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Advent VII LP, et al. – ‘SC 13G’ on 2/14/00 re: Amvescap PLC/GA

On:  Monday, 2/14/00   ·   Accession #:  950135-0-748   ·   File #:  5-42517

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 2/14/00  Advent VII LP                     SC 13G                 1:14K  Amvescap PLC/GA                   Bowne of Boston/FA
          Advent Atlantic & Pacific II LP
          Advent Atlantic & Pacific LP
          Advent Industrial II LP
          Advent New York LP
          Advent VI LP
          Advent VII LP
          TA Associates Inc
          TA Associates Management LP
          TA Associates Service Corp
          TA Associates VII LP
          TA Venture Investors LP

Statement of Beneficial Ownership   —   Schedule 13G
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13G      Amvescap Plc                                           6     33K 


Document Table of Contents

Page (sequential) | (alphabetic) Top
 
11st Page   -   Filing Submission
3Item 1 (a). NAME OF ISSUER: AMVESCAP PLC (formerly Invesco PLC)
"Item 1 (b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 11 Devonshire Square London EC2M 4YR ENGLAND
"Item 2 (c). CITIZENSHIP: Not Applicable
"Item 2 (d). TITLE AND CLASS OF SECURITIES: Ordinary Shares of Twenty-Five Pence Each Fully Paid
"Item 2 (e). CUSIP Number: N/A
"Item 3. IF THIS STATEMENT IS FILED PURSUANT TO RULES 13d-1 (b) OR 13d-2 (b), CHECK WHETHER THE PERSON FILING IS a: Not Applicable
"Item 4. Ownership
"Item 4 (c). Number of Shares as to Which Such Person Has:
4Item 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: Not Applicable
"Item 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: Not Applicable
"Item 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY, WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: Not Applicable
"Item 9. NOTICE OF DISSOLUTION OF GROUP: Not Applicable
"Item 10. CERTIFICATION: Not Applicable
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------------------------------------------ OMB APPROVAL ------------------------------------------ OMB Number: 3235-0145 Expires: 31-Aug-99 Estimated Average burden hours per response ------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. _________)* AMVESCAP PLC (formerly Invesco PLC) (Name of Issuer) Ordinary Shares of Twenty-Five Pence Each Fully Paid (Title of Class of Securities) N/A (CUSIP Number) Check the following box if a fee is being paid with this statement / / (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SEC 1745 (10-88) Page 1
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----------------------- ------------------- CUSIP No. N/A 13G Page 2 ----------------------- ------------------- ------------------------------------------------------------------------------ 1 NAME OF REPORTING PERSON S.S. OR I.R.S IDENTIFICATION NO. OF ABOVE PERSON Advent VII L.P. 04-3181563 Advent VI L.P. 51-0309893 Advent Industrial II L.P. 51-0314268 Advent New York L.P. 04-3095408 Advent Atlantic and Pacific L.P. 04-2928123 Advent Atlantic and Pacific II L.P. 04-3123521 TA Venture Investors L.P. 04-3068354 TA Associates Management L.P. 04-3205796 TA Associates VII L.P. 04-3081388 TA Associates, Inc. 04-3205751 TA Associates Service Corporation 04-3214469 ------------------------------------------------------------------------------ 2 CHECK THE BOX IF A MEMBER OF A GROUP* (a) /X/ (b) / / ------------------------------------------------------------------------------ 3 SEC USE ONLY ------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Advent VII L.P. Delaware Advent VI L.P. Delaware Advent Industrial II L.P. Delaware Advent New York L.P. Delaware Advent Atlantic and Pacific L.P. Delaware Advent Atlantic and Pacific II L.P. Delaware TA Venture Investors L.P. Massachusetts TA Associates Management L.P. Massachusetts TA Associates VII L.P. Delaware TA Associates, Inc. Delaware TA Associates Service Corporation Massachusetts ------------------------------------------------------------------------------ 5 SOLE VOTING POWER Advent