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As Of Filer Filing For·On·As Docs:Size Issuer Agent 6/30/08 Creative Realities, Inc. 424B7 1:182K Bowne Boc/FA |
Document/Exhibit Description Pages Size 1: 424B7 Prospectus Supplement HTML 190K
e424b7 |
Shares | ||||||||||||||||||||
Shares | Percent | Beneficially | Percent | |||||||||||||||||
Beneficially | Beneficially | Owned if All | Beneficially | |||||||||||||||||
Owned | Owned | Shares are | Owned | |||||||||||||||||
Before | Before | Shares | Sold in the | After | ||||||||||||||||
Name and Address of Selling Shareholder (1) | Offering (2) | Offering (2) | Offered | Offering | Offering | |||||||||||||||
594,499 | (3) | 4.0 | % | 528,501 | (4) | 65,998 | (5) | * | ||||||||||||
346,446 | 2.4 | % | 302,004 | 44,442 | * | |||||||||||||||
235,727 | (6) | 1.6 | % | 182,508 | (7) | 53,219 | * | |||||||||||||
178,765 | (8) | 1.2 | % | 158,210 | (9) | 20,555 | (10) | * | ||||||||||||
160,686 | (11) | 1.1 | % | 75,353 | (12) | 85,333 | (13) | * | ||||||||||||
153,608 | (14) | 1.1 | % | 133,608 | (15) | 20,000 | * |
S-1
Shares | ||||||||||||||||||||
Shares | Percent | Beneficially | Percent | |||||||||||||||||
Beneficially | Beneficially | Owned if All | Beneficially | |||||||||||||||||
Owned | Owned | Shares are | Owned | |||||||||||||||||
Before | Before | Shares | Sold in the | After | ||||||||||||||||
Name and Address of Selling Shareholder (1) | Offering (2) | Offering (2) | Offered | Offering | Offering | |||||||||||||||
142,492 | (16) | 1.0 | % | 123,048 | (17) | 19,444 | * | |||||||||||||
140,316 | (18) | 1.0 | % | 102,539 | (19) | 37,777 | * | |||||||||||||
133,051 | (20) | * | 121,941 | (21) | 11,110 | * | ||||||||||||||
130,000 | (22) | * | 130,000 | (22) | 0 | 0 | ||||||||||||||
121,147 | (23) | * | 2,083 | (12) | 119,064 | (24) | * | |||||||||||||
91,147 | (25) | * | 2,083 | (12) | 89,064 | (26) | * | |||||||||||||
91,147 | (27) | * | 2,083 | (12) | 89,064 | (26) | * | |||||||||||||
91,147 | (28) | * | 2,083 | (12) | 89,064 | (26) | * | |||||||||||||
82,712 | (29) | * | 70,214 | (30) | 12,498 | * | ||||||||||||||
Industricorp & Co., Inc. FBO Twin City Carpenters Pension Plan |
81,484 | (31) | * | 81,484 | (31) | 0 | 0 | |||||||||||||
80,731 | (32) | * | 47,398 | (33) | 33,333 | * | ||||||||||||||
79,215 | (34) | * | 29,360 | (35) | 49,855 | * | ||||||||||||||
W. Bruce Erickson TTEE, W. Bruce Erickson Revocable Trust U/A 10/14/2003 4041 16th Ave. S. Minneapolis, MN 55407 |
64,874 | (36) | * | 64,874 | (36) | 0 | 0 | |||||||||||||
63,682 | (37) | * | 52,572 | (38) | 11,110 | * |
S-2
Shares | ||||||||||||||||||||
Shares | Percent | Beneficially | Percent | |||||||||||||||||
Beneficially | Beneficially | Owned if All | Beneficially | |||||||||||||||||
Owned | Owned | Shares are | Owned | |||||||||||||||||
Before | Before | Shares | Sold in the | After | ||||||||||||||||
Name and Address of Selling Shareholder (1) | Offering (2) | Offering (2) | Offered | Offering | Offering | |||||||||||||||
55,555 | (39) | * | 22,222 | (12) | 33,333 | (40) | * | |||||||||||||
52,572 | (38) | * | 52,572 | (38) | 0 | 0 | ||||||||||||||
46,125 | (41) | * | 25,625 | (42) | 20,500 | * | ||||||||||||||
UBS Financial Services, Custodian f/b/o Randall W. Barnes c/o UBS Financial Services 800 Nicollet Mall, Suite 800 Minneapolis, MN 55402 |
