SEC Info - Dinan James G, et al. - ‘SC 13G/A’ on 3/3/04 re: NEON Communications Group, Inc.

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Dinan James G, et al. – ‘SC 13G/A’ on 3/3/04 re: NEON Communications Group, Inc.

On: Wednesday, 3/3/04, at 12:01pm ET · Accession #: 950120-4-176 · File #: 5-47401

  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 3/03/04  Dinan James G                     SC 13G/A               1:32K  NEON Communications Group, Inc.   Thelen LLP/FA
          York Capital Management, L.P.
          York Distressed Opportunities Fund, L.P.
          York Global Value Partners, L.P.
          York Investment Limited
          York Offshores Investors Unit Trust
          York Select Unit Trust
          York Select, L.P.

Amendment to Statement of Beneficial Ownership — Schedule 13G
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13G/A    Amendment No. 2 to Sch. 13G                           22     63K

Document Table of Contents

Page	(sequential)	\|	(alphabetic)	Top
			Alternative Formats (Word, et al.) Address of Issuer's Principal Executive Offices: Address of Principal Business Office: Certification Cusip Number: Name of Issuer: NAME OF PERSON FILING; ADDRESS (b) AND (c) OF PRINCIPAL BUSINESS OFFICE; CITIZENSHIP: Ownership Ownership of More Than Five Percent on Behalf of Another Person Title of Class of Securities: York Distressed Opportunities
1	1st Page - Filing Submission
10	Item 1(a). Name of Issuer:
"	Item 1(b). Address of Issuer's Principal Executive Offices:
"	Item 2.(a),. NAME OF PERSON FILING; ADDRESS (b) AND (c) OF PRINCIPAL BUSINESS OFFICE; CITIZENSHIP:
11	Item 2(b). Address of Principal Business Office:
12	Item 2(d). Title of Class of Securities:
"	Item 2(e). Cusip Number:
"	Item 4.(a), (b) AND (c). Ownership
14	Item 6. Ownership of More Than Five Percent on Behalf of Another Person
15	Item 10. Certification
20	York Distressed Opportunities

SC 13G/A 1st Page of 22 TOC ↑Top Previous Next ↓Bottom Just 1st
 
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

 AMENDMENT NO. 2 TO SCHEDULE 13G

 UNDER THE SECURITIES EXCHANGE ACT 1934*

Globix Corporation
--------------------------------------------------------------------------------
(Name of Issuer)

Common Shares, $0.01 par value
--------------------------------------------------------------------------------
(Title of Class of Securities)

 37957F200
--------------------------------------------------------------------------------
(CUSIP Number)

December 31, 2003 
--------------------------------------------------------------------------------
 (Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this          
Schedule is filed                                                               

|_|  Rule 13d-1(b)                                                    

|X|  Rule 13d-1(c)                                                    

|_|  Rule 13d-1(d)                                                    

----------                                                                      

*    The remainder of this cover page shall be filled out for a reporting       
   person's initial filing on this form with respect to the subject class of
   securities, and for any subsequent amendment containing information which
would alter the disclosures provided in a prior cover page.           

The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of   
1934 ("Act") or otherwise subject to the liabilities of that section of the Act 
but shall be subject to all other provisions of the Act (however, see the       
Notes).                                                                         

SC 13G/A 2nd Page of 22 TOC 1st Previous Next ↓Bottom Just 2nd
-----------------------------                                                   
CUSIP No. 37957F200                                                             
-----------------------------                                                   

--------------------------------------------------------------------------------
1    NAME OF REPORTING PERSONS                                        
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS                 

James G. Dinan                                    
--------------------------------------------------------------------------------
2    CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*                
                                                                         (a) |_|
                                                                         (b) |X|
--------------------------------------------------------------------------------
3    SEC USE ONLY                                                     

--------------------------------------------------------------------------------
4    CITIZENSHIP OR PLACE OF ORGANIZATION                             

U.S.A.                                            
--------------------------------------------------------------------------------
NUMBER OF        5    SOLE VOTING POWER                                     
SHARES                                                                    
BENEFICIALLY                 1,173,633 Common Shares                            
OWNED BY                                                                    
EACH           6    SHARED VOTING POWER                                 
REPORTING                                                                   
PERSON WITH                 -0-                                               

