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AmpliPhi Biosciences Corp – ‘DEF 14A’ for 5/8/06 – ‘COVER’

On:  Wednesday, 3/29/06, at 6:02am ET   ·   Effective:  3/29/06   ·   For:  5/8/06   ·   Private-to-Public:  Document  –  Release Delayed to:  10/13/06   ·   Accession #:  950124-6-1547   ·   File #:  0-23930

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 3/29/06  AmpliPhi Biosciences Corp         DEF 14A5/08/06    2:405K                                   Bowne - Bde

Definitive Proxy Solicitation Material   —   Sch. 14A
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: DEF 14A     Definitive Proxy Statement                          HTML    304K 
 2: COVER     ¶ Comment-Response or Cover Letter to the SEC            1      2K 


Delayed-Release ‘COVER’   —   Comment-Response or Cover Letter to the SEC

COVERTOCTopPreviousNextBottomJust 1st
 

[ORRICK Letterhead] March 29, 2006 FILED VIA EDGAR Zafar Hasan Attorney-Advisor Division of Corporation Finance Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Re: Targeted Genetics Corporation; Schedule 14a Definitive Proxy Statement, filed with the Securities and Exchange Commission on March 29, 2006 Dear Mr. Hasan: On behalf of Targeted Genetics Corporation (the "Company"), we submit this letter as a response to your telephone inquiry regarding the applicability of Rule 13e-3 under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), to the reverse stock split proposed by the Company in its definitive proxy statement filed with the Securities and Exchange Commission on March 29, 2006 in connection with the Company's 2006 annual meeting of shareholders (the "Annual Meeting"). Rule 13e-3(3)(ii)(A) provides that a "Rule 13e-3 transaction" includes a transaction causing any class of equity securities of the issuer to be held of record by less than 300 persons. As of March 7, 2006, the record date for the Annual Meeting, the Company had 364 shareholders of record, of which only 12 record holders hold less than 10 shares. Therefore, after giving effect to the reverse split at the largest proposed ratio, the Company would still have 352 shareholders of record. Accordingly, the reverse stock split is not intended to result in a going private transaction under Rule 13e-3 under the Exchange Act. Please contact us if you have any further questions regarding this matter. Very truly yours, /s/ Lewis S. Malakoff Lewis S. Malakoff cc: Jonathan K. Wright, Targeted Genetics Corporation Stephen M. Graham Vincent A. Ricci

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘DEF 14A’ Filing    Date    Other Filings
For Period End:5/8/064,  8-K,  PRE 14A
Filed on / Effective on:3/29/06
3/7/06
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Filing Submission 0000950124-06-001547   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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