45,137 | (43) | * | 39,582 | (44) | 5,555 | * | |||||||||||||
45,052 | (45) | * | 26,720 | (12) | 18,332 | * | ||||||||||||||
44,914 | (46) | * | 39,359 | (47) | 5,555 | * | ||||||||||||||
44,719 | (48) | * | 31,942 | (12) | 12,777 | (49) | * | |||||||||||||
37,808 | (50) | * | 34,559 | (51) | 3,249 | * | ||||||||||||||
5,000 | (12) | * | 5,000 | (12) | 0 | * | ||||||||||||||
40,000 | * | 40,000 | 0 | 0 | ||||||||||||||||
Stephen D. Higgins, Pers. Rep., Estate of A Russell Melgaard 7900 E. Oakmont Place Sioux Falls, SD 57110 |
37,000 | * | 37,000 | 0 | 0 | |||||||||||||||
33,625 | (52) | * | 25,625 | (42) | 8,000 | * | ||||||||||||||
29,442 | (53) | * | 18,331 | (12) | 11,111 | * |
S-3
Shares | ||||||||||||||||||||
Shares | Percent | Beneficially | Percent | |||||||||||||||||
Beneficially | Beneficially | Owned if All | Beneficially | |||||||||||||||||
Owned | Owned | Shares are | Owned | |||||||||||||||||
Before | Before | Shares | Sold in the | After | ||||||||||||||||
Name and Address of Selling Shareholder (1) | Offering (2) | Offering (2) | Offered | Offering | Offering | |||||||||||||||
27,776 | (54) | * | 5,554 | (12) | 22,222 | * | ||||||||||||||
Alice Ann Corporation |
27,161 | (55) | * | 27,161 | (55) | 0 | 0 | |||||||||||||
27,161 | (55) | * | 27,161 | (55) | 0 | 0 | ||||||||||||||
27,161 | * | 27,161 | 0 | 0 | ||||||||||||||||
27,161 | (55) | * | 27,161 | (55) | 0 | 0 | ||||||||||||||
Richard W. Perkins Trustee U/A dtd 6/14/78 FBO Richard W. Perkins |
27,161 | (55) | * | 27,161 | (55) | 0 | 0 | |||||||||||||
27,161 | (55) | * | 27,161 | (55) | 0 | 0 | ||||||||||||||
Piper Jaffray & Co as Cust FBO David H. Potter IRA |
27,161 | (55) | * | 27,161 | (55) | 0 | 0 | |||||||||||||
Daniel B. Ahlberg TTEE and Linda O. Ahlberg TTEE Ahlberg Joint Revocable Trust U/A dated 8/24/06 |
27,161 | (55) | * | 27,161 | (55) | 0 | 0 | |||||||||||||
Dennis D. Gonyea |
27,161 | (55) | * | 27,161 | (55) | 0 | 0 | |||||||||||||
UBS Financial Services as Custodian FBO Bradley A. Erickson IRA c/o UBS Financial Services 600 Nicollet Mall, Suite 800 Minneapolis, MN 55402 |
27,161 | (55) | * | 27,161 | (55) | 0 | 0 | |||||||||||||
David C. and Carole O. Brown TTEE’s FBO David C. and Carole O. Brown Rev TR U/A dtd 10/23/97 |
27,161 | (55) | * | 27,161 | (55) | 0 | 0 | |||||||||||||
Piper Jaffray as Custodian FBO Robert H. Clayburgh IRA |
27,161 | (55) | * | 27,161 | (55) | 0 | 0 | |||||||||||||
27,161 | (55) | * | 27,161 | (55) | 0 | 0 | ||||||||||||||
John T. Potter |
27,161 | (55) | * | 27,161 | (55) | 0 | 0 | |||||||||||||
E Terry Skone TTEE 2005 Amendment & Restatement E Terry Skone Rev Trust |
27,161 | (55) | * | 27,161 | (55) | 0 | 0 |
S-4
Shares | ||||||||||||||||||||
Shares | Percent | Beneficially | Percent | |||||||||||||||||
Beneficially | Beneficially | Owned if All | Beneficially | |||||||||||||||||
Owned | Owned | Shares are | Owned | |||||||||||||||||
Before | Before | Shares | Sold in the | After | ||||||||||||||||
Name and Address of Selling Shareholder (1) | Offering (2) | Offering (2) | Offered | Offering | Offering | |||||||||||||||
Donald O. & Janet M. Voight TTEE’s FBO Janet M. Voight Trust U/A dtd 8/29/90 |
27,161 | (55) | * | 27,161 | (55) | 0 | 0 | |||||||||||||
Piper Jaffray as Custodian FBO James B. Wallace SPN/PRO |