7    SOLE DISPOSITIVE POWER               

 1,173,633 Common Shares

8    SHARED DISPOSITIVE POWER             

-0-                   
--------------------------------------------------------------------------------
9    AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON     

1,173,633 Common Shares                           
--------------------------------------------------------------------------------
10    CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES            
          CERTAIN SHARES*                                                    |_|
--------------------------------------------------------------------------------
11    PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)                

7.13%                                             
--------------------------------------------------------------------------------
12    TYPE OF REPORTING PERSON*                                         

IN                                                
--------------------------------------------------------------------------------

*SEE INSTRUCTIONS BEFORE FILLING OUT

2 

SC 13G/A 3rd Page of 22 TOC 1st Previous Next ↓Bottom Just 3rd
-----------------------------                                                   
CUSIP No. 37957F200                                                             
-----------------------------                                                   

--------------------------------------------------------------------------------
1    NAME OF REPORTING PERSONS                                        
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS                 

York Investment Limited                           
--------------------------------------------------------------------------------
2    CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*                
                                                                         (a) |_|
                                                                         (b) |X|
--------------------------------------------------------------------------------
3    SEC USE ONLY                                                     

--------------------------------------------------------------------------------
4    CITIZENSHIP OR PLACE OF ORGANIZATION                             

Commonwealth of the Bahamas                       
--------------------------------------------------------------------------------
NUMBER OF        5    SOLE VOTING POWER                                     
SHARES                                                                    
BENEFICIALLY                 370,460 Common Shares                              
OWNED BY                                                                    
EACH           6    SHARED VOTING POWER                                 
REPORTING                                                                   
PERSON WITH                 -0-                                               

7    SOLE DISPOSITIVE POWER               

370,460 Common Shares 

8    SHARED DISPOSITIVE POWER             

-0-                   
--------------------------------------------------------------------------------
9    AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON     

370,460 Common Shares                             
--------------------------------------------------------------------------------
10    CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES            
          CERTAIN SHARES*                                                    |_|
--------------------------------------------------------------------------------
11    PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)                

2.3%                                              
--------------------------------------------------------------------------------
12    TYPE OF REPORTING PERSON*                                         

CO                                                
--------------------------------------------------------------------------------

*SEE INSTRUCTIONS BEFORE FILLING OUT

3 

SC 13G/A 4th Page of 22 TOC 1st Previous Next ↓Bottom Just 4th
-----------------------------                                                   
CUSIP No. 37957F200                                                             
-----------------------------                                                   

--------------------------------------------------------------------------------
1    NAME OF REPORTING PERSONS                                        
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS                 

York Capital Management, L.P.                     
--------------------------------------------------------------------------------
2    CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*                
                                                                         (a) |_|
                                                                         (b) |X|
--------------------------------------------------------------------------------
3    SEC USE ONLY                                                     

--------------------------------------------------------------------------------
4    CITIZENSHIP OR PLACE OF ORGANIZATION                             

Delaware                                          
--------------------------------------------------------------------------------
NUMBER OF        5    SOLE VOTING POWER                                     
SHARES                                                                    
BENEFICIALLY                 185,341 Common Shares                              
OWNED BY                                                                    
EACH           6    SHARED VOTING POWER                                 
REPORTING                                                                   
PERSON WITH                 -0-                                               

7    SOLE DISPOSITIVE POWER               

185,341 Common Shares 

8    SHARED DISPOSITIVE POWER             

-0-                   
--------------------------------------------------------------------------------
9    AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON     

185,341 Common Shares                             
--------------------------------------------------------------------------------
10    CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES            
          CERTAIN SHARES*                                                    |_|
--------------------------------------------------------------------------------
11    PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)                

1.1%                                              
--------------------------------------------------------------------------------
12    TYPE OF REPORTING PERSON*                                         

PN                                                
--------------------------------------------------------------------------------

*SEE INSTRUCTIONS BEFORE FILLING OUT

4 

SC 13G/A 5th Page of 22 TOC 1st Previous Next ↓Bottom Just 5th
-----------------------------                                                   
CUSIP No. 37957F200                                                             
-----------------------------                                                   

--------------------------------------------------------------------------------
1    NAME OF REPORTING PERSONS                                        
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS                 

York Select, L.P.                                 
--------------------------------------------------------------------------------
2    CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*                
                                                                         (a) |_|
                                                                         (b) |X|
--------------------------------------------------------------------------------
3    SEC USE ONLY                                                     

