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Hartford Mutual Funds Inc/CT, et al. – ‘485BPOS’ on 5/30/07 – EX-99.D.XVIII

On:  Wednesday, 5/30/07, at 5:03pm ET   ·   Effective:  5/31/07   ·   Accession #:  950135-7-3436   ·   File #s:  333-02381, 811-07589

Previous ‘485BPOS’:  ‘485BPOS’ on 2/28/07   ·   Next:  ‘485BPOS’ on 8/30/07   ·   Latest:  ‘485BPOS’ on 2/28/24   ·   2 References:   

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 5/30/07  Hartford Mutual Funds Inc/CT      485BPOS     5/31/07   13:1.2M                                   Bowne of Boston/FA
          → Hartford Core Equity Fund ⇒ Class A (HAIAX) — Class B (HGIBX) — Class C (HGICX) — Class R3 (HGIRX) — Class R4 (HGISX) — Class R5 (HGITX) — Class Y (HGIYX)
          → Hartford Global Capital Appreciation Fund ⇒ Class A — Class B (HCTBX) — Class C — Class I — Class R3 — Class R4 — Class R5 — Class Y
          → Hartford Global Communications Fund ⇒ A (HGCAX) — B (HGCBX) — C (HGCCX) — Y (HGCYX)
          → Hartford Global Financial Services Fund ⇒ A (HGFAX) — B (HGFBX) — C (HGFCX) — Y (HGFYX)
          → Hartford Global Technology Fund ⇒ A (HGTAX) — B (HGTBX) — C (HGTCX) — Y (HGTYX)
          → Hartford Income Allocation Fund ⇒ 7 Classes/Contracts
          → Hartford LargeCap Growth Fund ⇒ A — B — C — Y
          → Hartford Midcap Growth Fund ⇒ A — B — C — Y
          → Hartford Moderate Allocation Fund ⇒ Class A (HBAAX) — Class B (HBABX) — Class C (HBACX) — Class I (HBAIX) — Class R3 (HBARX) — Class R4 (HBASX) — Class R5 (HBATX)
          → Hartford Multi-Asset Income Fund ⇒ Class A (ITTAX) — Class B (IHABX) — Class C (HAFCX) — Class R3 (ITTRX) — Class R4 (ITTSX) — Class R5 (ITTTX) — Class Y (IHAYX)
          → Hartford Retirement Income Fund ⇒ 7 Classes/Contracts
          → Hartford Select Midcap Value Fund ⇒ A (HFVAX) — B (HSVBX) — C (HFVCX) — Y (HSVYX)
          → Hartford Select Smallcap Growth Fund ⇒ A (HFSAX) — B (HFSBX) — C (HFSCX) — Y (HFSYX)
          → Hartford Select Smallcap Value Fund ⇒ Class A (HTVAX) — Class B (HTVBX) — Class C (HTVCX) — Class Y (HTVYX)
          → Hartford Small Cap Value Fund ⇒ Class A (HSMAX) — Class B (HSMBX) — Class C (HTSCX) — Class Y (HSMYX)
          → Hartford Stock Fund ⇒ A (IHSTX) — B (ITSBX) — C (HSFCX) — R3 (HASRX) — R4 (HASSX) — R5 (HASTX) — Y (HASYX)
          → Hartford Tax-Free California Fund ⇒ A (HTFAX) — B (HTFBX) — C (HTFCX) — Y
          → Hartford Tax-Free New York Fund ⇒ A (HTYAX) — B (HTYBX) — C (HTYCX) — Y
          → The Hartford Balanced Income Fund ⇒ Class A (HBLAX) — Class B (HBLBX) — Class C (HBLCX) — Class Y (HBLYX)
          → The Hartford Capital Appreciation Fund ⇒ Class A (ITHAX) — Class B (IHCAX) — Class C (HCACX) — Class I (ITHIX) — Class R3 (ITHRX) — Class R4 (ITHSX) — Class R5 (ITHTX) — Class Y (HCAYX)
          → The Hartford Checks & Balances Fund ⇒ Class A (HCKAX) — Class B (HCKBX) — Class C (HCKCX)
          → The Hartford Conservative Allocation Fund ⇒ Class A (HCVAX) — Class B (HCVBX) — Class C (HCVCX) — Class I (HCVIX) — Class R3 (HCVRX) — Class R4 (HCVSX) — Class R5 (HCVTX)
          → The Hartford Dividend & Growth Fund ⇒ Class A (IHGIX) — Class B (ITDGX) — Class C (HDGCX) — Class I (HDGIX) — Class R3 (HDGRX) — Class R4 (HDGSX) — Class R5 (HDGTX) — Class Y (HDGYX)
          → The Hartford Equity Growth Allocation Fund ⇒ Class A (HAAAX) — Class B (HAABX) — Class C (HAACX) — Class I (HAAIX) — Class R3 (HAARX) — Class R4 (HAASX) — Class R5 (HAATX)
          → The Hartford Equity Income Fund ⇒ Class A (HQIAX) — Class B (HQIBX) — Class C (HQICX) — Class I (HQIIX) — Class R3 (HQIRX) — Class R4 (HQISX) — Class R5 (HQITX) — Class Y (HQIYX)