27,161 | (55) | * | 27,161 | (55) | 0 | 0 | |||||||||||||
Piper Jaffray as Custodian FBO Michael R. Wilcox IRA |
27,161 | (55) | * | 27,161 | (55) | 0 | 0 | |||||||||||||
David M. Westrum, TTEE FBO David M. Westrum Revocable Living Trust U/A dtd 6/1/97 |
27,161 | (55) | * | 27,161 | (55) | 0 | 0 | |||||||||||||
Shawn P. Weinand |
27,161 | (55) | * | 27,161 | (55) | 0 | 0 | |||||||||||||
27,161 | (55) | * | 27,161 | (55) | 0 | 0 | ||||||||||||||
27,161 | * | 27,161 | 0 | 0 | ||||||||||||||||
26,437 | (56) | * | 26,437 | (56) | 0 | 0 | ||||||||||||||
26,437 | * | 26,437 | 0 | 0 | ||||||||||||||||
26,437 | (56) | * | 26,437 | (56) | 0 | 0 | ||||||||||||||
26,437 | (56) | * | 26,437 | (56) | 0 | 0 | ||||||||||||||
26,286 | (57) | * | 26,286 | (57) | 0 | 0 | ||||||||||||||
26,286 | * | 26,286 | 0 | 0 | ||||||||||||||||
25,625 | (42) | * | 25,625 | (42) | 0 | 0 | ||||||||||||||
24,999 | (58) | * | 5,555 | (12) | 19,444 | * | ||||||||||||||
24,999 | (58) | * | 5,555 | (12) | 19,444 | * |
S-5
Shares | ||||||||||||||||||||
Shares | Percent | Beneficially | Percent | |||||||||||||||||
Beneficially | Beneficially | Owned if All | Beneficially | |||||||||||||||||
Owned | Owned | Shares are | Owned | |||||||||||||||||
Before | Before | Shares | Sold in the | After | ||||||||||||||||
Name and Address of Selling Shareholder (1) | Offering (2) | Offering (2) | Offered | Offering | Offering | |||||||||||||||
24,307 | (59) | * | 22,682 | (12) | 1,625 | * | ||||||||||||||
24,257 | (12) | * | 24,257 | (12) | 0 | 0 | ||||||||||||||
22,567 | (60) | * | 19,790 | (61) | 2,777 | * | ||||||||||||||
22,567 | (60) | * | 19,790 | (61) | 2,777 | * | ||||||||||||||
20,722 | (62) | * | 2,222 | (12) | 18,500 | (63) | * | |||||||||||||
20,000 | (64) | * | 20,000 | (64) | 0 | 0 | ||||||||||||||
20,000 | * | 20,000 | 0 | 0 | ||||||||||||||||
20,000 | (64) | * | 20,000 | (64) | 0 | 0 | ||||||||||||||
18,902 | (65) | * | 8,032 | (66) | 10,870 | * | ||||||||||||||
18,286 | (67) | * | 18,286 | (67) | 0 | 0 | ||||||||||||||
Gary A. Bergren |
17,580 | (68) | * | 13,580 | (69) | 4,000 | * | |||||||||||||
17,242 | (70) | * | 11,687 | (71) | 5,555 | * | ||||||||||||||
17,000 | * | 17,000 | 0 | 0 | ||||||||||||||||
15,943 | * | 15,943 | 0 | 0 | ||||||||||||||||
15,771 | (72) | * | 15,771 | (72) | 0 | 0 | ||||||||||||||
15,000 | * | 15,000 | 0 | 0 |
S-6
Shares | ||||||||||||||||||||
Shares | Percent | Beneficially | Percent | |||||||||||||||||
Beneficially | Beneficially | Owned if All | Beneficially | |||||||||||||||||
Owned | Owned | Shares are | Owned | |||||||||||||||||
Before | Before | Shares | Sold in the | After | ||||||||||||||||
Name and Address of Selling Shareholder (1) | Offering (2) | Offering (2) | Offered | Offering | Offering | |||||||||||||||
Robert G. Allison |
15,000 | (12) | * | 15,000 | (12) | 0 | 0 | |||||||||||||
15,000 | (73) | * | 15,000 | (73) | 0 | 0 | ||||||||||||||
13,888 | (74) | * | 2,777 | (12) | 11,111 | * | ||||||||||||||
William H. Baxter Revocable
Trust |
13,580 | (69) | * | 13,580 | (69) | 0 | 0 | |||||||||||||
Piper Jaffray as Custodian FBO Craig L. Campbell IRA |
13,580 | (69) | * | 13,580 | (69) | 0 | 0 | |||||||||||||
Anne S. Chudnofsky |
13,580 | (69) | * | 13,580 | (69) | 0 | 0 | |||||||||||||
Gary E. Clipper and Leslie J.
