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As Of Filer Filing For·On·As Docs:Size Issuer Agent 6/15/11 Orion Energy Systems, Inc. NT 10-K 3/31/11 1:22K RR Donnelley/FA |
Document/Exhibit Description Pages Size 1: NT 10-K Notice of a Late Filing of a Form 10-K HTML 21K
nt10vk |
(Check One): | þ Form 10-K
o Form 20-F
o Form 11-K
o Form 10-Q
o Form 10-D
o Form N-SAR
o Form N-CSR For Period Ended: March 31, 2011 |
o | Transition Report on Form 10-K | |||||
o | Transition Report on Form 20-F | |||||
o | Transition Report on Form 11-K | |||||
o | Transition Report on Form 10-Q | |||||
o | Transition Report on Form N-SAR | |||||
For the Transition Period Ended: | ||||||
(a) | The reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense; | ||||
þ
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(b) | The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K, Form N-SAR or Form N-CSR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q or subject distribution report on Form 10-D, or portion thereof, will be filed on or before the fifth calendar day following the prescribed due date; and | |||
(c) | The accountant’s statement or other exhibit required by Rule 12b-25(c) has been attached if applicable. |
(1) | Name and telephone number of person to contact in regard to this notification |
Scott R. Jensen | 920 | 892-5454 | ||
(Name) | (Area Code) | (Telephone Number) |
(2)
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Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If answer is no, identify report(s). | þ Yes o No | ||
(3)
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Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof? | þ Yes o No |
If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made. |
• | No impact to cash, cash equivalents, short-term investments or overall cash flow. | ||
• | An increase in GAAP revenue for the full fiscal years 2011 and 2010. | ||
• | An increase in GAAP net income and earnings per share for the full fiscal year 2011 and a reduction in GAAP net loss and loss per share for the full fiscal year 2010. | ||
• | An increase in current and total assets and an increase in total shareholders’ equity for fiscal year 2010 and an increase in total shareholders’ equity and a decrease in total assets and current liabilities for fiscal year 2011. |
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• | An increase in GAAP revenue, GAAP net income and earnings per share for the first three quarters of each of fiscal years 2011 and 2010 and a decrease in GAAP revenue, GAAP net income and earnings per share for the last quarter of each of fiscal years 2011 and 2010. |
Date June 15, 2011
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By | /s/ Neal R. Verfuerth
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Chief
Executive Officer |
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(Principal
Executive Officer) |
This ‘NT 10-K’ Filing | Date | Other Filings | ||
---|---|---|---|---|
6/29/11 | ||||
Filed on / Effective on: | 6/15/11 | |||
6/14/11 | 8-K | |||
6/9/11 | 8-K | |||
For Period End: | 3/31/11 | 10-K, 10-K/A | ||
List all Filings |