VII L.P. 0 Advent VI L.P. 0 Advent Industrial II L.P. 0 NUMBER OF Advent New York L.P. 0 Advent Atlantic and Pacific L.P. 0 Advent Atlantic and Pacific II L.P. 0 TA Venture Investors L.P. 0 TA Associates Management L.P. 0 TA Associates VII L.P. 0 TA Associates, Inc. 0 SHARES TA Associates Service Corporation 0 -------------------------------------------------------- 6 SHARED VOTING POWER BENEFICIALLY N/A OWNED BY ------------------------------------------------------- 7 SOLE DISPOSITIVE POWER EACH Advent VII L.P. 0 Advent VI L.P. 0 Advent Industrial II L.P. 0 REPORTING Advent New York L.P. 0 Advent Atlantic and Pacific L.P. 0 Advent Atlantic and Pacific II L.P. 0 TA Venture Investors L.P. 0 TA Associates Management L.P. 0 TA Associates VII L.P. 0 TA Associates, Inc. 0 PERSON TA Associates Service Corporation 0 ------------------------------------------------------- 8 SHARED DISPOSITIVE POWER WITH N/A ------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON Advent VII L.P. 0 Advent VI L.P. 0 Advent Industrial II L.P. 0 Advent New York L.P. 0 Advent Atlantic and Pacific L.P. 0 Advent Atlantic and Pacific II L.P. 0 TA Venture Investors L.P. 0 TA Associates Management L.P. 0 TA Associates VII L.P. 0 TA Associates, Inc. 0 TA Associates Service Corporation 0 ------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* ------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 Advent VII L.P. 0.00% Advent VI L.P. 0.00% Advent Industrial II L.P. 0.00% Advent New York L.P. 0.00% Advent Atlantic and Pacific L.P. 0.00% Advent Atlantic and Pacific II L.P. 0.00% TA Venture Investors L.P. 0.00% TA Associates Management L.P. 0.00% TA Associates VII L.P. 0.00% TA Associates, Inc. 0.00% TA Associates Service Corporation 0.00% ------------------------------------------------------------------------------ 12 TYPE OF REPORTING PERSON Each entity is a Limited Partnership ------------------------------------------------------------------------------ SEE INSTRUCTION BEFORE FILLING OUT!
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ATTACHMENT TO FORM 13G PAGE 3 ITEM 1 (a) NAME OF ISSUER: AMVESCAP PLC (formerly Invesco PLC) ITEM 1 (b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 11 Devonshire Square London EC2M 4YR ENGLAND ITEM 2 (a) NAME OF PERSON FILING: Advent VII L.P. Advent VI L.P. Advent Industrial II L.P Advent New York L.P. Advent Atlantic and Pacific L.P. Advent Atlantic and Pacific II L.P. TA Venture Investors L.P. TA Associates Management L.P. TA Associates VII L.P. TA Associates, Inc. TA Associates Service Corporation ITEM 2 (b) ADDRESS OF PRINCIPAL BUSINESS OFFICE: C/o TA Associates 125 High Street, Suite 2500 Boston, MA 02110 ITEM 2 (c) CITIZENSHIP: Not Applicable ITEM 2 (d) TITLE AND CLASS OF SECURITIES: Ordinary Shares of Twenty-Five Pence Each Fully Paid ITEM 2 (e) CUSIP Number: N/A ITEM 3 IF THIS STATEMENT IS FILED PURSUANT TO RULES 13d-1 (b) OR 13d-2 (b), CHECK WHETHER THE PERSON FILING IS a: Not Applicable ITEM 4 OWNERSHIP ITEM 4 (a) AMOUNT BENEFICIALLY OWNED: COMMON STOCK Advent VII L.P. 0 Advent VI L.P. 0 Advent Industrial II L.P. 0 Advent New York L.P. 0 Advent Atlantic and Pacific L.P. 0 Advent Atlantic and Pacific II L.P. 0 TA Venture Investors L.P. 0 TA Associates Management L.P. 0 TA Associates VII L.P. 0 TA Associates, Inc. 0 TA Associates Service Corporation 0 ITEM 4 (b) PERCENT OF CLASS PERCENTAGE Advent VII L.P. 0 Advent VI L.P. 0 Advent Industrial II L.P. 0 Advent New York L.P. 0 Advent Atlantic and Pacific L.P. 0 Advent Atlantic and Pacific II L.P. 0 TA Venture Investors L.P. 0 TA Associates Management L.P. 0 TA Associates VII L.P. 0 TA Associates, Inc. 0 TA Associates Service Corporation 0 ITEM 4 (c) NUMBER OF SHARES AS TO WHICH SUCH PERSON HAS: (i) SOLE POWER TO VOTE OR DIRECT THE VOTE: COMMON STOCK Advent VII L.P. 0 Advent VI L.P. 0 Advent Industrial II L.P. 0 Advent New York L.P. 0 Advent Atlantic and Pacific L.P. 0 Advent Atlantic and Pacific II L.P. 0 TA Venture Investors L.P. 0 TA Associates Management L.P. 0 TA Associates VII L.P. 0 TA Associates, Inc. 0 TA Associates Service Corporation 0 (ii) SHARED POWER TO VOTE OR DIRECT THE VOTE: N/A (iii) SOLE POWER TO DISPOSE OR DIRECT THE DISPOSITION: COMMON STOCK Advent VII L.P. 0 Advent VI L.P. 0 Advent Industrial II L.P. 0 Advent New York L.P. 0 Advent Atlantic and Pacific L.P. 0 Advent Atlantic and Pacific II L.P. 0 TA Venture Investors L.P. 0 TA Associates Management L.P. 0 TA Associates VII L.P. 0 TA Associates, Inc. 0 TA Associates Service Corporation 0 (iv) SHARED POWER TO DISPOSE OR DIRECT THE DISPOSITION N/A