Clipper JTWROS |
13,580 | (69) | * | 13,580 | (69) | 0 | 0 | |||||||||||||
Richard A. Hoel |
13,580 | (69) | * | 13,580 | (69) | 0 | 0 | |||||||||||||
Elizabeth J. Kuehne |
13,580 | (69) | * | 13,580 | (69) | 0 | 0 | |||||||||||||
13,580 | (69) | * | 13,580 | (69) | 0 | 0 | ||||||||||||||
Piper Jaffray as Custodian FBO Raymond R.
Johnson IRA |
13,580 | (69) | * | 13,580 | (69) | 0 | 0 | |||||||||||||
Alan R. Reckner |
13,580 | (69) | * | 13,580 | (69) | 0 | 0 | |||||||||||||
Piper Jaffray as Custodian FBO Charles W. Pappas IRA |
13,580 | (69) | * | 13,580 | (69) | 0 | 0 | |||||||||||||
Paul C. Seel & Nancy S. Seel
JTWROS |
13,580 | (69) | * | 13,580 | (69) | 0 | 0 | |||||||||||||
Piper Jaffray as Custodian FBO Robert G. Allison IRA |
13,580 | (69) | * | 13,580 | (69) | 0 | 0 | |||||||||||||
Piper Jaffray as Custodian FBO William H. Baxter IRA |
13,580 | (69) | * | 13,580 | (69) | 0 | 0 | |||||||||||||
13,512 | (75) | * | 11,846 | (76) | 1,666 | * | ||||||||||||||
12,310 | (77) | * | 1,179 | (12) | 11,131 | * | ||||||||||||||
12,000 | (78) | * | 12,000 | (78) | 0 | 0 | ||||||||||||||
11,943 | (79) | * | 11,943 | (79) | 0 | 0 |
S-7
Shares | ||||||||||||||||||||
Shares | Percent | Beneficially | Percent | |||||||||||||||||
Beneficially | Beneficially | Owned if All | Beneficially | |||||||||||||||||
Owned | Owned | Shares are | Owned | |||||||||||||||||
Before | Before | Shares | Sold in the | After | ||||||||||||||||
Name and Address of Selling Shareholder (1) | Offering (2) | Offering (2) | Offered | Offering | Offering | |||||||||||||||
10,074 | (12) | * | 10,074 | (12) | 0 | 0 | ||||||||||||||
10,000 | * | 10,000 | 0 | 0 | ||||||||||||||||
10,000 | (12) | * | 10,000 | (12) | 0 | 0 | ||||||||||||||
10,000 | (12) | * | 10,000 | (12) | 0 | 0 | ||||||||||||||
10,000 | * | 10,000 | 0 | 0 | ||||||||||||||||
10,000 | * | 10,000 | 0 | 0 | ||||||||||||||||
10,000 | * | 10,000 | 0 | 0 | ||||||||||||||||
10,000 | * | 10,000 | 0 | 0 | ||||||||||||||||
10,000 | (12) | * | 10,000 | (12) | 0 | 0 | ||||||||||||||
10,000 | (12) | * | 10,000 | (12) | 0 | 0 | ||||||||||||||
9,894 | (80) | * | 9,894 | (80) | 0 | 0 | ||||||||||||||
8,570 | (81) | * | 1,904 | (12) | 6,666 | * | ||||||||||||||
7,719 | (82) | * | 4,165 | (12) | 3,554 | (83) | * | |||||||||||||
7,600 | (12) | * | 7,600 | (12) | 0 | 0 | ||||||||||||||
6,943 | (84) | * | 1,388 | (12) | 5,555 | * |
S-8
Shares | ||||||||||||||||||||
Shares | Percent | Beneficially | Percent | |||||||||||||||||
Beneficially | Beneficially | Owned if All | Beneficially | |||||||||||||||||
Owned | Owned | Shares are | Owned | |||||||||||||||||
Before | Before | Shares | Sold in the | After | ||||||||||||||||
Name and Address of Selling Shareholder (1) | Offering (2) | Offering (2) | Offered | Offering | Offering | |||||||||||||||
6,943 | (84) | * | 1,388 | (12) | 5,555 | * | ||||||||||||||
6,943 | (84) | * | 1,388 | (12) | 5,555 | * | ||||||||||||||
Timothy Medlin |
||||||||||||||||||||
6,943 | (84) | * | 1,388 | (12) | 5,555 | * | ||||||||||||||
6,666 | (12) | * | 6,666 | (12) | 0 | 0 | ||||||||||||||
6,431 | (85) | * | 3,655 | (12) | 2,776 | * | ||||||||||||||
5,000 | * | 5,000 | 0 | 0 | ||||||||||||||||
UBS Financial Services as Custodian FBO Daniel L. Lastavich IRA c/o UBS Financial Services 600 Nicollet Mall, Suite 800 Minneapolis, MN 55402 |
5,000 | (12) | * | 5,000 | (12) | 0 | 0 | |||||||||||||
4,999 | (86) | * | 4,444 | (12) | 555 | * | ||||||||||||||
4,165 | (12) | * | 4,165 | (12) | 0 | 0 | ||||||||||||||
4,114 | (87) | * | 2,338 | (12) | 1,776 | * | ||||||||||||||
3,497 | (88) | * | 1,387 | (12) | 2,110 | * | ||||||||||||||
3,471 | (89) | * | 694 | (12) | 2,777 | * | ||||||||||||||
2,777 | (90) | * | 1,666 | (12) | 1,111 | * | ||||||||||||||
2,777 | (12) | * | 2,777 | (12) | 0 | 0 |
S-9
Shares | ||||||||||||||||||||
Shares | Percent | Beneficially | Percent | |||||||||||||||||
Beneficially | Beneficially | Owned if All | Beneficially | |||||||||||||||||
Owned | Owned | Shares are | Owned | |||||||||||||||||
Before | Before | Shares | Sold in the | After | ||||||||||||||||
Name and Address of Selling Shareholder (1) | Offering (2) | Offering (2) | Offered | Offering | Offering | |||||||||||||||
