Lehman Brothers Holdings Inc. Plan Trust – ‘S-1/A’ on 4/28/94 – EX-10.28A

As of:  Thursday, 4/28/94   ·   Accession #:  950123-94-828   ·   File #:  33-52977

in

this entire Filing. an “Entity” Search.

Show

Documents searched

and

each “hit”. the 1st “hit”.

↓↑Hints

Pre-Effective Amendment to Registration Statement (General Form)   —   Form S-1
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: S-1/A       Amendment No.1 to Form S-1                           164    964K 
 2: EX-3.1      Certificate of Incorporation                           6     26K 
 3: EX-3.2B     Amended Certificate of Designations                   23     65K 
 4: EX-3.3      Certificate of Designation (Cumulative Voting)        12     36K 
 5: EX-3.4      Certificate of Designation (Redeemable Voting)        21     58K 
 6: EX-3.5      Restated By-Laws of the Registrant                    20     79K 
 7: EX-4.2      Specimen Common Stock Certificate                      2     14K 
 8: EX-5        Opinion of Thomas A. Russo, Esq.                       2     16K 
 9: EX-7        Opinion of Skadden, Arps, Slate, Meagher & Flom        4     21K 
10: EX-8        Opinion of Skadden, Arps, Slate, Meagher & Flom        2     15K 
11: EX-10.1     Form of Agreement of Tenants-In-Common               150    249K 
14: EX-10.10B   Form of Warrant                                       28     52K 
15: EX-10.17    Voluntary Deferred Compensation Plan                  21     87K 
16: EX-10.18    Executive and Select Employees Plan                   10     26K 
12: EX-10.2     Restated Tax Allocation Agreement                     67    178K 
17: EX-10.20    The E.F. Hutton Partnership Award Plan                20     83K 
18: EX-10.23    Lehman Brothers Inc. Employee Ownership Plan          25    100K 
19: EX-10.23A   Amended Employee Ownership Plan                        1     11K 
20: EX-10.24    1994 Management Ownership Plan.                       26     89K 
21: EX-10.25    1994 Management Replacement Plan.                     16     58K 
22: EX-10.26    Short-Term Executive Compensation Plan                 7     30K 
23: EX-10.27    1994 Employee Stock Purchase Plan                     17     61K 
24: EX-10.28    Participating Preferred Plan                          19     61K 
25: EX-10.28A   Amendment to Particpating Preferred Plan               1     11K 
26: EX-10.29    Purchase and Exchange Agreement                       17     61K 
13: EX-10.3     Intercompany Agreement                                30     85K 
27: EX-10.30    Registration Rights Agreement                         31     55K 
28: EX-10.31    Option Agreement                                      45     85K 
29: EX-10.32    Form of 1994 Agreement                                35    102K 
30: EX-10.33    Compensation Plan (For Select Executives)             21     87K 
31: EX-10.34    Compensation Plan ( for Transferred Participants )    22     90K 
32: EX-10.35    Executive and Select Employee Plan                    11     26K 
33: EX-23.1     Consent of Ernst & Young                               1     11K 
34: EX-23.4     Consent of Lazard Freres & Co.                         1     11K 
35: EX-23.5     Consent of James D. Wolfensohn Incorporated            1     11K 

EX-10.28A   —   Amendment to Particpating Preferred Plan

EX-10.28A
TOC
↑Top
Previous
Next
↓Bottom
Just 1st
 

AMENDMENT TO THE
LEHMAN BROTHERS INC.
PARTICIPATING PREFERRED PLAN

AMENDMENT, effective as of April 29, 1994, to the Lehman Brothers Inc.
Participating Preferred Plan (the "Plan"). Capitalized terms herein and not     
defined herein have the meanings assigned to them in the Plan.                  

W I T N E S S E T H:

  WHEREAS, Section 2.9 of the Plan provides that the Finance Committee may
amend the Plan from time to time; and                                           

WHEREAS, the Finance Committee has determined to amend the Plan as    
hereinafter set forth, in order to provide for the termination of the Plan and  
payment of all amounts credited to PPP Accounts under the Plan, as determined by
the Committee.                                                                  

NOW THEREFORE, the Plan is hereby amended as follows:                 

1. Section 2.10 of the Plan is hereby amended by adding a new Section 
2.10(c) as follows:                                                             

 2.10(c).  Termination of the Plan.  Notwithstanding any other
provision of the Plan, the Plan shall terminate on such date as may be
   designated by the Committee and, in connection with such termination, the
 Company shall effect an in service redemption of each Participant's PPP
  Account in accordance with Section 1.3(a) above; provided, however, that
  (i) all unvested amounts credited to the Participant's PPP Account shall
  vest and become nonforfeitable on the termination date designated by the
  Committee, and (ii) the amount payable in accordance with Section 1.3(a)
  shall be paid in the manner and at the time determined by the Committee.

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘S-1/A’ Filing		Date		Other Filings
		4/29/94		8-A12B
Filed on:		4/28/94		424B2
				List all Filings