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Goldman Sachs Group Inc – ‘10-Q’ for 9/30/11 – ‘EX-32.1’

On:  Tuesday, 11/8/11, at 7:12pm ET   ·   As of:  11/9/11   ·   For:  9/30/11   ·   Accession #:  950123-11-96618   ·   File #:  1-14965

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

11/09/11  Goldman Sachs Group Inc           10-Q        9/30/11  121:27M                                    Donnelley … Solutions/FA

Quarterly Report   —   Form 10-Q   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-Q        Quarterly Report                                    HTML   2.61M 
 2: EX-12.1     EX-12.1 Statement Re: Computation of Ratios of      HTML     53K 
                Earnings to Fixed Charges and Ratios of Earnings                 
                to Combined Fixed Charges and Preferred Stock                    
                Dividends                                                        
 3: EX-15.1     EX-15.1 Letter Re: Unaudited Interim Financial      HTML     33K 
                Information                                                      
 4: EX-31.1     EX-31.1 Rule 13A-14(A) Certifications               HTML     43K 
 5: EX-32.1     EX-32.1 Section 1350 Certifications                 HTML     34K 
22: R1          Document and Entity Information                     HTML     55K 
102: R2          Condensed Consolidated Statements of Earnings       HTML    116K  
                (Unaudited)                                                      
14: R3          Condensed Consolidated Statements of Financial      HTML    129K 
                Condition (Unaudited)                                            
15: R4          Condensed Consolidated Statements of Financial      HTML     77K 
                Condition (Unaudited) (Parenthetical)                            
87: R5          Condensed Consolidated Statements of Changes in     HTML    103K 
                Shareholders Equity (Unaudited)                                  
49: R6          Condensed Consolidated Statements of Cash Flows     HTML    156K 
                (Unaudited)                                                      
94: R7          Condensed Consolidated Statements of Comprehensive  HTML     61K 
                Income (Unaudited)                                               
35: R8          Description of Business                             HTML     39K 
51: R9          Basis of Presentation                               HTML     37K 
59: R10         Significant Accounting Policies                     HTML     72K 
79: R11         Financial Instruments Owned, At Fair Value And      HTML     72K 
                Financial Instruments Sold, But Not Yet Purchased,               
                At Fair Value                                                    
27: R12         Fair Value Measurements                             HTML    314K 
47: R13         Cash Instruments                                    HTML    293K 
37: R14         Derivatives and Hedging Activities                  HTML    399K 
40: R15         Fair Value Option                                   HTML     99K 
95: R16         Collateralized Agreements and Financings            HTML    101K 
34: R17         Securitization Activities                           HTML     81K 
72: R18         Variable Interest Entities                          HTML    161K 
38: R19         Other Assets                                        HTML     46K 
101: R20         Goodwill and Identifiable Intangible Assets         HTML     93K  
81: R21         Deposits                                            HTML     50K 
88: R22         Short-Term Borrowings                               HTML     51K 
20: R23         Long-Term Borrowings                                HTML     89K 
91: R24         Other Liabilities and Accrued Expenses              HTML     53K 
32: R25         Commitments, Contingencies and Guarantees           HTML    118K 
24: R26         Shareholders' Equity                                HTML     81K 
28: R27         Regulation and Capital Adequacy                     HTML     77K 
62: R28         Earnings Per Common Share                           HTML     56K 
86: R29         Transactions with Affiliated Funds                  HTML     44K 
71: R30         Interest Income and Interest Expense                HTML     54K 
53: R31         Income Taxes                                        HTML     48K 
46: R32         Business Segments                                   HTML    127K 
69: R33         Credit Concentrations                               HTML     52K 
99: R34         Legal Proceedings                                   HTML    148K 
36: R35         Significant Accounting Policies (Policies)          HTML    248K 
103: R36         Financial Instruments Owned, at Fair Value and      HTML     71K  
                Financial Instruments Sold but not yet Purchased,                
                at Fair Value (Tables)                                           
121: R37         Fair Value Measurements (Tables)                    HTML    278K  
30: R38         Cash Instruments (Tables)                           HTML    262K 
84: R39         Derivatives and Hedging Activities (Tables)         HTML    345K 
52: R40         Fair Value Option (Tables)                          HTML     77K 
70: R41         Collateralized Agreements and Financings (Tables)   HTML     86K 
61: R42         Securitization Activities (Tables)                  HTML     73K 
29: R43         Variable Interest Entities (Tables)                 HTML    138K 
89: R44         Other Assets (Tables)                               HTML     40K 
118: R45         Goodwill and Identifiable Intangible Assets         HTML     91K  
                (Tables)                                                         
119: R46         Deposits (Tables)                                   HTML     48K  
25: R47         Short-Term Borrowings (Tables)                      HTML     47K 
23: R48         Long-Term Borrowings (Tables)                       HTML     78K 
