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Cna Financial Corp – ‘10-K’ for 12/31/07 – EX-10.3.9

On:  Monday, 2/25/08, at 6:48pm ET   ·   As of:  2/26/08   ·   For:  12/31/07   ·   Accession #:  950137-8-2701   ·   File #:  1-05823

Previous ‘10-K’:  ‘10-K’ on 2/23/07 for 12/31/06   ·   Next:  ‘10-K/A’ on 2/27/08 for 12/31/07   ·   Latest:  ‘10-K’ on 2/6/24 for 12/31/23   ·   7 References:   

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 2/26/08  Cna Financial Corp                10-K       12/31/07   20:2.1M                                   Bowne Boc/FA

Annual Report   —   Form 10-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-K        Annual Report                                       HTML   1.56M 
 2: EX-10.3     Investment Facilities and Services Agreement        HTML     55K 
 3: EX-10.3.1   Amendment to Investment Facilities and Services     HTML     17K 
                          Agreement                                              
12: EX-10.3.10  Acknowledgement to Investment Facilities and        HTML     18K 
                          Services Agreement                                     
 4: EX-10.3.2   Acknowledgement to Investment Facilities and        HTML     18K 
                          Services Agreement                                     
 5: EX-10.3.3   Acknowledgement to Investment Facilities and        HTML     17K 
                          Services Agreement                                     
 6: EX-10.3.4   Acknowledgement to Investment Facilities and        HTML     17K 
                          Services Agreement                                     
 7: EX-10.3.5   Acknowledgement to Investment Facilities and        HTML     17K 
                          Services Agreement                                     
 8: EX-10.3.6   Acknowledgement to Investment Facilities and        HTML     17K 
                          Services Agreement                                     
 9: EX-10.3.7   Acknowledgement to Investment Facilities and        HTML     18K 
                          Services Agreement                                     
10: EX-10.3.8   Acknowledgement to Investment Facilities and        HTML     19K 
                          Services Agreement                                     
11: EX-10.3.9   Acknowledgement to Investment Facilities and        HTML     18K 
                          Services Agreement                                     
13: EX-10.6.4   Fourth Amendment to the Cna Supplemental Executive  HTML     21K 
                          Retirement Plan                                        
14: EX-10.9     2008 Incentive Compensation Awards to Executive     HTML     42K 
                          Officers                                               
15: EX-21.1     Significant Subsidiaries                            HTML     13K 
16: EX-23.1     Consent of Independent Registered Public            HTML     11K 
                          Accounting Firm                                        
17: EX-31.1     Certification of CEO                                HTML     17K 
18: EX-31.2     Certification of CFO                                HTML     17K 
19: EX-32.1     Written Statement of the CEO                        HTML     12K 
20: EX-32.2     Written Statement of the CFO                        HTML     12K

EX-10.3.9   —   Acknowledgement to Investment Facilities and Services Agreement

This exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]

  exv10w3w9  
 

Exhibit 10.3.9
ACKNOWLEDGMENT TO
INVESTMENT FACILITIES AND
SERVICES AGREEMENT
          This agreement among Transportation Insurance Company (“Participating Subsidiary”), CNA Financial Corporation (“CNA”) and Loews/CNA Holdings Inc. (“Loews”) dated as of January 1, 2006, is an acknowledgment by a Participating Subsidiary to the Investment Facilities and Services Agreement dated as of January 1, 2006 among CNA, the Participating Subsidiaries and Loews (which shall be referred to herein as the “Agreement” and this acknowledgment shall be referred to herein as the “Acknowledgment”). All capitalized terms which are not defined herein shall have the same meaning as they have in the Agreement. The Acknowledgment shall terminate without further action on the part of any party when Participating Subsidiary is no longer a subsidiary of CNA and Loews has been notified in writing of such change in status. Participating Subsidiary, CNA and Loews agree to be bound by all of the terms of the Agreement except as stated otherwise in this Acknowledgment.
The Acknowledgment shall be effective as of January 1, 2006 subject to regulatory approval of the Agreement and the Acknowledgment from the Participating Subsidiary’s domiciliary insurance department.
Upon reasonable notice, the Participating Subsidiary, or its designated representative, including but not limited to any applicable regulatory authority, shall have access at any reasonable time to inspect and audit the billing statements of Loews that pertain to the services provided under the Agreement, and it may make copies of any records pertaining thereto.
                 
TRANSPORTATION INSURANCE COMPANY            
 
                
By:
  /s/ Dennis R. Hemme            
 
               
 
                
Title:
  Vice President and Treasurer            
 
                
CNA FINANCIAL CORPORATION            
 
                
By:
  /s/ Lawrence J. Boysen       By:   /s/ Robert M. Mann
 
               
 
  Senior Vice President and Controller           Senior Vice President and Deputy General Counsel
 
                
Loews/CNA Holdings Inc.            
 
                
By:
  /s/ Gary Garson            
 
               
 
                
Title:
  SVP            
 
               

 

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘10-K’ Filing    Date    Other Filings
Filed as of:2/26/08
Filed on:2/25/08
For Period End:12/31/0710-K/A,  13F-HR
1/1/06
 List all Filings 

7 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/06/24  CNA Financial Corp.               10-K       12/31/23  182:35M
 2/07/23  CNA Financial Corp.               10-K       12/31/22  163:35M
 2/08/22  CNA Financial Corp.               10-K       12/31/21  163:34M
 2/09/21  CNA Financial Corp.               10-K       12/31/20  165:34M
 8/12/08  SEC                               UPLOAD10/11/17    1:15K  Cna Financial Corp.
 7/31/08  SEC                               UPLOAD10/11/17    1:20K  Cna Financial Corp.
 4/21/08  SEC                               UPLOAD10/11/17    1:33K  Cna Financial Corp.
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Filing Submission 0000950137-08-002701   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)
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