SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Schwab Strategic Trust, et al. – ‘485BPOS’ on 7/8/11 – EX-99.(H)(2)(C)

On:  Friday, 7/8/11, at 3:47pm ET   ·   Effective:  7/8/11   ·   Accession #:  950123-11-64649   ·   File #s:  811-22311, 333-160595

Previous ‘485BPOS’:  ‘485BPOS’ on 6/24/11   ·   Next:  ‘485BPOS’ on 7/15/11   ·   Latest:  ‘485BPOS’ on 4/26/24   ·   26 References:   

Find Words in Filings emoji
 
  in    Show  and   Hints

  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 7/08/11  Schwab Strategic Trust            485BPOS     7/08/11    9:1.5M                                   RR Donnelley/FASchwab U.S. Aggregate Bond ETF SCHZ

Post-Effective Amendment
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 485BPOS     Post-Effective Amendment                            HTML    805K 
 2: EX-99.(D)(4)  Miscellaneous Exhibit                             HTML     16K 
 3: EX-99.(E)(4)  Miscellaneous Exhibit                             HTML     14K 
 4: EX-99.(G)(5)  Miscellaneous Exhibit                             HTML     16K 
 5: EX-99.(H)(1)(C)  Miscellaneous Exhibit                          HTML     13K 
 6: EX-99.(H)(2)(C)  Miscellaneous Exhibit                          HTML     12K 
 7: EX-99.(H)(4)(D)  Miscellaneous Exhibit                          HTML     17K 
 8: EX-99.(H)(5)(D)  Miscellaneous Exhibit                          HTML     17K 
 9: EX-99.(I)   Miscellaneous Exhibit                               HTML     10K 


EX-99.(H)(2)(C)   —   Miscellaneous Exhibit


This exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



  exv99wxhyx2yxcy  

Exhibit (h)(2)(c)
July 1, 2011
State Street Bank and Trust Company
200 Clarendon Street
Boston, Massachusetts 02116
Attention: Sheila McClorey, Transfer Agent Vice President
RE: Schwab Strategic Trust (the “Fund”)
Ladies and Gentlemen:
Reference is made to the Transfer Agency and Service Agreement between us, dated as of October 8, 2009 (the “Agreement”). Pursuant to the Agreement, this letter is to provide notice of the creation of the following additional Portfolios, as defined in the Agreement:
     Schwab U.S. Aggregate Bond ETF
In accordance with the Additional Portfolios provision of Section 13 of the Agreement, we request that you act as Transfer Agent with respect to each additional Portfolio. A current Appendix A to the Agreement is attached hereto. In connection with such request, the undersigned, on behalf of the Fund and the additional Portfolios, hereby confirms to you, as of the date hereof, the representations and warranties set forth in Section 4 of the Agreement.
Please indicate your acceptance of the foregoing by executing two copies of this letter, returning one to the Fund and retaining one copy for your records.
Very truly yours,
             
CHARLES SCHWAB INVESTMENT MANAGEMENT, INC.
 
           
By:   /s/ George Pereira    
         
 
  Name:   George Pereira    
 
  Title:   Treasurer and Principal Financial Officer    
 
           
Accepted:    
 
           
STATE STREET BANK AND TRUST COMPANY    
 
           
By:   /s/ Michael F. Rogers    
         
 
  Name:   Michael F. Rogers    
 
  Title:   Executive Vice President    

 



 

APPENDIX A
LIST OF PORTFOLIOS
As of July 1, 2011
SCHWAB STRATEGIC TRUST
Schwab U.S. Broad Market ETF
Schwab U.S. Large-Cap ETF
Schwab U.S. Large-Cap Growth ETF
Schwab U.S. Large-Cap Value ETF
Schwab U.S. Small-Cap ETF
Schwab International Equity ETF
Schwab International Small-Cap Equity ETF
Schwab Emerging Markets Equity ETF
Schwab U.S. TIPS ETF
Schwab Short-Term U.S. Treasury ETF
Schwab Intermediate-Term U.S. Treasury ETF
Schwab U.S. REIT ETF
Schwab U.S. Mid-Cap ETF
Schwab U.S. Aggregate Bond ETF

 


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘485BPOS’ Filing    Date    Other Filings
Filed on / Effective on:7/8/11497K
7/1/11
10/8/09N-1A/A
 List all Filings 


26 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 4/26/24  Schwab Strategic Trust            485BPOS     4/26/24   30:10M                                    Toppan Merrill/FA
 4/05/24  Schwab Strategic Trust            485APOS     4/04/24    1:2.4M                                   Toppan Merrill/FA
12/27/23  Schwab Strategic Trust            485BPOS    12/27/23   43:15M                                    Toppan Merrill/FA
 7/28/23  Schwab Strategic Trust            485BPOS     7/28/23   17:4.1M                                   Toppan Merrill/FA
 6/27/23  Schwab Strategic Trust            485BPOS     6/27/23   27:9.3M                                   Toppan Merrill/FA
 6/26/23  Schwab Strategic Trust            485BPOS     6/26/23   22:2.5M                                   Toppan Merrill/FA
 4/28/23  Schwab Strategic Trust            485BPOS     4/28/23   30:9.6M                                   Toppan Merrill/FA
 1/17/23  Schwab Strategic Trust            485APOS                3:1.1M                                   Toppan Merrill/FA
12/19/22  Schwab Strategic Trust            485BPOS    12/19/22   38:12M                                    Toppan Merrill/FA
11/07/22  Schwab Strategic Trust            POS EX     11/07/22    4:244K                                   Toppan Merrill/FA
 9/28/22  Schwab Strategic Trust            485BPOS     9/28/22   23:2.5M                                   Toppan Merrill/FA
 7/29/22  Schwab Strategic Trust            485BPOS     7/29/22   22:2.3M                                   Toppan Merrill/FA
 7/28/22  Schwab Strategic Trust            485BPOS     7/28/22   16:2.2M                                   Toppan Merrill/FA
 7/15/22  Schwab Strategic Trust            485APOS     7/14/22    2:961K                                   Toppan Merrill/FA
 6/27/22  Schwab Strategic Trust            485BPOS     6/27/22   30:9.2M                                   Toppan Merrill/FA
 4/28/22  Schwab Strategic Trust            485BPOS     4/28/22   29:7.8M                                   Toppan Merrill/FA
 3/02/22  Schwab Strategic Trust            485APOS                2:1M                                     Toppan Merrill/FA
12/17/21  Schwab Strategic Trust            485BPOS    12/17/21   38:12M                                    Toppan Merrill/FA
11/02/21  Schwab Strategic Trust            485BPOS    11/02/21   24:2.6M                                   Toppan Merrill/FA
 6/25/21  Schwab Strategic Trust            485BPOS     6/25/21   31:9.1M                                   Toppan Merrill/FA
 4/28/21  Schwab Strategic Trust            485BPOS     4/28/21   29:7.7M                                   Toppan Merrill/FA
 4/05/21  Schwab Strategic Trust            485APOS4/05/21    4:1M                                     Toppan Merrill/FA
 3/23/21  Schwab Strategic Trust            485BPOS     3/23/21   20:2.2M                                   Toppan Merrill/FA
 2/19/21  Schwab Strategic Trust            POS EX      2/19/21    2:201K                                   Donnelley … Solutions/FA
12/21/20  Schwab Strategic Trust            485APOS                1:945K                                   Donnelley … Solutions/FA
12/18/20  Schwab Strategic Trust            485BPOS    12/18/20   38:10M                                    Donnelley … Solutions/FA
Top
Filing Submission 0000950123-11-064649   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Mon., Apr. 29, 10:39:11.2pm ET