SEC Info - Cna Financial Corp - ‘10-K’ for 12/31/07

Cna Financial Corp – ‘10-K’ for 12/31/07 – EX-10.3.1

On: Monday, 2/25/08, at 6:48pm ET · As of: 2/26/08 · For: 12/31/07 · Accession #: 950137-8-2701 · File #: 1-05823

As Of Filer Filing For·On·As Docs:Size Issuer Agent 2/26/08 Cna Financial Corp 10-K 12/31/07 20:2.1M Bowne Boc/FA

Document/Exhibit Description Pages Size 1: 10-K Annual Report HTML 1.56M 2: EX-10.3 Investment Facilities and Services Agreement HTML 55K 3: EX-10.3.1 Amendment to Investment Facilities and Services HTML 17K Agreement 12: EX-10.3.10 Acknowledgement to Investment Facilities and HTML 18K Services Agreement 4: EX-10.3.2 Acknowledgement to Investment Facilities and HTML 18K Services Agreement 5: EX-10.3.3 Acknowledgement to Investment Facilities and HTML 17K Services Agreement 6: EX-10.3.4 Acknowledgement to Investment Facilities and HTML 17K Services Agreement 7: EX-10.3.5 Acknowledgement to Investment Facilities and HTML 17K Services Agreement 8: EX-10.3.6 Acknowledgement to Investment Facilities and HTML 17K Services Agreement 9: EX-10.3.7 Acknowledgement to Investment Facilities and HTML 18K Services Agreement 10: EX-10.3.8 Acknowledgement to Investment Facilities and HTML 19K Services Agreement 11: EX-10.3.9 Acknowledgement to Investment Facilities and HTML 18K Services Agreement 13: EX-10.6.4 Fourth Amendment to the Cna Supplemental Executive HTML 21K Retirement Plan 14: EX-10.9 2008 Incentive Compensation Awards to Executive HTML 42K Officers 15: EX-21.1 Significant Subsidiaries HTML 13K 16: EX-23.1 Consent of Independent Registered Public HTML 11K Accounting Firm 17: EX-31.1 Certification of CEO HTML 17K 18: EX-31.2 Certification of CFO HTML 17K 19: EX-32.1 Written Statement of the CEO HTML 12K 20: EX-32.2 Written Statement of the CFO HTML 12K

Exhibit 10.3.1

AMENDMENT TO INVESTMENT FACILITIES
AND SERVICES AGREEMENT

This Amendment to the Investment Facilities and Services Agreement dated as of January 1, 2006 (hereinafter the “Amendment”), to be effective as of the 1st day of January, 2007, is made by and among Loews/CNA Holdings, Inc., a Delaware corporation (“Loews”) and CNA Financial Corporation, a Delaware corporation (“CNA”).

WHEREAS, Loews, CNA and each of the Participating Subsidiaries entered into an Investment Facilities and Services Agreement dated as of January 1, 2006 (the “Agreement”);

WHEREAS, each of Loews and CNA desire to amend the Agreement to provide for a specified payment date for the investment facilities and services provided by Loews, and

WHEREAS, under the terms of the Participating Subsidiary’s Acknowledgment to the Agreement, the Participating Subsidiaries are bound by any and all amendments to the Agreement,

NOW, THEREFORE, in consideration of the mutual covenants and undertakings of the parties contained in this Agreement, and other good and valuable consideration, the receipt of which is acknowledged and accepted, Loews and CNA mutually agree as follows:

1. The following sentence shall be inserted after the first sentence of Section 4: “CNA shall pay directly or reimburse or shall cause such payment to be made to Loews within thirty (30) days of its receipt of each monthly statement from Loews.”

2. Except as modified by this Amendment, all other terms and conditions in the Agreement shall remain in full force and effect and this Amendment shall be governed by all provisions thereof.

3. This Amendment may be executed in separate counterparts, all of which taken together shall constitute a single instrument.

All capitalized terms not defined herein shall have the meanings assigned to them in the Agreement.

[The remainder of this page has been left blank intentionally.]

IN WITNESS WHEREOF, the undersigned have entered into this Amendment as of the above specified effective date.


LOEWS/CNA HOLDINGS, INC.

By:	/s/ *GARY W GARSON*

	Name:	Gary W. Garson
	Title:	Senior Vice President, General Counsel and Secretary


		CNA FINANCIAL CORPORATION

		By:		/s/ *LAWRENCE J. BOYSEN*

				Lawrence J. Boysen Senior Vice President and Controller

		By:		/s/ *ROBERT M. MANN*

				Robert M. Mann Senior Vice President and Deputy General Counsel

This ‘10-K’ Filing

Date

Other Filings

Filed as of:

2/26/08

Filed on:

2/25/08

For Period End:

12/31/07

10-K/A, 13F-HR

1/1/06

List all Filings

As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 2/06/24 CNA Financial Corp. 10-K 12/31/23 182:35M 2/07/23 CNA Financial Corp. 10-K 12/31/22 163:35M 2/08/22 CNA Financial Corp. 10-K 12/31/21 163:34M 2/09/21 CNA Financial Corp. 10-K 12/31/20 165:34M 8/12/08 SEC UPLOAD¶ 10/11/17 1:15K Cna Financial Corp. 7/31/08 SEC UPLOAD¶ 10/11/17 1:20K Cna Financial Corp. 4/21/08 SEC UPLOAD¶ 10/11/17 1:33K Cna Financial Corp.

Cna Financial Corp – ‘10-K’ for 12/31/07 – EX-10.3.1

On: Monday, 2/25/08, at 6:48pm ET · As of: 2/26/08 · For: 12/31/07 · Accession #: 950137-8-2701 · File #: 1-05823

Previous ‘10-K’: ‘10-K’ on 2/23/07 for 12/31/06 · Next: ‘10-K/A’ on 2/27/08 for 12/31/07 · Latest: ‘10-K’ on 2/6/24 for 12/31/23 · 7 References:

Annual Report — Form 10-K
Filing Table of Contents

EX-10.3.1 — Amendment to Investment Facilities and Services Agreement

This exhibit is an HTML Document rendered as filed. [ Alternative Formats ]

Dates Referenced Herein and Documents Incorporated by Reference

7 Subsequent Filings that Reference this Filing

Cna Financial Corp – ‘10-K’ for 12/31/07 – EX-10.3.1

On: Monday, 2/25/08, at 6:48pm ET · As of: 2/26/08 · For: 12/31/07 · Accession #: 950137-8-2701 · File #: 1-05823

Annual Report — Form 10-KFiling Table of Contents

EX-10.3.1 — Amendment to Investment Facilities and Services Agreement

This exhibit is an HTML Document rendered as filed. [ Alternative Formats ]

Dates Referenced Herein and Documents Incorporated by Reference

7 Subsequent Filings that Reference this Filing

Annual Report — Form 10-K
Filing Table of Contents