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ITEM 5 OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: Not Applicable ITEM 6 OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: Not Applicable ITEM 7 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY, WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: Not Applicable ITEM 8 IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: This schedule 13G is filed pursuant to Rule 13d-1 (c). For the agreement of group members to a joint filing, see below. ITEM 9 NOTICE OF DISSOLUTION OF GROUP: Not Applicable ITEM 10 CERTIFICATION: Not Applicable
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SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. ___________________________ Date ___________________________ Signature ___________________________ Name/Title
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AGREEMENT FOR JOINT FILING Advent VII L.P., Advent VI L.P., Advent Industrial II L.P., Advent New York L.P., Advent Atlantic & Pacific L.P., Advent Atlantic & Pacific II L.P., TA Venture Investors L.P., TA Associates Management L.P., TA Associates VII L.P., TA Associates, Inc. and TA Associates Service Corporation hereby agree that TA Associates shall file with the Securities and Exchange Commission a joint schedule 13G on behalf of the above-named parties concerning their beneficial ownership of AMVESCAP PLC. Dated: ADVENT VII L.P. By: TA Associates VII L.P., its General Partner By: TA Associates, Inc. its General Partner By: ----------------------------------------------- Katherine S. Cromwell, Managing Director ADVENT VI L.P. By: TA Associates VI L.P., its General Partner By: TA Associates, Inc. its General Partner By: ----------------------------------------------- Katherine S. Cromwell, Managing Director ADVENT INDUSTRIAL II L.P. By: TA Associates VI L.P., its General Partner By: TA Associates, Inc. its General Partner By: ----------------------------------------------- Katherine S. Cromwell, Managing Director ADVENT NEW YORK L.P. By: TA Associates VI L.P., its General Partner By: TA Associates, Inc. its General Partner By: ----------------------------------------------- Katherine S. Cromwell, Managing Director ADVENT ATLANTIC AND PACIFIC L.P. By: TA Associates AAP Venture L.P., its General Partner By: TA Associates AAP L.P. By: TA Associates, Inc. its General Partner By: ----------------------------------------------- Katherine S. Cromwell, Managing Director ADVENT ATLANTIC AND PACIFIC II L.P. By: TA Associates AAP II Partners L.P., its General Partner By: TA Associates, Inc. its General Partner By: ----------------------------------------------- Katherine S. Cromwell, Managing Director TA VENTURE INVESTORS L.P. By: ----------------------------------------------- Katherine S. Cromwell, General Partner TA ASSOCIATES MANAGEMENT L.P. By: TA Associates, Inc. its General Partner By: ----------------------------------------------- Katherine S. Cromwell, Managing Director TA ASSOCIATES VII L.P. By: TA Associates, Inc. By: ----------------------------------------------- Katherine S. Cromwell, Managing Director TA ASSOCIATES, INC. By: ----------------------------------------------- Katherine S. Cromwell, Managing Director TA ASSOCIATES SERVICE CORPORATION By: ----------------------------------------------- Katherine S. Cromwell, Clerk
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Filing Submission 0000950135-00-000748   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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