SEC Info - Schwab Strategic Trust, et al. - ‘485APOS’ on 4/14/11

Schwab Strategic Trust, et al. – ‘485APOS’ on 4/14/11 – EX-99.D.3

On: Thursday, 4/14/11, at 6:31pm ET · As of: 4/15/11 · Accession #: 950123-11-35743 · File #s: 811-22311, 333-160595

As Of Filer Filing For·On·As Docs:Size Issuer Agent 4/15/11 Schwab Strategic Trust 485APOS 4/14/11 8:1.3M RR Donnelley/FA → Schwab U.S. Aggregate Bond ETF

⇒ SCHZ

Document/Exhibit Description Pages Size 1: 485APOS Post-Effective Amendment HTML 755K 2: EX-99.D.3 Miscellaneous Exhibit HTML 16K 3: EX-99.E.3 Miscellaneous Exhibit HTML 14K 4: EX-99.G.4 Miscellaneous Exhibit HTML 15K 5: EX-99.H.1.B Miscellaneous Exhibit HTML 13K 6: EX-99.H.2.B Miscellaneous Exhibit HTML 12K 7: EX-99.H.4.C Miscellaneous Exhibit HTML 16K 8: EX-99.H.5.C Miscellaneous Exhibit HTML 16K

Exhibit (d)(3)

AMENDMENT NO. 2 TO
ADVISORY AGREEMENT

THIS AMENDMENT NO. 2 TO ADVISORY AGREEMENT (this “Amendment”), effective as of December 17, 2010 (the “Amendment Effective Date”), by and between Schwab Strategic Trust (“Trust”) and Charles Schwab Investment Management, Inc. (the “Adviser”).

WHEREAS, Trust and Adviser entered into an Advisory Agreement, dated October 12, 2009 (the “Advisory Agreement”), pursuant to which Adviser serves as investment adviser to the Trust on behalf of the series set forth on Schedule A to the Advisory Agreement;

WHEREAS, the parties hereto desire to amend Schedule A to the Advisory Agreement to reflect additional series of the Trust.

NOW, THEREFORE, in consideration of the premises, covenants, representations and warranties contained herein and intending to be legally bound hereby, the parties hereto agree as follows:

Schedule A of the Advisory Agreement is hereby amended to add the following Funds:

Schwab U.S. REIT ETF

Schwab U.S. Mid-Cap ETF

A new Schedule A listing each of the Funds subject to the Advisory Agreement as of the date of this Amendment is hereby attached to this Amendment.

2.		Except as expressly amended and provided herein, all of the terms, conditions and provisions of the Agreement shall continue in full force and effect. Capitalized terms not defined herein shall have the same meaning as set forth in the Administration Agreement.

3.		Entire Agreement. The Advisory Agreement as modified by this Amendment constitutes the entire agreement among the parties with respect to the subject matter contained herein and therein and may only be amended by a writing executed by all parties.

IN WITNESS WHEREOF, the parties hereto have executed and delivered this Amendment as of the date set forth above.


SCHWAB STRATEGIC TRUST, on behalf of		CHARLES SCHWAB INVESTMENT
each Fund listed on Schedule A		MANAGEMENT, INC.

By:	/s/ *George Pereira*	By:	/s/ *Marie Chandoha*
Name:	George Pereira	Name:	Marie Chandoha
Title:	Treasurer and Principal Financial Officer	Title:	President, Chief Executive Officer and Chief Investment Officer

SCHEDULE A
to the
ADVISORY AGREEMENT
Dated as of October 12, 2009 between
SCHWAB STRATEGIC TRUST and
CHARLES SCHWAB INVESTMENT MANAGEMENT, INC.
As of December 17, 2010

The Trust will pay to the Adviser as compensation for the Adviser’s services rendered, a fee, computed daily, at an annual rate, based on the average daily net assets of the respective Fund, in accordance the following fee schedule:


Fund	Rate
Schwab U.S. Broad Market ETF		0.06	%*
Schwab U.S. Large-Cap ETF		0.08	%*
Schwab U.S. Large-Cap Growth ETF		0.13	%*
Schwab U.S. Large-Cap Value ETF		0.13	%*
Schwab U.S. Small-Cap ETF		0.13	%*
Schwab International Equity ETF		0.13	%*
Schwab International Small-Cap Equity ETF		0.35	%*
Schwab Emerging Markets Equity ETF		0.25	%*
Schwab U.S. TIPS ETF		0.14	%*
Schwab Short-Term U.S. Treasury ETF		0.12	%*
Schwab Intermediate-Term U.S. Treasury ETF		0.12	%*
Schwab U.S. REIT ETF		0.13	%*
Schwab U.S. Mid-Cap ETF		0.13	%*


*		The Adviser will pay the operating expenses of the Fund, excluding interest expense, taxes, any brokerage expenses, and extraordinary or non-routine expenses.