2,777 | (12) | * | 2,777 | (12) | 0 | 0 | ||||||||||||||
2,571 | (91) | * | 1,461 | (12) | 1,110 | * | ||||||||||||||
2,553 | (92) | * | 1,110 | (12) | 1,443 | * | ||||||||||||||
2,499 | (12) | * | 2,499 | (12) | 0 | 0 | ||||||||||||||
2,222 | (12) | * | 2,222 | (12) | 0 | 0 | ||||||||||||||
1,851 | (12) | * | 1,851 | (12) | 0 | 0 | ||||||||||||||
1,851 | (12) | * | 1,851 | (12) | 0 | 0 | ||||||||||||||
1,666 | (12) | * | 1,666 | (12) | 0 | 0 | ||||||||||||||
1,555 | (12) | * | 1,555 | (12) | 0 | 0 | ||||||||||||||
1,481 | (12) | * | 1,481 | (12) | 0 | 0 | ||||||||||||||
1,481 | (12) | * | 1,481 | (12) | 0 | 0 | ||||||||||||||
1,320 | (93) | * | 766 | (12) | 554 | * | ||||||||||||||
1,111 | (12) | * | 1,111 | (12) | 0 | 0 | ||||||||||||||
1,111 | (12) | * | 1,111 | (12) | 0 | 0 | ||||||||||||||
1,111 | (12) | * | 1,111 | (12) | 0 | 0 |
S-10
Shares | ||||||||||||||||||||
Shares | Percent | Beneficially | Percent | |||||||||||||||||
Beneficially | Beneficially | Owned if All | Beneficially | |||||||||||||||||
Owned | Owned | Shares are | Owned | |||||||||||||||||
Before | Before | Shares | Sold in the | After | ||||||||||||||||
Name and Address of Selling Shareholder (1) | Offering (2) | Offering (2) | Offered | Offering | Offering | |||||||||||||||
1,111 | (12) | * | 1,111 | (12) | 0 | 0 | ||||||||||||||
1,111 | (12) | * | 1,111 | (12) | 0 | 0 | ||||||||||||||
888 | (12) | * | 888 | (12) | 0 | 0 | ||||||||||||||
740 | (12) | * | 740 | (12) | 0 | 0 | ||||||||||||||
740 | (12) | * | 740 | (12) | 0 | 0 | ||||||||||||||
666 | (12) | * | 666 | (12) | 0 | 0 | ||||||||||||||
630 | (94) | * | 75 | (12) | 555 | * | ||||||||||||||
592 | (12) | * | 592 | (12) | 0 | 0 | ||||||||||||||
555 | (12) | * | 555 | (12) | 0 | 0 | ||||||||||||||
554 | (12) | * | 554 | (12) | 0 | 0 | ||||||||||||||
444 | (12) | * | 444 | (12) | 0 | 0 | ||||||||||||||
222 | (12) | * | 222 | (12) | 0 | 0 | ||||||||||||||
166 | (12) | * | 166 | (12) | 0 | 0 | ||||||||||||||
166 | (12) | * | 166 | (12) | 0 | 0 | ||||||||||||||
111 | (12) | * | 111 | (12) | 0 | 0 | ||||||||||||||
111 | (12) | * | 111 | (12) | 0 | 0 |
S-11
* | Represents less than one percent. | |
(1) | Unless otherwise indicated, the address of each shareholder is 730 East Lake Street, Wayzata, MN 55391. | |
(2) | Beneficial ownership is determined in accordance with the rules of the SEC and includes voting or investment power with respect to securities. Securities “beneficially owned” by a person may include securities owned by or for, among others, the spouse, children, or certain other relatives of such person as well as other securities as to which the person has or shares voting or investment power or has the option or right to acquire within 60 days of November 1, 2007. | |
(3) | Represents a) 351,729 shares of common stock, b) 232,770 shares purchasable upon the exercise of warrants, and c) 10,000 shares issuable upon the exercise of options. | |
(4) | Represents 295,731 shares of common stock and 232,770 shares purchasable upon the exercise of warrants. | |
(5) | Represents 55,998 shares of common stock and 10,000 shares issuable upon the exercise of options. | |
(6) | Represents 86,530 shares of common stock and 149,197 shares purchasable upon the exercise of warrants. | |
(7) | Represents 33,311 shares of common stock and 149,197 shares purchasable upon the exercise of warrants. | |
(8) | Represents a) 36,805 shares of common stock, b) 126,960 shares purchasable upon the exercise of warrants, and c) 15,000 shares issuable upon the exercise of options. | |
(9) | Represents 31,250 shares of common stock and 126,960 shares purchasable upon the exercise of warrants. | |
(10) | Represents 5,555 shares of common stock and 15,000 shares issuable upon the exercise of options. | |
(11) | Represents a) 2,000 shares of common stock, which have been pledged as security for a loan, b) 75,353 shares purchasable upon the exercise of warrants, and c) 83,333 shares issuable upon the exercise of options. | |
(12) | Represents shares purchasable upon the exercise of warrants. Shares indicated as beneficially owned and offered by Lorax Business Services, Inc. were previously included in the shares beneficially owned and offered by Lorax Investments, LLC. | |