--------------------------------------------------------------------------------
4    CITIZENSHIP OR PLACE OF ORGANIZATION                             

Delaware                                          
--------------------------------------------------------------------------------
NUMBER OF        5    SOLE VOTING POWER                                     
SHARES                                                                    
BENEFICIALLY                 -0- Common Shares                                  
OWNED BY                                                                    
EACH           6    SHARED VOTING POWER                                 
REPORTING                                                                   
PERSON WITH                 -0-                                               

7    SOLE DISPOSITIVE POWER               

-0- Common Shares     

8    SHARED DISPOSITIVE POWER             

-0-                   
--------------------------------------------------------------------------------
9    AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON     

-0- Common Shares                                 
--------------------------------------------------------------------------------
10    CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES            
          CERTAIN SHARES*                                                    |_|
--------------------------------------------------------------------------------
11    PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)                

0%                                                
--------------------------------------------------------------------------------
12    TYPE OF REPORTING PERSON*                                         

PN                                                
--------------------------------------------------------------------------------

*SEE INSTRUCTIONS BEFORE FILLING OUT

5 

SC 13G/A 6th Page of 22 TOC 1st Previous Next ↓Bottom Just 6th
-----------------------------                                                   
CUSIP No. 37957F200                                                             
-----------------------------                                                   

--------------------------------------------------------------------------------
1    NAME OF REPORTING PERSONS                                        
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS                 

York Select Unit Trust                            
--------------------------------------------------------------------------------
2    CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*                
                                                                         (a) |_|
                                                                         (b) |X|
--------------------------------------------------------------------------------
3    SEC USE ONLY                                                     

--------------------------------------------------------------------------------
4    CITIZENSHIP OR PLACE OF ORGANIZATION                             

Cayman Islands                                    
--------------------------------------------------------------------------------
NUMBER OF        5    SOLE VOTING POWER                                     
SHARES                                                                    
BENEFICIALLY                 -0- Common Shares                                  
OWNED BY                                                                    
EACH           6    SHARED VOTING POWER                                 
REPORTING                                                                   
PERSON WITH                 -0-                                               

7    SOLE DISPOSITIVE POWER               

-0- Common Shares     

8    SHARED DISPOSITIVE POWER             

-0-                   
--------------------------------------------------------------------------------
9    AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON     

-0- Common Shares                                 
--------------------------------------------------------------------------------
10    CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES            
          CERTAIN SHARES*                                                    |_|
--------------------------------------------------------------------------------
11    PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)                

0%                                                
--------------------------------------------------------------------------------
12    TYPE OF REPORTING PERSON*                                         

OO                                                
--------------------------------------------------------------------------------

*SEE INSTRUCTIONS BEFORE FILLING OUT

6 

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-----------------------------                                                   
CUSIP No. 37957F200                                                             
-----------------------------                                                   

--------------------------------------------------------------------------------
1    NAME OF REPORTING PERSONS                                        
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS                 

York Distressed Opportunities Fund, L.P.          
--------------------------------------------------------------------------------
2    CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*                
                                                                         (a) |_|
                                                                         (b) |X|
--------------------------------------------------------------------------------
3    SEC USE ONLY                                                     

--------------------------------------------------------------------------------
4    CITIZENSHIP OR PLACE OF ORGANIZATION                             

Delaware                                          
--------------------------------------------------------------------------------
NUMBER OF        5    SOLE VOTING POWER                                     
SHARES                                                                    
BENEFICIALLY                 299,172 Common Shares                              
OWNED BY                                                                    
EACH           6    SHARED VOTING POWER                                 
REPORTING                                                                   
PERSON WITH                 -0-                                               

7    SOLE DISPOSITIVE POWER               

299,172 Common Shares 

8    SHARED DISPOSITIVE POWER             

-0-                   
--------------------------------------------------------------------------------
9    AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON     

299,172 Common Shares                             
--------------------------------------------------------------------------------
10    CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES            
          CERTAIN SHARES*                                                    |_|
--------------------------------------------------------------------------------
11    PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)                

1.8%                                              
--------------------------------------------------------------------------------
12    TYPE OF REPORTING PERSON*                                         

PN                                                
--------------------------------------------------------------------------------

