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Schwab Strategic Trust, et al. – ‘485BPOS’ on 7/8/11 – EX-99.(E)(4)

On:  Friday, 7/8/11, at 3:47pm ET   ·   Effective:  7/8/11   ·   Accession #:  950123-11-64649   ·   File #s:  811-22311, 333-160595

Previous ‘485BPOS’:  ‘485BPOS’ on 6/24/11   ·   Next:  ‘485BPOS’ on 7/15/11   ·   Latest:  ‘485BPOS’ on 4/26/24   ·   26 References:   

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 7/08/11  Schwab Strategic Trust            485BPOS     7/08/11    9:1.5M                                   RR Donnelley/FASchwab U.S. Aggregate Bond ETF SCHZ

Post-Effective Amendment
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 485BPOS     Post-Effective Amendment                            HTML    805K 
 2: EX-99.(D)(4)  Miscellaneous Exhibit                             HTML     16K 
 3: EX-99.(E)(4)  Miscellaneous Exhibit                             HTML     14K 
 4: EX-99.(G)(5)  Miscellaneous Exhibit                             HTML     16K 
 5: EX-99.(H)(1)(C)  Miscellaneous Exhibit                          HTML     13K 
 6: EX-99.(H)(2)(C)  Miscellaneous Exhibit                          HTML     12K 
 7: EX-99.(H)(4)(D)  Miscellaneous Exhibit                          HTML     17K 
 8: EX-99.(H)(5)(D)  Miscellaneous Exhibit                          HTML     17K 
 9: EX-99.(I)   Miscellaneous Exhibit                               HTML     10K 


EX-99.(E)(4)   —   Miscellaneous Exhibit


This exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



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Exhibit (e)(4)
AMENDMENT NO. 3 TO
DISTRIBUTION AGREEMENT
THIS AMENDMENT NO. 3 TO DISTRIBUTION AGREEMENT (this “Amendment”), effective as of July 1, 2011 (the “Amendment Effective Date”), by and between Schwab Strategic Trust (“Company”) and SEI Investments Distribution Co. (“SIDCO”).
WHEREAS:
  1.   The Company and SIDCO entered into a Distribution Agreement, dated as of October 12, 2009 (the “Distribution Agreement”), pursuant to which, among other things, SIDCO agreed to act as the Distributor with respect to issuance and distribution of Creation Units of each Fund; and
 
  2.   The parties hereto desire to further amend the Distribution Agreement on the terms and subject to the conditions provided herein.
NOW, THEREFORE, in consideration of the premises, covenants, representations and warranties contained herein and intending to be legally bound hereby, the parties hereto agree as follows:
1.   Schedule A of the Services Agreement is hereby amended to add the following ETFs to the current List of Funds of the Trust:
 
    Schwab U.S. Aggregate Bond ETF
 
    A new Schedule A listing each of the ETFs subject to the Distribution Agreement as of the date of this Amendment is hereby attached to this Amendment.
 
2.   Ratification of Agreement. Except as expressly amended and provided herein, all of the terms, conditions and provisions of the Agreement shall continue in full force and effect.
 
3.   Counterparts. This Amendment may be executed in two or more counterparts, all of which shall constitute one and the same instrument. Each such counterpart shall be deemed an original, and it shall not be necessary in making proof of this Amendment to produce or account for more than one such counterpart. This Amendment shall be deemed executed by each party when any one or more counterparts hereof or thereof, individually or taken together, bears the original, facsimile or scanned signatures of each of the parties.
 
4.   Entire Agreement. The Agreement as modified by this Amendment constitutes the entire agreement among the parties with respect to the subject matter contained herein and therein and may only be amended by a writing executed by all parties.
 
5.   Governing Law. This Amendment shall be governed by and construed in accordance with the laws of the State of Delaware without giving effect to any conflict of laws or choice of laws rules or principles thereof.

 



 

     IN WITNESS WHEREOF, the parties hereto have executed and delivered this Amendment as of the date set forth above.
                 
SCHWAB STRATEGIC TRUST   SEI INVESTMENTS DISTRIBUTION CO.    
 
