
Agency fees |
0 | |||
Accounting fees and expenses |
4,000 | |||
Legal fees and expenses |
41,000 | |||
Miscellaneous |
0 | |||
Total |
$ | 50,000 | (*) | |
(*) | These expenses will be borne by the Fund. |
TITLE OF CLASS
|
NUMBER OF RECORD HOLDERS | |
Common
shares (no par value)
|
59,522 |
CALAMOS CONVERTIBLE AND HIGH INCOME FUND |
||||
By: | /s/ John P. Calamos | |||
John P. Calamos, | ||||
Trustee and President | ||||
Name | Title | Date | ||||||
Trustee and President (principal executive officer) | ) ) ) |
May 14, 2010 | ||||||
*
|
Trustee | ) | ||||||
) | ||||||||
) | ||||||||
*
|
Trustee | ) ) |
||||||
) | ||||||||
*
|
Trustee | ) ) |
||||||
) | ||||||||
*
|
Trustee | ) ) |
||||||
*
|
Trustee | ) ) |
||||||
Vice President and Chief Financial Officer | ) ) ) |
May 14, 2010 |
* | John P. Calamos signs this document pursuant to powers of attorney filed herewith. |
By: | /s/ John P. Calamos | |||
John P. Calamos | ||||
Attorney-In-Fact May 14, 2010 |
||||
This ‘POS EX’ Filing | Date | Other Filings | ||
---|---|---|---|---|
Filed as of / Effective on: | 5/17/10 | 497 | ||
Filed on: | 5/14/10 | |||
2/26/10 | ||||
10/31/09 | 5, N-CSR, NSAR-B | |||
4/14/09 | ||||
2/22/08 | N-2/A | |||
10/26/07 | N-2 | |||
9/13/06 | ||||
3/22/06 | N-2 | |||
7/23/03 | N-2/A | |||
5/27/03 | N-2/A | |||
3/14/03 | N-2, N-8A | |||
List all Filings |
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 3/03/22 Calamos Conv & High Income Fund N-2 POSASR 3/03/22 2:165K Toppan Merrill/FA 2/24/22 Calamos Conv & High Income Fund N-2ASR 2/24/22 9:2.5M Toppan Merrill/FA 2/19/21 Calamos Conv & High Income Fund 486BPOS 3/01/21 5:3M Toppan Merrill/FA |