(13) | Represents 2,000 shares of common stock, which have been pledged as security for a loan, and 83,333 shares issuable upon the exercise of options. | |
(14) | Represents 108,501 shares of common stock and 45,107 shares purchasable upon the exercise of warrants. | |
(15) | Represents 88,501 shares of common stock and 45,107 shares purchasable upon the exercise of warrants. | |
(16) | Represents 113,326 shares of common stock and 29,166 shares purchasable upon the exercise of warrants. | |
(17) | Represents 93,882 shares of common stock and 29,166 shares purchasable upon the exercise of warrants. | |
(18) | Represents 48,261 shares of common stock and 92,055 shares purchasable upon the exercise of warrants. | |
(19) | Represents 10,484 shares of common stock and 92,055 shares purchasable upon the exercise of warrants. | |
(20) | Represents 73,610 shares of common stock and 59,441 shares purchasable upon the exercise of warrants. | |
(21) | Represents 62,500 shares of common stock and 59,441 shares purchasable upon the exercise of warrants. | |
(22) | Represents 70,000 shares of common stock and 60,000 shares purchasable upon the exercise of warrants. | |
(23) | Represents a) 18,333 shares of common stock, b) 2,083 shares purchasable upon the exercise of warrants, c) 20,000 shares issuable upon the exercise of options, and d) 80,731 shares beneficially owned by SHAG LLC (which includes 11,109 shares purchasable upon the exercise of warrants). Dr. Schnell owns a 25% interest in SHAG LLC and may be deemed to beneficially own the shares held by SHAG LLC. Dr. Schnell disclaims beneficial ownership of the shares held by SHAG LLC except to the extent of his pecuniary interest in such shares. | |
(24) | Represents a) 18,333 shares of common stock, b) 20,000 shares issuable upon the exercise of options, and c) 80,731 shares beneficially owned by SHAG LLC (which includes 11,109 shares purchasable upon the exercise of warrants). | |
(25) | Represents a) 8,333 shares of common stock, b) 2,083 shares purchasable upon the exercise of warrants, and c) 80,731 shares beneficially owned by SHAG LLC (which includes 11,109 shares purchasable upon the exercise of warrants). Mr. Heyer owns a 25% interest in SHAG LLC and may be deemed to beneficially own the shares held by SHAG LLC. Mr. Heyer disclaims beneficial ownership of the shares held by SHAG LLC except to the extent of his pecuniary interest in such shares. | |
(26) | Represents 8,333 shares of common stock and 80,731 shares beneficially owned by SHAG LLC (which includes 11,109 shares purchasable upon the exercise of warrants). | |
(27) | Represents a) 8,333 shares of common stock, b) 2,083 shares purchasable upon the exercise of warrants, and c) 80,731 shares beneficially owned by SHAG LLC (which includes 11,109 shares purchasable upon the exercise of warrants). Mr. Goldschmidt owns a 25% interest in SHAG LLC and may be deemed to beneficially own the shares held by SHAG LLC. Mr. Goldschmidt disclaims beneficial ownership of the shares held by SHAG LLC except to the extent of his pecuniary interest in such shares. | |
(28) | Represents a) 8,333 shares of common stock, b) 2,083 shares purchasable upon the exercise of warrants, and c) 80,731 shares beneficially owned by SHAG LLC (which includes 11,109 shares purchasable upon the exercise of warrants). Mr. Hendricks owns a 25% interest in SHAG LLC and may be deemed to beneficially own the shares held by SHAG LLC. Mr. Hendricks disclaims beneficial ownership of the shares held by SHAG LLC except to the extent of his pecuniary interest in such shares. | |
(29) | Represents 51,560 shares of common stock and 31,152 shares purchasable upon the exercise of warrants. | |
(30) | Represents 39,062 shares of common stock and 31,152 shares purchasable upon the exercise of warrants. | |
(31) | Represents 51,484 shares of common stock and 30,000 shares purchasable upon the exercise of warrants. | |
(32) | Represents 69,622 shares of common stock and 11,109 shares purchasable upon the exercise of warrants. | |
(33) | Represents 36,289 shares of common stock and 11,109 shares purchasable upon the exercise of warrants. |
