SEC Info - Oppenheimer Enterprise Fund - ‘NSAR-B’ for 8/31/97

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Oppenheimer Enterprise Fund – ‘NSAR-B’ for 8/31/97

As of: Friday, 10/24/97 · For: 8/31/97 · Accession #: 939801-97-5 · File #: 811-07265

  As Of               Filer                 Filing    For·On·As Docs:Size

10/24/97  Oppenheimer Enterprise Fund       NSAR-B      8/31/97    6:16K

Annual Report by an Investment Company — Form N-SAR — ICA’40
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: NSAR-B      N-SAR (3.0.A)                                          7     31K 
 5: EX-23       Consent of Expert or Counsel                           1      7K 
 6: EX-99       Miscellaneous Exhibit                                  1      4K 
 2: EX-27     ƒ Financial Data Schedule                                2±     9K 
 3: EX-27     ƒ Financial Data Schedule                                2±     9K 
 4: EX-27       Financial Data Schedule                                2±     9K

‘NSAR-B’ — N-SAR (3.0.A)

SEC Info℠ rendering: Data from the Answer File, which may only contain updates to a prior Form N-SAR

Form N-SAR

Annual Report by an Investment Company

Report
Registrant: Oppenheimer Enterprise Fund — List all N-SARs

Annual Report for the 2nd-half period ended at fiscal year end: 8/31/97

Were there any Answer File errors in the Filing? None FoundNone Found by SEC InfoNot Checked by the FilerOne or more Found by SEC Info
Was the Answer File completed by the Registrant? Yes

Is this an Amendment to a previous Report? No
Is this a change to a previous Report? No
Registrant
1. SEC CIK: 939801
SEC File #: 811-07265

Telephone #: 212-323-0200
2. Address: Two World Trade Center
New York, NY 10048
3. Is this the first Form N-SAR filed by the Registrant? No
4. Is this the final Form N-SAR filed by the Registrant? No
Funds/Series ↑Top of Form N-SAR
7. Is the Registrant a Funds/Series (multiple portfolios) company? No
Custodian
18. Does the Registrant’s/Series’ Custodian(s) maintain some or all of the
Registrant’s/Series’ securities in a central depository or book-entry
system pursuant to Rule 17f-4? Yes
Family of Investment Companies
19. Is the Registrant/Series part of a “family” of investment companies? Yes

Total number of registered management investment companies, Series
and portfolios (excluding any Unit Investment Trusts) in the family: 49