This ‘485APOS’ Filing

Date

Other Filings

Filed as of:

4/15/11

Filed on:

4/14/11

12/17/10

485BPOS, 497K

10/12/09

List all Filings

As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 4/26/24 Schwab Strategic Trust 485BPOS 4/26/24 30:10M Toppan Merrill/FA 4/05/24 Schwab Strategic Trust 485APOS 4/04/24 1:2.4M Toppan Merrill/FA 12/27/23 Schwab Strategic Trust 485BPOS 12/27/23 43:15M Toppan Merrill/FA 7/28/23 Schwab Strategic Trust 485BPOS 7/28/23 17:4.1M Toppan Merrill/FA 6/27/23 Schwab Strategic Trust 485BPOS 6/27/23 27:9.3M Toppan Merrill/FA 6/26/23 Schwab Strategic Trust 485BPOS 6/26/23 22:2.5M Toppan Merrill/FA 4/28/23 Schwab Strategic Trust 485BPOS 4/28/23 30:9.6M Toppan Merrill/FA 1/17/23 Schwab Strategic Trust 485APOS 3:1.1M Toppan Merrill/FA 12/19/22 Schwab Strategic Trust 485BPOS 12/19/22 38:12M Toppan Merrill/FA 11/07/22 Schwab Strategic Trust POS EX 11/07/22 4:244K Toppan Merrill/FA 9/28/22 Schwab Strategic Trust 485BPOS 9/28/22 23:2.5M Toppan Merrill/FA 7/29/22 Schwab Strategic Trust 485BPOS 7/29/22 22:2.3M Toppan Merrill/FA 7/28/22 Schwab Strategic Trust 485BPOS 7/28/22 16:2.2M Toppan Merrill/FA 7/15/22 Schwab Strategic Trust 485APOS 7/14/22 2:961K Toppan Merrill/FA 6/27/22 Schwab Strategic Trust 485BPOS 6/27/22 30:9.2M Toppan Merrill/FA 4/28/22 Schwab Strategic Trust 485BPOS 4/28/22 29:7.8M Toppan Merrill/FA 3/02/22 Schwab Strategic Trust 485APOS 2:1M Toppan Merrill/FA 12/17/21 Schwab Strategic Trust 485BPOS 12/17/21 38:12M Toppan Merrill/FA 11/02/21 Schwab Strategic Trust 485BPOS 11/02/21 24:2.6M Toppan Merrill/FA 6/25/21 Schwab Strategic Trust 485BPOS 6/25/21 31:9.1M Toppan Merrill/FA 4/28/21 Schwab Strategic Trust 485BPOS 4/28/21 29:7.7M Toppan Merrill/FA 4/05/21 Schwab Strategic Trust 485APOS¶ 4/05/21 4:1M Toppan Merrill/FA 3/23/21 Schwab Strategic Trust 485BPOS 3/23/21 20:2.2M Toppan Merrill/FA 2/19/21 Schwab Strategic Trust POS EX 2/19/21 2:201K Donnelley … Solutions/FA 12/21/20 Schwab Strategic Trust 485APOS 1:945K Donnelley … Solutions/FA 12/18/20 Schwab Strategic Trust 485BPOS 12/18/20 38:10M Donnelley … Solutions/FA

Schwab Strategic Trust, et al. – ‘485APOS’ on 4/14/11 – EX-99.D.3

On: Thursday, 4/14/11, at 6:31pm ET · As of: 4/15/11 · Accession #: 950123-11-35743 · File #s: 811-22311, 333-160595

Previous ‘485APOS’: ‘485APOS’ on 9/24/10 · Next: ‘485APOS’ on 7/25/11 · Latest: ‘485APOS’ on 4/5/24 · 26 References:

Post-Effective Amendment
Filing Table of Contents

EX-99.D.3 — Miscellaneous Exhibit

This exhibit is an HTML Document rendered as filed. [ Alternative Formats ]

Dates Referenced Herein and Documents Incorporated by Reference

26 Subsequent Filings that Reference this Filing

Schwab Strategic Trust, et al. – ‘485APOS’ on 4/14/11 – EX-99.D.3

On: Thursday, 4/14/11, at 6:31pm ET · As of: 4/15/11 · Accession #: 950123-11-35743 · File #s: 811-22311, 333-160595

Post-Effective AmendmentFiling Table of Contents

EX-99.D.3 — Miscellaneous Exhibit

This exhibit is an HTML Document rendered as filed. [ Alternative Formats ]

Dates Referenced Herein and Documents Incorporated by Reference

26 Subsequent Filings that Reference this Filing

Post-Effective Amendment
Filing Table of Contents