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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 1/24/23 Breslow Warren L SC 13G/A 1:47K Aura Systems Inc. Bingham McCutchen LLP/FA |
Document/Exhibit Description Pages Size 1: SC 13G/A Amendment to Statement of Acquisition of HTML 46K Beneficial Ownership by a "Passive" Investor
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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AURA SYSTEMS, INC.
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Common Stock, par value $0.0001 per share
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(Date of Event which Requires Filing of this Statement)
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1
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Names of Reporting Persons
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2
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Check the Appropriate Box if a Member of a Group (See Instructions)
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(a) [ ]
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(b) [ ]
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3
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SEC Use Only
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4
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Citizenship or Place of Organization
California
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Number
of Shares
Beneficially
Owned by
Each
Reporting
Person With
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5 Sole Voting Power
16,000 (See Item 4(a) below)
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6 Shared Voting Power
9,126,915 (See Item 4(a) below)
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7 Sole Dispositive Power
16,000 (See Item 4(a) below)
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8 Shared Dispositive Power
9,126,915 (See Item 4(a) below)
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9
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Aggregate Amount Beneficially Owned by Each Reporting Person
9,142,915 shares of Common Stock (See Item 4(a) below)
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10
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Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ]
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11
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Percent of Class Represented by Amount in Row (9)
9.6%
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12
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Type of Reporting Person (See Instructions)
IN
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CUSIP NO.
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Item 1.
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(a)
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Name of Issuer:
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Aura Systems, Inc.
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(b)
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Address of Issuer’s Principal Executive Offices:
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Item 2.
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(a)
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Name of Person Filing:
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(b)
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Address of Principal Business Office or, if none, Residence:
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(c)
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Citizenship:
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United States citizen
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(d)
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Title of Class of Securities:
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Common Stock, par value $0.0001 per share
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(e)
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CUSIP Number:
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Item 3.
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If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
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(a)
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[ ]
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Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
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(b)
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[ ]
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Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
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(c)
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[ ]
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Insurance Company as defined in Section 3(a)(19) of the Act;
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(d)
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[ ]
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Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8);
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(e)
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[ ]
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An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
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(f)
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[ ]
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An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
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(g)
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[ ]
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A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
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(h)
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[ ]
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A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
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CUSIP NO.
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(i)
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[ ]
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A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
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(j)
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[ ]
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A non-U.S. institution in accordance with §240.13d–1(b)(1)(ii)(J);
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(k)
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[ ]
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Group, in accordance with §240.13d-1(b)(1)(ii)(K).
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Item 4.
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Ownership
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CUSIP NO.
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(a)
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Amount Beneficially Owned:
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9,142,915 shares of Common Stock
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(b)
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Percent of Class:
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9.6%
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(c)
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Number of shares as to which such person has:
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(i) sole power to vote or to direct the vote: 16,000 shares of Common Stock
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(ii) shared power to vote or to direct the vote: 9,126,915 shares of Common Stock
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(iii) sole power to dispose or to direct the disposition of: 16,000 shares of Common Stock
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(iv) shared power to dispose or to direct the disposition of: 9,126,915 shares of Common Stock
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Item 5.
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Ownership of Five Percent or Less of a Class
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If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the
following [ ].
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Not applicable.
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Item 6.
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Ownership of More than Five Percent on Behalf of Another Person
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Not applicable.
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Item 7.
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Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company
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Not applicable.
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Item 8.
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Identification and Classification of Members of the Group
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Not applicable.
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Item 9.
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Notice of Dissolution of Group
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Not applicable.
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Item 10.
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Certifications
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CUSIP NO.
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CUSIP NO.
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Date:
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/s/ Warren Breslow |
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This ‘SC 13G/A’ Filing | Date | Other Filings | ||
---|---|---|---|---|
2/14/23 | ||||
2/13/23 | ||||
Filed on: | 1/24/23 | |||
1/13/23 | 10-Q | |||
1/5/23 | ||||
12/31/22 | ||||
2/15/18 | ||||
List all Filings |