*SEE INSTRUCTIONS BEFORE FILLING OUT

7 

SC 13G/A 8th Page of 22 TOC 1st Previous Next ↓Bottom Just 8th
-----------------------------                                                   
CUSIP No. 37957F200                                                             
-----------------------------                                                   

--------------------------------------------------------------------------------
1    NAME OF REPORTING PERSONS                                        
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS                 

York Offshore Investors Unit Trust                
--------------------------------------------------------------------------------
2    CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*                
                                                                         (a) |_|
                                                                         (b) |X|
--------------------------------------------------------------------------------
3    SEC USE ONLY                                                     

--------------------------------------------------------------------------------
4    CITIZENSHIP OR PLACE OF ORGANIZATION                             

Cayman Islands                                    
--------------------------------------------------------------------------------
NUMBER OF        5    SOLE VOTING POWER                                     
SHARES                                                                    
BENEFICIALLY                 198,841 Common Shares                              
OWNED BY                                                                    
EACH           6    SHARED VOTING POWER                                 
REPORTING                                                                   
PERSON WITH                 -0-                                               

7    SOLE DISPOSITIVE POWER               

198,841 Common Shares 

8    SHARED DISPOSITIVE POWER             

-0-                   
--------------------------------------------------------------------------------
9    AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON     

198,841 Common Shares                             
--------------------------------------------------------------------------------
10    CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES            
          CERTAIN SHARES*                                                    |_|
--------------------------------------------------------------------------------
11    PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)                

1.2%                                              
--------------------------------------------------------------------------------
12    TYPE OF REPORTING PERSON*                                         

OO                                                
--------------------------------------------------------------------------------

*SEE INSTRUCTIONS BEFORE FILLING OUT

8 

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-----------------------------                                                   
CUSIP No. 37957F200                                                             
-----------------------------                                                   

--------------------------------------------------------------------------------
1    NAME OF REPORTING PERSONS                                        
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS                 

York Global Value Partners, L.P.                  
--------------------------------------------------------------------------------
2    CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*                
                                                                         (a) |_|
                                                                         (b) |X|
--------------------------------------------------------------------------------
3    SEC USE ONLY                                                     

--------------------------------------------------------------------------------
4    CITIZENSHIP OR PLACE OF ORGANIZATION                             

Delaware                                          
--------------------------------------------------------------------------------
NUMBER OF        5    SOLE VOTING POWER                                     
SHARES                                                                    
BENEFICIALLY                 -0- Common Shares                                  
OWNED BY                                                                    
EACH           6    SHARED VOTING POWER                                 
REPORTING                                                                   
PERSON WITH                 -0-                                               

7    SOLE DISPOSITIVE POWER               

-0- Common Shares     

8    SHARED DISPOSITIVE POWER             

-0-                   
--------------------------------------------------------------------------------
9    AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON     

-0- Common Shares                                 
--------------------------------------------------------------------------------
10    CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES            
          CERTAIN SHARES*                                                    |_|
--------------------------------------------------------------------------------
11    PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)                

0%                                                
--------------------------------------------------------------------------------
12    TYPE OF REPORTING PERSON*                                         

PN                                                
--------------------------------------------------------------------------------

*SEE INSTRUCTIONS BEFORE FILLING OUT

9 

SC 13G/A 10th Page of 22 TOC 1st Previous Next ↓Bottom Just 10th
ITEM 1(a).     NAME OF ISSUER:                                                  
--------------                                    

Globix Corporation                                

ITEM 1(b).     ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES:                 
-----------------------------------------------   

139 Centre Street                                 
New York, New York 10013                          

ITEM 2.(a),    NAME OF PERSON FILING; ADDRESS                                   
(b) AND (c)    OF PRINCIPAL BUSINESS OFFICE; CITIZENSHIP:                       
-----------------------------------------         

 This Schedule is being filed jointly by the following reporting persons
(hereinafter sometimes collectively referred to as the "Reporting Persons")     
pursuant to an Agreement of Joint Filing attached hereto as Exhibit A:          

 (i)  James G. Dinan ("Dinan"), an individual who is the Senior Managing
    Member and holder of a controlling interest in Dinan Management,
      L.L.C. ("Dinan Management"), a New York limited liability company,
         York Select Domestic Holdings, LLC ("York Select Domestic Holdings"),
        a New York limited liability company, York Select Offshore Holdings,
       LLC ("York Select Offshore Holdings"), a New York limited liability
     company, York Distressed Domestic Holdings, LLC ("York Distressed
   Domestic Holdings"), a New York limited liability company, York
         Offshore Holdings, LLC ("York Offshore Holdings"), a New York limited
       liability company and York Global Value Holdings, LLC ("York Global
         Value Holdings"), a New York limited liability Company. Dinan is also
    a Director and holder of a controlling interest in York Offshore
     Holdings, Limited ("York Offshore Limited"), a corporation of the
         Commonwealth of the Bahamas. Dinan is a citizen of the United States.

