Initial Public Offering (IPO): Pre-Effective Amendment to Registration Statement (General Form) — Form S-1
Filing Table of Contents
Document/Exhibit Description Pages Size
1: S-1/A Doane Pet Care Enterprises, Inc. 125 764K
2: EX-1.1 Form of Underwriting Agreement 33 144K
3: EX-3.1 Amended Certificate of Incorporation 8 34K
4: EX-3.2 Amended Bylaws 21 96K
5: EX-4.1 Specimen Common Stock Certificate 2 13K
6: EX-5.1 Opinion of Vinson & Elkins L.L.P. 1 8K
7: EX-9.3 2nd Amendment to 1st Amended Investors' Agreement 9 29K
8: EX-10.10 1999 Stock Option Plan 9 48K
9: EX-23.1 Consent of Kpmg LLP 1 6K
10: EX-27 Financial Data Schedule 1 9K
EX-4.1 — Specimen Common Stock Certificate
| EX-4.1 | 1st Page of 2 | TOC | ↑Top | Previous | Next | ↓Bottom | Just 1st |
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EXHIBIT 4.1
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CLASS A CLASS A
COMMON STOCK COMMON STOCK
PAR VALUE $.0001 PAR VALUE $.0001
NUMBER SHARES
[DPC LOGO]
DPC INCORPORATED UNDER THE LAWS CUSIP 256008 10 3
OF THE STATE OF DELAWARE SEE REVERSE FOR CERTIFICATE DEFINITIONS
DOANE PET CARE ENTERPRISES, INC.
This is to certify that
is the owner of
FULLY PAID AND NON-ASSESSABLE SHARES OF THE CLASS A COMMON STOCK OF
Doane Pet Care Enterprises, Inc. transferable on the books of the Corporation in person or by duly authorized attorney upon
surrender of this certificate properly endorsed. This certificate is not valid until countersigned by the Transfer Agent and
registered by the Registrar.
Witness the facsimile seal of the Corporation and the facsimile signatures of its duly authorized officers.
[SEAL]
Dated:
/s/ D.J. CAHILL [LOGO]
COUNTERSIGNED AND REGISTERED: PRESIDENT
AMERICAN STOCK TRANSFER & TRUST COMPANY AND CHIEF EXECUTIVE OFFICER
TRANSFER AGENT
AND REGISTRAR
/s/ T. R. HEIDENTHAL
BY SENIOR VICE PRESIDENT
AUTHORIZED SIGNATURE AND CHIEF FINANCIAL OFFICER
DOANE PET CARE ENTERPRISES, INC.
This Corporation will furnish without charge to each stockholder who so
requests, a copy of the designations, powers, preferences and relative,
participating, optional or other special rights of each class of stock or
series thereof and the qualifications, limitations or restrictions of such
preferences and/or rights. Any such requests may be addressed to the Secretary
of the Corporation.
The following abbreviations, when used in the inscription on the face of
this certificate shall be construed as though they were written out in full
according to applicable laws and regulations:
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TEN COM = as tenants in common UNIF GIFT MIN ACT = Custodian
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(Cust) (Minor)
TEN ENT = as tenants by the entireties
under Uniform Gifts to Minors
JT TEN = as joint tenants with right of
survivorship and not as tenants Act
in common --------------------------------------
(State)
Additional abbreviations may also be used though not in the above list.
For value received, hereby sells, assigns and transfers unto
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PLEASE INSERT SOCIAL SECURITY OR OTHER
IDENTIFYING NUMBER OF ASSIGNEE
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(PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS INCLUDING POSTAL ZIP CODE OF
ASSIGNEE)
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Shares
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of the Stock represented by the within Certificate, and do hereby irrevocably
constitute and appoint _____________________________________________________
Attorney to transfer the said Stock on the books of the within-named Corporation
with full power of substitution in the premises.
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Dated
----------------------------------- -----------------------------------
(Signature)
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THE SIGNATURES TO THIS ASSIGNMENT
MUST CORRESPOND WITH THE NAME AS
WRITTEN UPON THE FACE OF THE
CERTIFICATE IN EVERY PARTICULAR
WITHOUT ALTERATION OR ENLARGEMENT
OR ANY CHANGE WHATEVER.
Signature(s) Guaranteed
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SIGNATURE(S) SHOULD BE GUARANTEED BY AN ELIGIBLE
GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS
AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH
MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE
MEDALLION PROGRAM), PURSUANT TO S.E.C. RULE 17 AD-15.
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