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(34) | Represents 52,409 shares of common stock and 26,806 shares purchasable upon the exercise of warrants. | |
(35) | Represents 2,554 shares of common stock and 26,806 shares purchasable upon the exercise of warrants | |
(36) | Represents 54,874 shares of common stock and 10,000 shares purchasable upon the exercise of warrants. | |
(37) | Represents 43,682 shares of common stock and 20,000 shares purchasable upon the exercise of warrants. | |
(38) | Represents 32,572 shares of common stock and 20,000 shares purchasable upon the exercise of warrants. | |
(39) | Represents 22,222 shares purchasable upon the exercise of warrants and 33,333 shares issuable upon the exercise of options. | |
(40) | Represents shares issuable upon the exercise of options. | |
(41) | Represents 36,125 shares of common stock and 10,000 shares purchasable upon the exercise of warrants. | |
(42) | Represents 15,625 shares of common stock and 10,000 shares purchasable upon the exercise of warrants. | |
(43) | Represents 36,805 shares of common stock and 8,332 shares purchasable upon the exercise of warrants. | |
(44) | Represents 31,250 shares of common stock and 8,332 shares purchasable upon the exercise of warrants. | |
(45) | Represents 18,332 shares of common stock and 26,720 shares purchasable upon the exercise of warrants. | |
(46) | Represents 33,805 shares of common stock and 11,109 shares purchasable upon the exercise of warrants. | |
(47) | Represents 28,250 shares of common stock and 11,109 shares purchasable upon the exercise of warrants. | |
(48) | Represents a) 2,777 shares of common stock, b) 31,942 shares purchasable upon the exercise of warrants, and c) 10,000 shares issuable pursuant to the exercise of options. | |
(49) | Represents 2,777 shares of common stock and 10,000 shares issuable pursuant to the exercise of options. | |
(50) | Represents 33,768 shares of common stock and 9,040 shares purchasable upon the exercise of warrants. | |
(51) | Represents 30,519 shares of common stock and 9,040 shares purchasable upon the exercise of warrants. | |
(52) | Represents 23,625 shares of common stock and 10,000 shares purchasable upon the exercise of warrants. | |
(53) | Represents 11,111 shares of common stock and 18,331 shares purchasable upon the exercise of warrants. | |
(54) | Represents 22,222 shares of common stock and 5,554 shares purchasable upon the exercise of warrants. | |
(55) | Represents 17,161 shares of common stock and 10,000 shares purchasable upon the exercise of warrants. | |
(56) | Represents 16,437 shares of common stock and 10,000 shares purchasable upon the exercise of warrants. | |
(57) | Represents 16,286 shares of common stock and 10,000 shares purchasable upon the exercise of warrants. | |
(58) | Represents 19,444 shares of common stock and 5,555 shares purchasable upon the exercise of warrants. | |
(59) | Represents 1,625 shares of common stock and 22,682 shares purchasable upon the exercise of warrants. | |
(60) | Represents 18,402 shares of common stock and 4,165 shares purchasable upon the exercise of warrants. | |
(61) | Represents 15,625 shares of common stock and 4,165 shares purchasable upon the exercise of warrants. | |
(62) | Represents a restricted stock award in the amount of 6,000 shares which vests in its entirety on January 1, 2008, (b) 12,500 shares issuable pursuant to the exercise of options and (c) 2,222 shares purchasable upon the exercise of warrants. | |
(63) | Represents a restricted stock award in the amount of 6,000 shares which vests in its entirety on January 1, 2008 and 12,500 shares issuable pursuant to the exercise of options. | |
(64) | Represents 10,000 shares of common stock and 10,000 shares purchasable upon the exercise of warrants. | |
(65) | Represents 16,242 shares of common stock and 2,660 shares purchasable upon the exercise of warrants. | |
(66) | Represents 5,372 shares of common stock and 2,660 shares purchasable upon the exercise of warrants. | |
(67) | Represents 8,286 shares of common stock and 10,000 shares purchasable upon the exercise of warrants. | |
(68) | Represents 12,580 shares of common stock and 5,000 shares purchasable upon the exercise of warrants. | |
