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Greylock Capital Limited Partnership, et al. – ‘SC 13G/A’ on 2/13/97 re: Legato Systems Inc

As of:  Thursday, 2/13/97   ·   Accession #:  950135-97-566   ·   File #:  5-45291

Previous ‘SC 13G’:  ‘SC 13G/A’ on 2/13/97   ·   Latest ‘SC 13G’:  This Filing

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 2/13/97  Greylock Capital LP               SC 13G/A               4:31K  Legato Systems Inc                Bowne of Boston/FA
          Greylock Capital Limited Partnership
          Henry F. McCance
          Howard E. Cox, Jr.

Amendment to Statement of Beneficial Ownership   —   Schedule 13G
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13G/A    Greylock Capital L.P. Amendment No. 1 to SC 13G        8     28K 
 2: EX-1        Agreement to Joint Filing                              1      5K 
 3: EX-2        Power of Attorney                                      1      8K 
 4: EX-3        Sc 13G Filed February 14, 1996                        10     36K 


SC 13G/A   —   Greylock Capital L.P. Amendment No. 1 to SC 13G
Document Table of Contents

Page (sequential) | (alphabetic) Top
 
11st Page   -   Filing Submission
5Item 3. Description of Person Filing:
6Item 4. Ownership(1):
"Gclp
"Item 5. Ownership of Five Percent or Less of a Class:
"Item 6. Ownership of More Than Five Percent on Behalf of Another Person:
7Item 7. Identification and Classification of the Subsidiary Which Acquired
"Item 8. Identification and Classification of Members of the Group:
"Item 9. Notice of Dissolution of Group:
"Item 10. Certification:
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1)* Legato Systems, Inc. -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, par value $.0001 per share -------------------------------------------------------------------------------- (Title of Class of Securities) 524651 10 6 ------------------------------ (CUSIP Number) Check the following box if a fee is being paid with this statement [ ].(A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
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------------------------- --------------------- CUSIP No. 524651 10 6 Page 2 of 10 Pages ----------- --- ---- ------------------------- --------------------- -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Greylock Capital Limited Partnership -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] -------------------------------------------------------------------------------- 3 SEC USE ONLY -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware -------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF - 0 - SHARES ------------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY EACH - 0 - REPORTING ------------------------------------------------------- PERSON 7 SOLE DISPOSITIVE POWER WITH - 0 - ------------------------------------------------------- 8 SHARED DISPOSITIVE POWER - 0 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON - 0 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0% -------------------------------------------------------------------------------- 12 TYPE OF REPORTING* PN -------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT!
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------------------------- --------------------- CUSIP No. 524651 10 6 Page 3 of 10 Pages ----------- --- ---- ------------------------- --------------------- -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Henry F. McCance -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] -------------------------------------------------------------------------------- 3 SEC USE ONLY -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States -------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF - 92,380 - SHARES ------------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY EACH - 0 - REPORTING ------------------------------------------------------- PERSON 7 SOLE DISPOSITIVE POWER WITH - 92,380 - ------------------------------------------------------- 8 SHARED DISPOSITIVE POWER - 0 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON - 92,380 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.6% -------------------------------------------------------------------------------- 12 TYPE OF REPORTING* IN -------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT!
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------------------------- --------------------- CUSIP No. 524651 10 6 Page 4 of 10 Pages ----------- --- ---- ------------------------- --------------------- -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Howard E. Cox, Jr. -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] -------------------------------------------------------------------------------- 3 SEC USE ONLY -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States -------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF less than 5% of the shares of Common Stock SHARES ------------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY EACH - 0 - REPORTING ------------------------------------------------------- PERSON 7 SOLE DISPOSITIVE POWER WITH less than 5% of the shares of Common Stock ------------------------------------------------------- 8 SHARED DISPOSITIVE POWER - 0 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON less than 5% of the shares of Common Stock -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 less than 5% -------------------------------------------------------------------------------- 12 TYPE OF REPORTING* IN -------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT!
