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Infogrames Entertainment SA – ‘4’ for 10/31/00 re: Atari Inc.

As of:  Friday, 11/3/00   ·   For:  10/31/00   ·   Accession #:  950123-0-9995   ·   File #:  0-27338

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

11/03/00  Infogrames Entertainment SA       4          10% Owner   1:11K  Infogrames Inc.                   Donnelley … Solutions/FA

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of        3     18K 
                Securities by an Insider                                         

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U.S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 ------ ------------------------------ FORM 4 OMB APPROVAL ------ ------------------------------ OMB Number: 3235-0287 Expires: September 30, 1998 Estimated average burden hours per response ...... 0.5 ------------------------------ STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 [_] Check box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). (Print or Type Responses) ________________________________________________________________________________ 1. Name and Address of Reporting Person* Infogrames Entertainment SA -------------------------------------------------------------------------------- (Last) (First) (Middle) 84 rue du 1er Mars 1943 -------------------------------------------------------------------------------- (Street) Villeurbanne France 69100 -------------------------------------------------------------------------------- (City) (State) (Zip) ________________________________________________________________________________ 2. Issuer Name and Ticker or Trading Symbol Infogrames, Inc. (IFGM) ________________________________________________________________________________ 3. IRS Identification Number of Reporting Person (Voluntary) ________________________________________________________________________________ 4. Statement for Month/Year October 2000 ________________________________________________________________________________ 5. If Amendment, Date of Original (Month/Year) ________________________________________________________________________________ 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [_] Director [X] 10% Owner [_] Officer (give title below) [_] Other (specify below) ________________________________________________________________________________ 7. Individual or Joint/Group Filing (Check Applicable Line) [_] Form filed by One Reporting Person [X] Form filed by More than One Reporting Person ________________________________________________________________________________ ================================================================================ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned ================================================================================ [Enlarge/Download Table] 6. 4. 5. Owner- Securities Acquired (A) or Amount of ship 3. Disposed of (D) Securities Form: 7. Transaction (Instr. 3, 4 and 5) Beneficially Direct Nature of 2. Code ------------------------------- Owned at End (D) or Indirect 1. Transaction (Instr. 8) (A) of Month Indirect Beneficial Title of Security Date ------------ Amount or Price (Instr. 3 (I) Ownership (Instr. 3) (mm/dd/yy) Code V (D) and 4) (Instr.4) (Instr. 4) ------------------------------------------------------------------------------------------------------------------------------------ common stock, par value $0.01 10/2/00 J(a) 28,000,000 A (a) 61,670,217 I By subsidiary per share ("Common Stock") corporation (b) ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 10/2/00 J(a) 20,089,224 A $6.40 per 61,670,217 I By subsidiary share (a) corporation (b) ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 10/2/00 C(a) 955,000 A $0.05 per 61,670,217 I By subsidiary share (a) corporation (b) ------------------------------------------------------------------------------------------------------------------------------------ ==================================================================================================================================== (a) On October 2, 2000, Infogrames, Inc. (the "Company"), INA Merger Sub, Inc., Infogrames Entertainment SA (the "Reporting Person"), California U.S. Holdings ("CUSH") and Infogrames North America, Inc. ("INA") consummated the transactions contemplated under an Agreement and Plan of Merger, dated as of September 6, 2000 (the "Merger Agreement"). Pursuant to the Merger Agreement, CUSH received 28,000,000 shares of Common Stock in exchange for all the shares of common stock of INA that CUSH owned prior to the merger. In connection with the merger, the Reporting Person and the Company converted the Company's debt outstanding under a credit agreement and certain intercompany payables into an aggregate of 20,089,224 shares of Common Stock. In addition, all of the warrants of Common Stock held by the Reporting Person or CUSH were exercised for 955,000 shares of Common Stock. (b) These securities are owned by CUSH.
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FORM 4 (continued) TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) =========================================================================== [Enlarge/Download Table] 10. 9. Owner- Number ship of Form 2. Deriv- of Conver- 5. 7. ative Deriv- 11. sion Number of Title and Amount Secur- ative Nature or Derivative 6. of Underlying 8. ities Secur- of Exer- 4. Securities Date Securities Price Bene- ity: In- cise 3. Trans- Acquired (A) Exercisable and (Instr. 3 and 4) of ficially Direct direct Price Trans- action or Disposed Expiration Date ---------------- Deriv- Owned (D) or Bene- 1. of action Code of (D) (Month/Day/Year) Amount ative at End In- ficial Title of Deriv- Date (Instr. (Instr. 3, ---------------- or Secur- of direct Owner- Derivative ative (Month/ 8) 4 and 5) Date Expira- Number ity Month (I) ship Security Secur- Day/ ------ ------------ Exer- tion of (Instr. (Instr. (Instr. (Instr. (Instr. 3) ity Year) Code V (A) (D) cisable Date Title Shares 5) 4) 4) 4) ------------------------------------------------------------------------------------------------------------------------------------ Warrants to $0.05 10/2/00 C(a) 955,000 Common 955,000 $0.05 6,727,304 I By purchase per Stock per (c) subsidiary Common Stock share share corporation (b) ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ==================================================================================================================================== Explanation of Responses: (a) On October 2, 2000, Infogrames, Inc. (the "Company"), INA Merger Sub, Inc., Infogrames Entertainment SA (the "Reporting Person"), California U.S. Holdings ("CUSH") and Infogrames North America, Inc. ("INA") consummated the transactions contemplated under an Agreement and Plan of Merger, dated as of September 6, 2000 (the "Merger Agreement"). Pursuant to the Merger Agreement, CUSH received 28,000,000 shares of Common Stock in exchange for all the shares of common stock of INA that CUSH owned prior to the merger. In connection with the merger, the Reporting Person and the Company converted the Company's debt outstanding under a credit agreement and certain intercompany payables into an aggregate of 20,089,224 shares of Common Stock. In addition, all of the warrants of Common Stock held by the Reporting Person or CUSH were exercised for 955,000 shares of Common Stock. (b) These securities are owned by CUSH. (c) These securities are in the form of a convertible note convertible into shares of Common Stock. ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). /s/ Bruno Bonnell 11/3/00 --------------------------------------------- ----------------------- Name: Bruno Bonnell Date Title: Chief Executive Officer **Signature of Reporting Person Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
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JOINT FILER INFORMATION Name: California U.S. Holdings, Inc. Address: c/o Infogrames Entertainment SA 84 rue du 1er Mars 1943 Villeurbanne, France 69100 Designated Filer: Infogrames Entertainment SA Issuer & Ticker Symbol: Infogrames, Inc. (IFGM) Date of Event Requiring Statement: October 2, 2000 California U.S. Holdings, Inc. By: /s/ Bruno Bonnell Date: 11/3/00 -------------------------------------------- --------- Name: Bruno Bonnell Title: Chief Executive Officer Infogrames, Inc. By: /s/ Bruno Bonnell Date: 11/3/00 -------------------------------------------- --------- Name: Bruno Bonnell Title: Chief Executive Officer

Dates Referenced Herein   and   Documents Incorporated by Reference

Referenced-On Page
This ‘4’ Filing    Date First  Last      Other Filings
Filed on:11/3/00
For Period end:10/31/00
10/2/0013
9/6/0012
9/30/98110-Q
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Filing Submission 0000950123-00-009995   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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