110: R49         Other Liabilities and Accrued Expenses (Tables)     HTML     49K  
13: R50         Commitments, Contingencies and Guarantees (Tables)  HTML     79K 
57: R51         Shareholders' Equity (Tables)                       HTML     68K 
48: R52         Regulation and Capital Adequacy (Tables)            HTML     48K 
17: R53         Earnings Per Common Share (Tables)                  HTML     54K 
120: R54         Transactions with Affiliated Funds (Tables)         HTML     42K  
96: R55         Interest Income and Interest Expense (Tables)       HTML     52K 
73: R56         Income Taxes (Tables)                               HTML     40K 
112: R57         Business Segments (Tables)                          HTML    122K  
55: R58         Credit Concentrations (Tables)                      HTML     44K 
97: R59         Significant Accounting Policies (Details)           HTML     38K 
56: R60         Financial Instruments Owned, At Fair Value And      HTML     85K 
                Financial Instruments Sold, But Not Yet Purchased,               
                At Fair Value (Details)                                          
77: R61         Fair Value Measurements (Details)                   HTML     40K 
68: R62         Fair Value Measurements (Details 1)                 HTML    130K 
83: R63         Fair Value Measurements (Details 2)                 HTML     52K 
58: R64         Fair Value Measurements (Details 3)                 HTML    135K 
82: R65         Cash Instruments (Details)                          HTML    131K 
64: R66         Cash Instruments (Details 1)                        HTML    112K 
113: R67         Cash Instruments (Details 2)                        HTML     48K  
93: R68         Cash Instruments (Details 3)                        HTML     45K 
98: R69         Derivatives and Hedging Activities (Details)        HTML     46K 
85: R70         Derivatives and Hedging Activities (Details 1)      HTML     68K 
16: R71         Derivatives and Hedging Activities (Details 2)      HTML     96K 
92: R72         Derivatives and Hedging Activities (Details 3)      HTML     77K 
39: R73         Derivatives and Hedging Activities (Details 4)      HTML     44K 
75: R74         Derivatives and Hedging Activities (Details 5)      HTML     75K 
108: R75         Derivatives and Hedging Activities (Details 6)      HTML     41K  
60: R76         Derivatives and Hedging Activities (Details 7)      HTML     73K 
26: R77         Derivatives and Hedging Activities (Details 8)      HTML     37K 
67: R78         Derivatives and Hedging Activities (Details 9)      HTML     46K 
104: R79         Fair Value Option (Details)                         HTML     89K  
21: R80         Collateralized Agreements and Financings (Details)  HTML    120K 
74: R81         Securitization Activities (Details)                 HTML     58K 
12: R82         Securitization Activities (Details 1)               HTML     73K 
50: R83         Variable Interest Entities (Details)                HTML    164K 
18: R84         Other Assets (Details)                              HTML     55K 
45: R85         Goodwill and Identifiable Intangible Assets         HTML     47K 
                (Details)                                                        
80: R86         Goodwill and Identifiable Intangible Assets         HTML     51K 
                (Details 1)                                                      
65: R87         Goodwill and Identifiable Intangible Assets         HTML     52K 
                (Details 2)                                                      
44: R88         Deposits (Details)                                  HTML     69K 
19: R89         Short-Term Borrowings (Details)                     HTML     56K 
76: R90         Long-Term Borrowings (Details)                      HTML     38K 
106: R91         Long-Term Borrowings (Details 1)                    HTML     39K  
90: R92         Long-Term Borrowings (Details 2)                    HTML     43K 
54: R93         Long-Term Borrowings (Details 3)                    HTML    128K 
31: R94         Other Liabilities and Accrued Expenses (Details)    HTML     77K 
115: R95         Commitments, Contingencies and Guarantees           HTML    158K  
                (Details)                                                        
41: R96         Shareholders' Equity (Details)                      HTML     52K 
114: R97         Shareholders' Equity (Details 1)                    HTML     46K  
66: R98         Shareholders' Equity (Details 2)                    HTML     53K 
116: R99         Shareholders' Equity (Details 3)                    HTML    112K  
43: R100        Regulation and Capital Adequacy (Details)           HTML    107K 
117: R101        Earnings Per Common Share (Details)                 HTML     77K  
78: R102        Transactions with Affiliated Funds (Details)        HTML     43K 
111: R103        Interest Income and Interest Expense (Details)      HTML     58K  
33: R104        Income Taxes (Details)                              HTML     37K 
63: R105        Business Segments (Details)                         HTML    103K 
105: R106        Credit Concentrations (Details)                     HTML     38K  
100: R107        Legal Proceedings (Details)                         HTML     69K  
107: XML         IDEA XML File -- Filing Summary                      XML    188K  
109: EXCEL       IDEA Workbook of Financial Reports (.xls)            XLS   5.41M  
 6: EX-101.INS  XBRL Instance -- gs-20110930                         XML   8.08M 
 8: EX-101.CAL  XBRL Calculations -- gs-20110930_cal                 XML    319K 
11: EX-101.DEF  XBRL Definitions -- gs-20110930_def                  XML   1.32M 
 9: EX-101.LAB  XBRL Labels -- gs-20110930_lab                       XML   2.72M 
10: EX-101.PRE  XBRL Presentations -- gs-20110930_pre                XML   1.84M 
 7: EX-101.SCH  XBRL Schema -- gs-20110930                           XSD    553K 
42: ZIP         XBRL Zipped Folder -- 0000950123-11-096618-xbrl      Zip    537K