(ii)  York Investment Limited ("York Investment"), a corporation of The 
Commonwealth of The Bahamas.                                

(iii)  York Capital Management, L.P. ("York Capital"), a Delaware limited 
partnership.                                                

(iv)  York Select, L.P. ("York Select"), a Delaware limited partnership.

    (v)  York Select Unit Trust ("York Select Trust"), a trust organized under
the laws of the Cayman Islands.                             

(vi)  York Distressed Opportunities Fund, L.P. ("York Distressed        
Opportunities"), a Delaware limited partnership.            

(vii)  York Offshore Investors Unit Trust ("York Offshore Investors"), a  
trust organized under the laws of the Cayman Islands.       

(viii)  York Global Value Partners, L.P. ("York Global Value"), a Delaware  
limited partnership.                                        

York Offshore Limited is the investment manager of York Investment.   

10

SC 13G/A 11th Page of 22 TOC 1st Previous Next ↓Bottom Just 11th
Dinan Management is the General Partner of York Capital.              

York Select Domestic Holdings is the General Partner of York Select.  

York Select Offshore Holdings is the investment manager of York Select
Trust.                                                                          

     York Distressed Domestic Holdings is the General Partner of York Distressed
Opportunities.                                                                  

York Offshore Holdings is the investment manager of York Offshore     
Investors.                                                                      

 York Global Value Holdings is the General Partner of York Global Value.

  Dinan is also filing this statement on behalf of certain other funds and
accounts ("Managed Accounts") over which he has discretionary investment        
authority. Dinan is the President and sole shareholder of JGD Management Corp., 
a Delaware corporation, which manages the Managed Accounts.                     

ITEM 2(b).     ADDRESS OF PRINCIPAL BUSINESS OFFICE:                            
------------------------------------              

    The address of each of Dinan, York Capital, York Distressed Opportunities,
York Select and York Global Value is:                                           

390 Park Avenue                         
15th Floor                              
New York, New York 10022                

The address of York Investment for purposes of this filing is:        

York Investment Limited                 
c/o York Capital Management             
390 Park Avenue                         
15th Floor                              
New York, New York 10022                

The address of York Select Trust for purposes of this filing is:      

York Select Unit Trust                  
c/o York Capital Management             
390 Park Avenue                         
15th Floor                              
New York, New York 10022                

The address of York Offshore Investors for purposes of this filing is:

York Offshore Investors Unit Trust      
c/o York Capital Management             
390 Park Avenue                         
15th Floor                              
New York, New York 10022                

11

SC 13G/A 12th Page of 22 TOC 1st Previous Next ↓Bottom Just 12th
ITEM 2(d).     TITLE OF CLASS OF SECURITIES:                                    
----------------------------                      

Common Shares                                     

ITEM 2(e).     CUSIP NUMBER:                                                    
------------                                      

37957F200                                         

ITEM 4.(a),                                                                     
(b) AND (c)    OWNERSHIP.                                                       
---------                                         

Provide the following information regarding the aggregate number and  
percentage of the class of securities of the issuer identified in Item 1.       