          → The Hartford Floating Rate Fund ⇒ Class A (HFLAX) — Class B (HFLBX) — Class C (HFLCX) — Class I (HFLIX) — Class R3 (HFLRX) — Class R4 (HFLSX) — Class R5 (HFLTX) — Class Y (HFLYX)
          → The Hartford Fundamental Growth Fund ⇒ Class A (HFFAX) — Class B (HFFBX) — Class C (HFFCX) — Class Y (HFFYX)
          → The Hartford Global Growth Fund ⇒ Class A (HALAX) — Class B (HGLBX) — Class C (HGLCX) — Class R3 (HALRX) — Class R4 (HALSX) — Class R5 (HALTX) — Class Y (HGLYX)
          → The Hartford Growth Allocation Fund ⇒ Class A (HRAAX) — Class B (HRABX) — Class C (HRACX) — Class I (HRAIX) — Class R3 (HRARX) — Class R4 (HRASX) — Class R5 (HRATX)
          → The Hartford Healthcare Fund ⇒ Class A (HGHAX) — Class B (HGHBX) — Class C (HGHCX) — Class I (HGHIX) — Class R3 (HGHRX) — Class R4 (HGHSX) — Class R5 (HGHTX) — Class Y (HGHYX)
          → The Hartford High Yield Fund ⇒ Class A (HAHAX) — Class B (HAHBX) — Class C (HAHCX) — Class I (HAHIX) — Class R3 (HAHRX) — Class R4 (HAHSX) — Class R5 (HAHTX) — Class Y (HAHYX)
          → The Hartford Inflation Plus Fund ⇒ Class A (HIPAX) — Class B (HIPBX) — Class C (HIPCX) — Class I (HIPIX) — Class R3 (HIPRX) — Class R4 (HIPSX) — Class R5 (HIPTX) — Class Y (HIPYX)
          → The Hartford International Growth Fund ⇒ Class A (HNCAX) — Class B (HNCBX) — Class C (HNCCX) — Class I (HNCJX) — Class R3 (HNCRX) — Class R4 (HNCSX) — Class R5 (HNCTX) — Class Y (HNCYX)
          → The Hartford International Opportunities Fund ⇒ Class A (IHOAX) — Class B (HIOBX) — Class C (HIOCX) — Class R3 (IHORX) — Class R4 (IHOSX) — Class R5 (IHOTX) — Class Y (HAOYX)
          → The Hartford International Small Co. Fund ⇒ Class A (HNSAX) — Class B (HNSBX) — Class C (HNSCX) — Class I (HNSJX) — Class Y (HNSYX)
          → The Hartford Midcap Fund ⇒ Class A (HFMCX) — Class B (HAMBX) — Class C (HMDCX) — Class Y (HMDYX)
          → The Hartford Midcap Value Fund ⇒ Class A (HMVAX) — Class B (HMVBX) — Class C (HMVCX) — Class Y (HMVYX)
          → The Hartford Money Market Fund ⇒ Class A (IHAXX) — Class B (HMBXX) — Class C (HRCXX) — Class R3 (IHRXX) — Class R4 (IHSXX) — Class R5 (IHTXX) — Class Y (HAYXX)
          → The Hartford Municipal Opportunities Fund ⇒ Class A (HHMAX) — Class B (HHMBX) — Class C (HHMCX) — Class I (HHMIX)
          → The Hartford Short Duration Fund ⇒ Class A (HSDAX) — Class B (HSDBX) — Class C (HSDCX) — Class Y (HSDYX)
          → The Hartford Small Co. Fund ⇒ Class A (IHSAX) — Class B (HSCBX) — Class C (HSMCX) — Class I (IHSIX) — Class R3 (IHSRX) — Class R4 (IHSSX) — Class R5 (IHSUX) — Class Y (HSCYX)
          → The Hartford Strategic Income Fund ⇒ Class A (HSNAX) — Class B (HSNBX) — Class C (HSNCX) — Class I (HSNIX)
          → The Hartford Target Retirement 2010 Fund ⇒ B (HTTBX) — C (HTTCX) — Class A (HTTAX) — Class R3 (HTTRX) — Class R4 (HTTSX) — Class R5 (HTTTX) — Class Y (HTTYX)
          → The Hartford Target Retirement 2020 Fund ⇒ B (HTWBX) — C (HTWCX) — Class A (HTWAX) — Class R3 (HTWRX) — Class R4 (HTWSX) — Class R5 (HTWTX) — Class Y (HTWYX)
          → The Hartford Target Retirement 2030 Fund ⇒ B (HTHBX) — C (HTHCX) — Class A (HTHAX) — Class R3 (HTHRX) — Class R4 (HTHSX) — Class R5 (HTHTX) — Class Y (HTHYX)
          → The Hartford Total Return Bond Fund ⇒ Class A (ITBAX) — Class B (ITBBX) — Class C (HABCX) — Class I (ITBIX) — Class R3 (ITBRX) — Class R4 (ITBUX) — Class R5 (ITBTX) — Class Y (HABYX)
          → The Hartford Unconstrained Bond Fund ⇒ Class A (HTIAX) — Class B (HTIBX) — Class C (HTICX) — Class Y (HTIYX)
          → The Hartford Value Fund ⇒ Class A (HVFAX) — Class B (HVFBX) — Class C (HVFCX) — Class I (HVFIX) — Class R3 (HVFRX) — Class R4 (HVFSX) — Class R5 (HVFTX) — Class Y (HVFYX)