‘EX-32.1’   —   EX-32.1 Section 1350 Certifications

This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]

  exv32w1  
 C:   C: 
EXHIBIT 32.1
 
Certification
 
Pursuant to 18 U.S.C. § 1350, the undersigned officer of The Goldman Sachs Group, Inc. (the “Company”) hereby certifies that the Company’s Quarterly Report on Form 10-Q for the quarter ended September 30, 2011 (the “Report”) fully complies with the requirements of Section 13(a) or 15(d), as applicable, of the Securities Exchange Act of 1934 and that the information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company.
 
 C:  C: 
             
Dated: November 8, 2011
  /s/ Lloyd C. Blankfein    
         
    Name:   Lloyd C. Blankfein    
    Title:   Chief Executive Officer    
 
The foregoing certification is being furnished solely pursuant to 18 U.S.C. § 1350 and is not being filed as part of the Report or as a separate disclosure document.
 C: 

 C: 

 

Certification
 
Pursuant to 18 U.S.C. § 1350, the undersigned officer of The Goldman Sachs Group, Inc. (the “Company”) hereby certifies that the Company’s Quarterly Report on Form 10-Q for the quarter ended September 30, 2011 (the “Report”) fully complies with the requirements of Section 13(a) or 15(d), as applicable, of the Securities Exchange Act of 1934 and that the information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company.
 
             
Dated: November 8, 2011
  /s/ David A. Viniar    
         
    Name:   David A. Viniar    
    Title:   Chief Financial Officer    
 
The foregoing certification is being furnished solely pursuant to 18 U.S.C. § 1350 and is not being filed as part of the Report or as a separate disclosure document.

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘10-Q’ Filing    Date    Other Filings
Filed as of:11/9/11424B2
Filed on:11/8/11424B2
For Period end:9/30/1113F-HR,  8-K
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Filing Submission 0000950123-11-096618   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)
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