(i)  Dinan                                                            
-----                                                       

(a)  Amount beneficially owned: 1,173,633 shares.           
                    ----------------

(b)  Percent of class: 7.13%.                               
-----         

(c)  Number of shares as to which such person has:          

          (i)  Sole power to vote or direct the vote 1,173,633 shares.
                                                    ----------------

(ii)  Shared power to vote or direct the vote -0-.  
                                           ---

   (iii)  Sole power to dispose or direct the disposition of
1,173,633 shares.                       
----------------                        

           (iv)  Shared power to dispose or direct the disposition of -0-.
                                                                     ---

(ii)  York Investment                                                   
---------------                                             

(a)  Amount beneficially owned: 370,460 shares.             
                  --------------

(b)  Percent of class: 2.3%.                                
----          

(c)  Number of shares as to which such person has:          

        (i)  Sole power to vote or direct the vote 370,460 shares.
                                                  --------------

(ii)  Shared power to vote or direct the vote -0-.  
                                           ---

   (iii)  Sole power to dispose or direct the disposition of
370,460 shares.                         
--------------                          

           (iv)  Shared power to dispose or direct the disposition of -0-.
                                                                     ---

(iii)  York Capital                                                       
------------                                                

(a)  Amount beneficially owned: 185,341 shares.             
                  --------------

(b)  Percent of class: 1.1%.                                
---           

12

SC 13G/A 13th Page of 22 TOC 1st Previous Next ↓Bottom Just 13th
(c)  Number of shares as to which such person has:          

        (i)  Sole power to vote or direct the vote 185,341 shares.
                                                  --------------

(ii)  Shared power to vote or direct the vote -0-.  
                                           ---

   (iii)  Sole power to dispose or direct the disposition of
185,341 shares.                         
--------------                          

           (iv)  Shared power to dispose or direct the disposition of -0-.
                                                                     ---

(iv)  York Select                                                       
-----------                                                 

(a)  Amount beneficially owned: -0- shares.                 
              ----------

(b)  Percent of class: 0%.                                  
--            

(c)  Number of shares as to which such person has:          

    (i)  Sole power to vote or direct the vote -0- shares.
                                              ----------

(ii)  Shared power to vote or direct the vote -0-.  
                                           ---

   (iii)  Sole power to dispose or direct the disposition of
-0- shares.                             
----------                              

           (iv)  Shared power to dispose or direct the disposition of -0-.
                                                                     ---

(v)  York Select Trust                                                
-----------------                                           

(a)  Amount beneficially owned: -0- shares.                 
              ----------

(b)  Percent of class: -0-%.                                
----          

(c)  Number of shares as to which such person has:          

    (i)  Sole power to vote or direct the vote -0- shares.
                                              ----------

(ii)  Shared power to vote or direct the vote -0-.  
                                           ---

   (iii)  Sole power to dispose or direct the disposition of
-0- shares.                             
----------                              

           (iv)  Shared power to dispose or direct the disposition of -0-.
                                                                     ---

(vi)  York Distressed Opportunities                                     
-----------------------------                               

(a)  Amount beneficially owned: 299,172 shares.             
                  --------------

(b)  Percent of class: 1.8%.                                
---           

(c)  Number of shares as to which such person has:          

        (i)  Sole power to vote or direct the vote 299,172 shares.
                                                  --------------

13

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(ii)  Shared power to vote or direct the vote -0-.  
                                           ---

   (iii)  Sole power to dispose or direct the disposition of
299,172 shares.                         
--------------                          

           (iv)  Shared power to dispose or direct the disposition of -0-.
                                                                     ---

(vii)  York Offshore Investors                                            
-----------------------                                     

(a)  Amount beneficially owned: 198,841 shares.             
                  --------------

(b)  Percent of class: 1.2%.                                
---           

(c)  Number of shares as to which such person has:          

        (i)  Sole power to vote or direct the vote 198,841 shares.
                                                  --------------

(ii)  Shared power to vote or direct the vote -0-.  
                                           ---

   (iii)  Sole power to dispose or direct the disposition of
198,841 shares.                         
--------------                          

           (iv)  Shared power to dispose or direct the disposition of -0-.
                                                                     ---

(viii)  York Global Value                                                   
-----------------                                           

(a)  Amount beneficially owned: -0- shares.                 
              ----------

(b)  Percent of class: -0-%.                                
---           

(c)  Number of shares as to which such person has:          

    (i)  Sole power to vote or direct the vote -0- shares.
                                              ----------

(ii)  Shared power to vote or direct the vote -0-.  
                                           ---

   (iii)  Sole power to dispose or direct the disposition of
-0- shares.                             
----------                              

           (iv)  Shared power to dispose or direct the disposition of -0-.
                                                                     ---

   The number of shares beneficially owned and the percentage of outstanding
shares represented thereby, for each of the Reporting Persons, have been        
computed in accordance with Rule 13d-3 under the Securities Exchange Act of     
1934, as amended. The percentage of ownership described above is based on       
16,460,000 Common Shares, outstanding on December 31, 2003.                     