Post-Effective Amendment
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 485BPOS     The Hartford Mutual Funds, Inc.                      332   1.71M 
 2: EX-99.A.XV  Articles Supplementary Dated February 27, 2007         9     44K 
 5: EX-99.D.XIX  Amendment # 18 to Investment Mgmt. Aggreement         1      8K 
 7: EX-99.D.XLI  Amendment #9 to Investment Mgmt. Aggreement With      1      8K 
                          Hartford Investment Mgmt. Co.                          
 3: EX-99.D.XVII  Amendment #16 to Investment Mgmt. Aggreement         1      8K 
 4: EX-99.D.XVIII  Amendment #17 to Investment Mgmt. Aggreement        1      8K 
 6: EX-99.D.XX  Amendment # 19 to Investment Mgmt. Aggreement          2±     9K 
 8: EX-99.E.XVIII  Amendment #15 to Principal Underwriting             1      8K 
                          Agreement                                              
 9: EX-99.H.XIII  Eighth Amendment to the Fund Accounting              3     12K 
                          Agreement 5/31/07                                      
10: EX-99.I     Opinion & Consent of Counsel                           1      9K 
11: EX-99.J     Consent of Independent Registered Public               1      7K 
                          Accounting Firm                                        
12: EX-99.M     Amended & Restated Rule 12B-1 Distribution Plan        8     47K 
13: EX-99.N     Multiple Class Plan Pursuant to Rule 18F-3             4     24K

EX-99.D.XVIII   —   Amendment #17 to Investment Mgmt. Aggreement

EX-99.D.XVIIITOC↑TopPreviousNext↓BottomJust 1st
 

 EXHIBIT D.(XVIII)
AMENDMENT NUMBER 17 TO
 INVESTMENT MANAGEMENT AGREEMENT

Effective March 30, 2007

   The Investment Management Agreement between Hartford Investment Financial
Services, LLC (formerly known as Hartford Investment Financial Services Company)
and The Hartford Mutual Funds, Inc. (formerly known as ITT Hartford Mutual      
Funds, Inc.) dated March 3, 1997, as amended (the "Agreement"), is hereby       
further amended as follows, in order to reflect a reduction in management fees  
for The Hartford Focus Fund:                                                    

     In Section 7 of the Agreement, the fee schedule for The Hartford Focus Fund
is restated as follows:                                                         

                                                                [Download Table]

                         ANNUAL
NET ASSET VALUE           RATE 
---------------          ------
                               
First $500 million       0.850%
Next $500 million        0.800%
Amount Over $1 billion   0.750%

HARTFORD INVESTMENT FINANCIAL           THE HARTFORD MUTUAL FUNDS, INC.         
SERVICES, LLC                                                                   

By: /s/ John C. Walters                 By: /s/ Robert Arena                    
    ---------------------------------       ------------------------------------
John C. Walters                         Robert Arena                    
Executive Vice President                Vice President                  

HMF, Inc.

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘485BPOS’ Filing    Date    Other Filings
Effective on:5/31/07
Filed on:5/30/07
3/30/07
3/3/97NSAR-B
 List all Filings 

2 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 6/29/07  Hartford Mutual Funds Inc./CT     NSAR-A/A    4/30/07    5:261K                                   Toppan Merrill NSAR/FA
 6/29/07  Hartford Mutual Funds Inc./CT     NSAR-A      4/30/07    5:261K                                   Toppan Merrill NSAR/FA
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Filing Submission 0000950135-07-003436   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)
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