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Item 1. (a) Name of Issuer: -------------- Legato Systems, Inc. (b) Address of Issuer's Principal Executive Office: ---------------------------------------------- 3145 Porter Drive Palo Alto, CA 94304 Item 2. (a) Name of Person Filing: --------------------- Greylock Capital Limited Partnership ("GCLP") and Messrs. Howard E. Cox, Jr. and Henry F. McCance, the Co-Managing General Partners of GCLP (the "Co-Managing General Partners"). (b) Address of Principal Business Office or, if none, Residence: ----------------------------------------------------------- The address of the reporting persons is: One Federal Street Boston, Massachusetts 02110 (c) Citizenship: ----------- GCLP is a limited partnership organized under the laws of the State of Delaware. Each of the Co-Managing General Partners is a citizen of the United States. (d) Title of Class of Securities: ---------------------------- Common Stock, par value $.0001 per share (the "Common Stock"). (e) CUSIP Number: ------------ 524651 10 6 Item 3. Description of Person Filing: ----------------------------- Not applicable. Page 5 of 10 pages
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Item 4. Ownership(1): ------------- (a) Amount Beneficially Owned: ------------------------- GCLP does not beneficially own any shares of Common Stock. Mr. Cox may be deemed to beneficially own less than five percent of the shares of Common Stock and Mr. McCance may be deemed to beneficially own 92,380 shares of Common Stock. (b) Percent of Class: ---------------- GCLP: 0% Mr. Cox less than 5% Mr. McCance: 0.6% (c) Number of shares as to which person has: --------------------------------------- (i) sole voting power; (ii) shared voting power; (iii) sole dispositive power; (iv) shared dispositive power: GCLP does not have any power to vote or dispose of any shares of Common Stock. Mr. Cox may be deemed to have sole power to vote and dispose of less than five percent of the shares of Common Stock and Mr. McCance may be deemed to have sole power to vote and dispose of 92,380 shares of Common Stock. Item 5. Ownership of Five Percent or Less of a Class: --------------------------------------------- This statement is being filed to report the fact that as of the date hereof the reporting persons have ceased to be beneficial owners of more than five percent of the class of securities. Item 6. Ownership of More Than Five Percent on Behalf of Another Person: ---------------------------------------------------------------- Not applicable. -------- (1) As of December 31, 1996. Page 6 of 10 pages
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Item 7. Identification and Classification of the Subsidiary Which Acquired ------------------------------------------------------------------ the Security Being Reported on By the Parent Holding Company: ------------------------------------------------------------- Not applicable. Item 8. Identification and Classification of Members of the Group: ---------------------------------------------------------- Not applicable. Item 9. Notice of Dissolution of Group: ------------------------------- Not applicable. Item 10. Certification: -------------- Not applicable. Page 7 of 10 pages
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SIGNATURE After reasonable inquiry and to the best of the knowledge and belief of each of the undersigned, each of the undersigned hereby certifies that the information set forth in this statement is true, complete and correct. DATED: February 12, 1997 GREYLOCK CAPITAL LIMITED PARTNERSHIP By: /s/ Henry F. McCance ----------------------------- Henry F. McCance Co-Managing General Partner /s/ Henry F. McCance ---------------------------------- Henry F. McCance * ---------------------------------- Howard E. Cox, Jr. *By: /s/ Henry F. McCance ----------------------------- Henry F. McCance Attorney-in-fact This Schedule 13G was executed by Henry F. McCance pursuant to Powers of Attorney filed with the Security and Exchange Commission on February 14, 1994 in connection with a Schedule 13G for Avid Technology, Inc., copies of which are attached hereto as Exhibit 2, which Powers of Attorney are incorporated herein by reference. Page 8 of 10 pages

Dates Referenced Herein   and   Documents Incorporated by Reference

Referenced-On Page
This ‘SC 13G/A’ Filing    Date First  Last      Other Filings
Filed on:2/13/97SC 13G/A
2/12/978SC 13G/A
12/31/96610-K,  DEF 14A
2/14/948
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Filing Submission 0000950135-97-000566   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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