ITEM 6.        OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. 
             ---------------------------------------------------------------

The Managed Accounts have the right to receive dividends from, or the 
proceeds from the sale of, the Common Shares.                                   

14

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ITEM 10.       CERTIFICATION.                                                   
-------------                                     

  By signing below I certify that, to the best of my knowledge and belief,
the securities referred to above were not acquired and are not held for the     
purpose of or with the effect of changing or influencing the control of the     
issuer of the securities and were not acquired and are not held in connection   
with or as a participant in any transaction having that purpose or effect.      

 SIGNATURE
 ---------

     After reasonable inquiry and to the best of the knowledge and belief of the
undersigned Reporting Person, the undersigned Reporting Person certifies that   
the information set forth in this statement with respect to it, or him, as the  
case may be, is true, complete and accurate.                                    

Dated: March 3, 2004                                                            

                    /s/ James G. Dinan
                              ----------------------------
                James G. Dinan

  15

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ITEM 10.       CERTIFICATION.                                                   
-------------                                     

  By signing below I certify that, to the best of my knowledge and belief,
the securities referred to above were not acquired and are not held for the     
purpose of or with the effect of changing or influencing the control of the     
issuer of the securities and were not acquired and are not held in connection   
with or as a participant in any transaction having that purpose or effect.      

 SIGNATURE
 ---------

     After reasonable inquiry and to the best of the knowledge and belief of the
undersigned Reporting Person, the undersigned Reporting Person certifies that   
the information set forth in this statement with respect to it, or him, as the  
case may be, is true, complete and accurate.                                    

Dated: March 3, 2004                                                            

                         YORK INVESTMENT LIMITED

                                    By: YORK OFFSHORE HOLDINGS LIMITED

                        By: /s/ James G. Dinan
                                        ------------------------------
                        James G. Dinan
                  Director

  16

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ITEM 10.       CERTIFICATION.                                                   
-------------                                     

  By signing below I certify that, to the best of my knowledge and belief,
the securities referred to above were not acquired and are not held for the     
purpose of or with the effect of changing or influencing the control of the     
issuer of the securities and were not acquired and are not held in connection   
with or as a participant in any transaction having that purpose or effect.      

 SIGNATURE
 ---------

     After reasonable inquiry and to the best of the knowledge and belief of the
undersigned Reporting Person, the undersigned Reporting Person certifies that   
the information set forth in this statement with respect to it, or him, as the  
case may be, is true, complete and accurate.                                    

Dated: March 3, 2004                                                            

                               YORK CAPITAL MANAGEMENT, L.P.

                              By: DINAN MANAGEMENT, L.L.C.

                        By: /s/ James G. Dinan
                                     ---------------------------
                        James G. Dinan
                                Senior Managing Member

  17

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ITEM 10.       CERTIFICATION.                                                   
-------------                                     

  By signing below I certify that, to the best of my knowledge and belief,
the securities referred to above were not acquired and are not held for the     
purpose of or with the effect of changing or influencing the control of the     
issuer of the securities and were not acquired and are not held in connection   
with or as a participant in any transaction having that purpose or effect.      

SIGNATURE 
--------- 

     After reasonable inquiry and to the best of the knowledge and belief of the
undersigned Reporting Person, the undersigned Reporting Person certifies that   
the information set forth in this statement with respect to it, or him, as the  
case may be, is true, complete and accurate.                                    

Dated: March 3, 2004                                                            

                   YORK SELECT, L.P.

                                        By: YORK SELECT DOMESTIC HOLDINGS, LLC

                        By: /s/ James G. Dinan
                                     ---------------------------
                        James G. Dinan
                                Senior Managing Member

  18

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ITEM 10.       CERTIFICATION.                                                   
-------------                                     

  By signing below I certify that, to the best of my knowledge and belief,
the securities referred to above were not acquired and are not held for the     
purpose of or with the effect of changing or influencing the control of the     
issuer of the securities and were not acquired and are not held in connection   
with or as a participant in any transaction having that purpose or effect.      

 SIGNATURE
 ---------

     After reasonable inquiry and to the best of the knowledge and belief of the
undersigned Reporting Person, the undersigned Reporting Person certifies that   
the information set forth in this statement with respect to it, or him, as the  
case may be, is true, complete and accurate.                                    

