Amendment to Statement of Beneficial Ownership — Schedule 13G
Filing Table of Contents
Document/Exhibit Description Pages Size
1: SC 13G/A Greylock Capital L.P. Amendment No. 1 to SC 13G 8 28K
2: EX-1 Agreement to Joint Filing 1 5K
3: EX-2 Power of Attorney 1 8K
4: EX-3 Sc 13G Filed February 14, 1996 10 36K
SC 13G/A — Greylock Capital L.P. Amendment No. 1 to SC 13G
Document Table of Contents
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO. 1)*
Legato Systems, Inc.
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(Name of Issuer)
Common Stock, par value $.0001 per share
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(Title of Class of Securities)
524651 10 6
------------------------------
(CUSIP Number)
Check the following box if a fee is being paid with this statement [ ].(A fee is
not required only if the filing person: (1) has a previous statement on file
reporting beneficial ownership of more than five percent of the class of
securities described in Item 1; and (2) has filed no amendment subsequent
thereto reporting beneficial ownership of five percent or less of such class.)
(See Rule 13d-7).
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
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CUSIP No. 524651 10 6 Page 2 of 10 Pages
----------- --- ----
------------------------- ---------------------
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1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Greylock Capital Limited Partnership
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [ ]
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
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5 SOLE VOTING POWER
NUMBER OF - 0 -
SHARES -------------------------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY
EACH - 0 -
REPORTING -------------------------------------------------------
PERSON 7 SOLE DISPOSITIVE POWER
WITH
- 0 -
-------------------------------------------------------
8 SHARED DISPOSITIVE POWER
- 0 -
--------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
- 0 -
--------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
--------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0%
--------------------------------------------------------------------------------
12 TYPE OF REPORTING*
PN
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*SEE INSTRUCTION BEFORE FILLING OUT!
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CUSIP No. 524651 10 6 Page 3 of 10 Pages
----------- --- ----
------------------------- ---------------------
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1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Henry F. McCance
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [ ]
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
--------------------------------------------------------------------------------
5 SOLE VOTING POWER
NUMBER OF - 92,380 -
SHARES -------------------------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY
EACH - 0 -
REPORTING -------------------------------------------------------
PERSON 7 SOLE DISPOSITIVE POWER
WITH
- 92,380 -
-------------------------------------------------------
8 SHARED DISPOSITIVE POWER
- 0 -
--------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
- 92,380 -
--------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
--------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0.6%
--------------------------------------------------------------------------------
12 TYPE OF REPORTING*
IN
--------------------------------------------------------------------------------
*SEE INSTRUCTION BEFORE FILLING OUT!
------------------------- ---------------------
CUSIP No. 524651 10 6 Page 4 of 10 Pages
----------- --- ----
------------------------- ---------------------
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1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Howard E. Cox, Jr.
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [ ]
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
--------------------------------------------------------------------------------
5 SOLE VOTING POWER
NUMBER OF less than 5% of the shares of Common Stock
SHARES -------------------------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY
EACH - 0 -
REPORTING -------------------------------------------------------
PERSON 7 SOLE DISPOSITIVE POWER
WITH
less than 5% of the shares of Common Stock
-------------------------------------------------------
8 SHARED DISPOSITIVE POWER
- 0 -
--------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
less than 5% of the shares of Common Stock
--------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
--------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
less than 5%
--------------------------------------------------------------------------------
12 TYPE OF REPORTING*
IN
--------------------------------------------------------------------------------
*SEE INSTRUCTION BEFORE FILLING OUT!
Item 1.
(a) Name of Issuer:
--------------
Legato Systems, Inc.
(b) Address of Issuer's Principal Executive Office:
----------------------------------------------
3145 Porter Drive
Palo Alto, CA 94304
Item 2.
(a) Name of Person Filing:
---------------------
Greylock Capital Limited Partnership ("GCLP") and Messrs. Howard
E. Cox, Jr. and Henry F. McCance, the Co-Managing General Partners
of GCLP (the "Co-Managing General Partners").
(b) Address of Principal Business Office or, if none, Residence:
-----------------------------------------------------------
The address of the reporting persons is:
One Federal Street
Boston, Massachusetts 02110
(c) Citizenship:
-----------
GCLP is a limited partnership organized under the laws of the
State of Delaware. Each of the Co-Managing General Partners
is a citizen of the United States.
(d) Title of Class of Securities:
----------------------------
Common Stock, par value $.0001 per share (the "Common
Stock").
(e) CUSIP Number:
------------
524651 10 6
Item 3. Description of Person Filing:
-----------------------------
Not applicable.
Page 5 of 10 pages
Item 4. Ownership(1):
-------------
(a) Amount Beneficially Owned:
-------------------------
GCLP does not beneficially own any shares of Common Stock.
Mr. Cox may be deemed to beneficially own less than five percent of
the shares of Common Stock and Mr. McCance may be deemed to
beneficially own 92,380 shares of Common Stock.
(b) Percent of Class:
----------------
GCLP: 0%
Mr. Cox less than 5%
Mr. McCance: 0.6%
(c) Number of shares as to which person has:
---------------------------------------
(i) sole voting power; (ii) shared voting power; (iii) sole
dispositive power; (iv) shared dispositive power:
GCLP does not have any power to vote or dispose of any shares of
Common Stock. Mr. Cox may be deemed to have sole power to vote and
dispose of less than five percent of the shares of Common Stock and
Mr. McCance may be deemed to have sole power to vote and dispose of
92,380 shares of Common Stock.
Item 5. Ownership of Five Percent or Less of a Class:
---------------------------------------------
This statement is being filed to report the fact that as of
the date hereof the reporting persons have ceased to be
beneficial owners of more than five percent of the class of
securities.
Item 6. Ownership of More Than Five Percent on Behalf of Another Person:
----------------------------------------------------------------
Not applicable.
--------
(1) As of December 31, 1996.
Page 6 of 10 pages
Item 7. Identification and Classification of the Subsidiary Which Acquired
------------------------------------------------------------------
the Security Being Reported on By the Parent Holding Company:
-------------------------------------------------------------
Not applicable.
Item 8. Identification and Classification of Members of the Group:
----------------------------------------------------------
Not applicable.
Item 9. Notice of Dissolution of Group:
-------------------------------
Not applicable.
Item 10. Certification:
--------------
Not applicable.
Page 7 of 10 pages
SIGNATURE
After reasonable inquiry and to the best of the knowledge and belief of
each of the undersigned, each of the undersigned hereby certifies that the
information set forth in this statement is true, complete and correct.
DATED: February 12, 1997
GREYLOCK CAPITAL LIMITED PARTNERSHIP
By: /s/ Henry F. McCance
-----------------------------
Henry F. McCance
Co-Managing General Partner
/s/ Henry F. McCance
----------------------------------
Henry F. McCance
*
----------------------------------
Howard E. Cox, Jr.
*By: /s/ Henry F. McCance
-----------------------------
Henry F. McCance
Attorney-in-fact
This Schedule 13G was executed by Henry F. McCance pursuant to Powers of
Attorney filed with the Security and Exchange Commission on February 14, 1994 in
connection with a Schedule 13G for Avid Technology, Inc., copies of which are
attached hereto as Exhibit 2, which Powers of Attorney are incorporated herein
by reference.
Page 8 of 10 pages
Dates Referenced Herein and Documents Incorporated by Reference
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