(69) | Represents 8,580 shares of common stock and 5,000 shares purchasable upon the exercise of warrants. | |
(70) | Represents 8,910 shares of common stock and 8,332 shares purchasable upon the exercise of warrants. | |
(71) | Represents 3,355 shares of common stock and 8,332 shares purchasable upon the exercise of warrants. | |
(72) | Represents 9,771 shares of common stock and 6,000 shares purchasable upon the exercise of warrants. | |
(73) | Represents 5,000 shares of common stock and 10,000 shares purchasable upon the exercise of warrants. | |
(74) | Represents 11,111 shares of common stock and 2,777 shares purchasable upon the exercise of warrants. | |
(75) | Represents 11,041 shares of common stock and 2,471 shares purchasable upon the exercise of warrants. | |
(76) | Represents 9,375 shares of common stock and 2,471 shares purchasable upon the exercise of warrants. | |
(77) | Represents 11,131 shares of common stock and 1,179 shares purchasable upon the exercise of warrants. | |
(78) | Represents 2,000 shares of common stock and 10,000 shares purchasable upon the exercise of warrants. | |
(79) | Represents 3,612 shares of common stock and 8,331 shares purchasable upon the exercise of warrants. | |
(80) | Represents 7,812 shares of common stock and 2,082 shares purchasable upon the exercise of warrants. | |
(81) | Represents 6,666 shares of common stock and 1,904 shares purchasable upon the exercise of warrants. | |
(82) | Represents 3,332 shares of common stock and 4,387 shares purchasable upon the exercise of warrants. | |
(83) | Represents 3,332 shares of common stock and 222 shares purchasable upon the exercise of warrants. | |
(84) | Represents 5,555 shares of common stock and 1,388 shares purchasable upon the exercise of warrants. | |
(85) | Represents 2,776 shares of common stock and 3,655 shares purchasable upon the exercise of warrants. | |
(86) | Represents 555 shares of common stock and 4,444 shares purchasable upon the exercise of warrants. | |
(87) | Represents 1,776 shares of common stock and 2,338 shares purchasable upon the exercise of warrants. | |
(88) | Represents 2,110 shares of common stock and 1,387 shares purchasable upon the exercise of warrants. | |
(89) | Represents 2,777 shares of common stock and 694 shares purchasable upon the exercise of warrants. | |
(90) | Represents 1,111 shares of common stock and 1,666 shares purchasable upon the exercise of warrants. | |
(91) | Represents 1,110 shares of common stock and 1,461 shares purchasable upon the exercise of warrants. |
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(92) | Represents 1,443 shares of common stock and 1,110 shares purchasable upon the exercise of warrants. | |
(93) | Represents 554 shares of common stock and 766 shares purchasable upon the exercise of warrants. | |
(94) | Represents 555 shares of common stock and 75 shares purchasable upon the exercise of warrants. |
• | Pursuant to the terms of convertible debenture agreements which we entered into with Spirit Lake Tribe, a federally recognized Native American tribe, our indebtedness to Spirit Lake Tribe incurred in 2005 aggregating $3,000,000 automatically converted into 1,302,004 shares of common stock. Spirit Lake Tribe sold 1,000,000 shares of our |
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common stock at $7.00 per share pursuant to a separate registration statement on Form SB-2, which was declared effective by the SEC on June 13, 2007. | |||
• | Pursuant to various note conversion agreements with 21 holders of convertible notes or debentures, an aggregate of $2,029,973 principal amount of notes were automatically converted into 634,362 shares of our common stock. In addition, we issued 40,728 common shares in lieu of the payment of accrued interest in the amount of $130,344 due certain holders of such notes. |
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This ‘424B7’ Filing | Date | Other Filings | ||
---|---|---|---|---|
Filed on: | 6/30/08 | 10-Q | ||
1/1/08 | ||||
12/13/07 | ||||
12/7/07 | 424B3 | |||
11/1/07 | 8-K/A | |||
6/13/07 | 424B3, 8-K, SB-2/A | |||
12/30/06 | 3/A, 4, 4/A, 8-K | |||
11/30/06 | 4, 4/A, 8-K | |||
List all Filings |