Dated: March 3, 2004                                                            

                        YORK SELECT UNIT TRUST

                                       By: YORK SELECT OFFSHORE HOLDINGS LLC

                        By: /s/ James G. Dinan
                                     ---------------------------
                        James G. Dinan
                                Senior Managing Member

  19

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ITEM 10.       CERTIFICATION.                                                   
-------------                                     

  By signing below I certify that, to the best of my knowledge and belief,
the securities referred to above were not acquired and are not held for the     
purpose of or with the effect of changing or influencing the control of the     
issuer of the securities and were not acquired and are not held in connection   
with or as a participant in any transaction having that purpose or effect.      

 SIGNATURE
 ---------

     After reasonable inquiry and to the best of the knowledge and belief of the
undersigned Reporting Person, the undersigned Reporting Person certifies that   
the information set forth in this statement with respect to it, or him, as the  
case may be, is true, complete and accurate.                                    

Dated: March 3, 2004                                                            

                               YORK DISTRESSED OPPORTUNITIES
            FUND, L.P.

                                        By: YORK DISTRESSED DOMESTIC HOLDINGS,
             LLC

                        By: /s/ James G. Dinan
                                     ---------------------------
                        James G. Dinan
                                Senior Managing Member

  20

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ITEM 10.       CERTIFICATION.                                                   
-------------                                     

  By signing below I certify that, to the best of my knowledge and belief,
the securities referred to above were not acquired and are not held for the     
purpose of or with the effect of changing or influencing the control of the     
issuer of the securities and were not acquired and are not held in connection   
with or as a participant in any transaction having that purpose or effect.      

 SIGNATURE
 ---------

     After reasonable inquiry and to the best of the knowledge and belief of the
undersigned Reporting Person, the undersigned Reporting Person certifies that   
the information set forth in this statement with respect to it, or him, as the  
case may be, is true, complete and accurate.                                    

Dated: March 3, 2004                                                            

                                    YORK OFFSHORE INVESTORS UNIT TRUST

                                 By: YORK OFFSHORE HOLDINGS, LLC

                        By: /s/ James G. Dinan
                                     ---------------------------
                        James G. Dinan
                                Senior Managing Member

21

SC 13G/A Last Page of 22 TOC 1st Previous Next ↓Bottom Just 22nd
ITEM 10.       CERTIFICATION.                                                   
-------------                                     

  By signing below I certify that, to the best of my knowledge and belief,
the securities referred to above were not acquired and are not held for the     
purpose of or with the effect of changing or influencing the control of the     
issuer of the securities and were not acquired and are not held in connection   
with or as a participant in any transaction having that purpose or effect.      

 SIGNATURE
 ---------

     After reasonable inquiry and to the best of the knowledge and belief of the
undersigned Reporting Person, the undersigned Reporting Person certifies that   
the information set forth in this statement with respect to it, or him, as the  
case may be, is true, complete and accurate.                                    

Dated: March 3, 2004                                                            

                                  YORK GLOBAL VALUE PARTNERS, L.P.

                                     By: YORK GLOBAL VALUE HOLDINGS, LLC

                        By: /s/ James G. Dinan
                                     ---------------------------
                        James G. Dinan
                                Senior Managing Member

22

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Dates Referenced Herein and Documents Incorporated by Reference

		Referenced-On Page
This ‘SC 13G/A’ Filing	Date	First	Last	Other Filings

Filed on:	3/3/04	15	22
	12/31/03	1	14	10-Q, 10-Q/A
				List all Filings

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Filing Submission 0000950120-04-000176 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Dinan James G, et al. – ‘SC 13G/A’ on 3/3/04 re: NEON Communications Group, Inc.

On: Wednesday, 3/3/04, at 12:01pm ET · Accession #: 950120-4-176 · File #: 5-47401

Previous ‘SC 13G’: ‘SC 13G/A’ on 11/19/03 · Next: ‘SC 13G/A’ on 3/10/04 · Latest: ‘SC 13G/A’ on 2/15/05

Amendment to Statement of Beneficial Ownership — Schedule 13GFiling Table of Contents

Document Table of Contents

Dates Referenced Herein and Documents Incorporated by Reference

Amendment to Statement of Beneficial Ownership — Schedule 13G
Filing Table of Contents