               
By:
  /s/ George Pereira
 
  By:   /s/ Maxine J. Chou
 
   
Name:
  George Pereira   Name:   Maxine J. Chou    
Title:
  Treasurer and Principal Financial Officer   Title:   CFO & COO    

 



 

SCHEDULE A
LIST OF FUNDS
Schwab U.S. Large-Cap ETF
Schwab U.S. Large-Cap Value ETF
Schwab U.S. Large-Cap Growth ETF
Schwab U.S. Small-Cap ETF
Schwab International Small-Cap Equity ETF
Schwab International Equity ETF
Schwab Emerging Markets Equity ETF
Schwab U.S. Broad Markets ETF
Schwab U.S. TIPS ETF
Schwab Short-Term U.S. Treasury ETF
Schwab Intermediate-Term U.S. Treasury ETF
Schwab U.S. REIT ETF
Schwab U.S. Mid-Cap ETF
Schwab U.S. Aggregate Bond ETF

 


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘485BPOS’ Filing    Date    Other Filings
Filed on / Effective on:7/8/11497K
7/1/11
10/12/09
 List all Filings 


26 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 4/26/24  Schwab Strategic Trust            485BPOS     4/26/24   30:10M                                    Toppan Merrill/FA
 4/05/24  Schwab Strategic Trust            485APOS     4/04/24    1:2.4M                                   Toppan Merrill/FA
12/27/23  Schwab Strategic Trust            485BPOS    12/27/23   43:15M                                    Toppan Merrill/FA
 7/28/23  Schwab Strategic Trust            485BPOS     7/28/23   17:4.1M                                   Toppan Merrill/FA
 6/27/23  Schwab Strategic Trust            485BPOS     6/27/23   27:9.3M                                   Toppan Merrill/FA
 6/26/23  Schwab Strategic Trust            485BPOS     6/26/23   22:2.5M                                   Toppan Merrill/FA
 4/28/23  Schwab Strategic Trust            485BPOS     4/28/23   30:9.6M                                   Toppan Merrill/FA
 1/17/23  Schwab Strategic Trust            485APOS                3:1.1M                                   Toppan Merrill/FA
12/19/22  Schwab Strategic Trust            485BPOS    12/19/22   38:12M                                    Toppan Merrill/FA
11/07/22  Schwab Strategic Trust            POS EX     11/07/22    4:244K                                   Toppan Merrill/FA
 9/28/22  Schwab Strategic Trust            485BPOS     9/28/22   23:2.5M                                   Toppan Merrill/FA
 7/29/22  Schwab Strategic Trust            485BPOS     7/29/22   22:2.3M                                   Toppan Merrill/FA
 7/28/22  Schwab Strategic Trust            485BPOS     7/28/22   16:2.2M                                   Toppan Merrill/FA
 7/15/22  Schwab Strategic Trust            485APOS     7/14/22    2:961K                                   Toppan Merrill/FA
 6/27/22  Schwab Strategic Trust            485BPOS     6/27/22   30:9.2M                                   Toppan Merrill/FA
 4/28/22  Schwab Strategic Trust            485BPOS     4/28/22   29:7.8M                                   Toppan Merrill/FA
 3/02/22  Schwab Strategic Trust            485APOS                2:1M                                     Toppan Merrill/FA
12/17/21  Schwab Strategic Trust            485BPOS    12/17/21   38:12M                                    Toppan Merrill/FA
11/02/21  Schwab Strategic Trust            485BPOS    11/02/21   24:2.6M                                   Toppan Merrill/FA
 6/25/21  Schwab Strategic Trust            485BPOS     6/25/21   31:9.1M                                   Toppan Merrill/FA
 4/28/21  Schwab Strategic Trust            485BPOS     4/28/21   29:7.7M                                   Toppan Merrill/FA
 4/05/21  Schwab Strategic Trust            485APOS4/05/21    4:1M                                     Toppan Merrill/FA
 3/23/21  Schwab Strategic Trust            485BPOS     3/23/21   20:2.2M                                   Toppan Merrill/FA
 2/19/21  Schwab Strategic Trust            POS EX      2/19/21    2:201K                                   Donnelley … Solutions/FA
12/21/20  Schwab Strategic Trust            485APOS                1:945K                                   Donnelley … Solutions/FA
12/18/20  Schwab Strategic Trust            485BPOS    12/18/20   38:10M                                    Donnelley … Solutions/FA
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Filing Submission 0000950123-11-064649   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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