The Identification Code of the family for Form N-SAR Filings: OPPENHEIMR
Brokerage Commissions Paid on Portfolio Transactions
20. The brokers who received the largest amount of gross brokerage
commissions during the period:
20.1 Broker: Merrill Lynch, Pierce, Fenner, & Smith, Inc.
IRS #: 13-5674085
Commissions paid ($000s): 3
20.2 Broker: Bear Stearns & Co., Inc.
IRS #: 13-3299429
Commissions paid ($000s): 3
20.3 Broker: Cantor Fitzgerald & Co., Inc.
IRS #: 95-1786286
Commissions paid ($000s): 2
20.4 Broker: Blair (William) & Co.
IRS #: 36-2214610
Commissions paid ($000s): 2
20.5 Broker: Van Kasper & Co.
IRS #: 94-2498482
Commissions paid ($000s): 2
20.6 Broker: First Boston Corp. (The)
IRS #: 13-5659485
Commissions paid ($000s): 1
20.7 Broker: Dillon, Read & Co., Inc.
IRS #: 13-1939216
Commissions paid ($000s): 1
20.8 Broker: Kleinwort Benson North America, Inc.
IRS #: 13-2647786
Commissions paid ($000s): 1
20.9 Broker: Instinet Corp.
IRS #: 13-3443395
Commissions paid ($000s): 1
20.10 Broker: Morgan Stanley & Co., Inc.
IRS #: 13-2655998
Commissions paid ($000s): 1
21. Total brokerage commissions paid by the Registrant during the period:
Aggregate paid ($000s): 16
Portfolio Transactions with Entities Acting as Principals
22. The entities acting as principals with whom the Registrant did the
largest amount of portfolio transactions, based on total value of
principal, during the period:
22.1 Entity: Morgan Guaranty Trust Co.
IRS #: 13-5123346
Registrant’s purchases ($000s): 269,100
22.2 Entity: Painewebber, Inc.
IRS #: 13-2638166
Registrant’s purchases ($000s): 236,705
Registrant’s sales ($000s): 827
22.3 Entity: Zion First National Bank
IRS #: 87-0189025
Registrant’s purchases ($000s): 209,600
22.4 Entity: Goldman, Sachs & Co.
IRS #: 13-5108880
Registrant’s purchases ($000s): 161,780
Registrant’s sales ($000s): 1,328
22.5 Entity: Hambrecht & Quist, Inc.
IRS #: 94-2856935
Registrant’s purchases ($000s): 4,783
Registrant’s sales ($000s): 7,302
22.6 Entity: Herzog, Heine, Geduld, Inc.
IRS #: 13-1955436
Registrant’s purchases ($000s): 3,799
Registrant’s sales ($000s): 6,574
22.7 Entity: Brown (Alex.) & Sons, Inc.
IRS #: 52-1319768
Registrant’s purchases ($000s): 2,593
Registrant’s sales ($000s): 4,717
22.8 Entity: Montgomery Securities
IRS #: 94-1701676
Registrant’s purchases ($000s): 4,088
Registrant’s sales ($000s): 3,097
22.9 Entity: Blair (William) & Co.
IRS #: 36-2214610
Registrant’s purchases ($000s): 3,765
Registrant’s sales ($000s): 3,177
22.10 Entity: Cowen & Co.
IRS #: 13-5616116
Registrant’s purchases ($000s): 4,444
Registrant’s sales ($000s): 1,245
23. Total purchase/sale transactions by the Registrant during the period:
Aggregate purchases ($000s): 969,707
Aggregate sales ($000s): 81,466
Sales and Repurchases
28. Monthly total Net Asset Value (NAV) of sales and repurchases of the
Registrant’s/Series’ shares:
1st Month of period: ($000s)
Total NAV of shares sold:
New sales (including exchanges) ............................ 462
Reinvestment of dividends and distributions ................ –
Other ...................................................... –
Total NAV of shares redeemed & repurchased (inc. exchanges) .. 2,043
2nd Month:
Total NAV of shares sold:
New sales (including exchanges) ............................ 585
Reinvestment of dividends and distributions ................ –
Other ...................................................... –
Total NAV of shares redeemed & repurchased (inc. exchanges) .. 1,756
3rd Month:
Total NAV of shares sold:
New sales (including exchanges) ............................ 647
Reinvestment of dividends and distributions ................ –
Other ...................................................... –
Total NAV of shares redeemed & repurchased (inc. exchanges) .. 1,284
4th Month:
Total NAV of shares sold:
New sales (including exchanges) ............................ 4,448
Reinvestment of dividends and distributions ................ –
Other ...................................................... –
Total NAV of shares redeemed & repurchased (inc. exchanges) .. 886
5th Month:
Total NAV of shares sold:
New sales (including exchanges) ............................ 4,097
Reinvestment of dividends and distributions ................ –
Other ...................................................... –
Total NAV of shares redeemed & repurchased (inc. exchanges) .. 1,640
6th Month:
Total NAV of shares sold:
New sales (including exchanges) ............................ 4,468
Reinvestment of dividends and distributions ................ –
Other ...................................................... –
Total NAV of shares redeemed & repurchased (inc. exchanges) .. 1,535

Total of all months: ($000s)
Total NAV of shares sold:
New sales (including exchanges) ............................ 14,707
Reinvestment of dividends and distributions ................ –
Other ...................................................... –
Total NAV of shares redeemed & repurchased (inc. exchanges) .. 9,144

Total NAV of the Registrant’s/Series’ share sales during the period
subject to a sales load ($000s): 4,219
Sales Load (Front-End or Deferred) and Fees (Redemption or Maintenance)
29. Was a front-end sales load deducted from any share sales during the
period? Yes
30. Total front-end sales loads collected from sales (including exchanges)
by Principal Underwriter or by any underwriter which is an affiliated
person of the Principal Underwriter, of the Registrant’s/Series’ shares
during the period ($000s): 160

The maximum sales load rate in effect at period end as a percentage of
the offering price: 5.75%
The minimum sales load rate in effect at period end as a percentage of
the offering price: 0.0%
31. Net amount retained by the Registrant’s/Series’ Principal Underwriter or
by any underwriter or dealer which is an affiliated person of the
Principal Underwriter thereof from front-end sales loads collected from
sales of the Registrant’s/Series’ shares during the period ($000s): 40

Amount by which payout by the Registrant’s/Series’ Principal Underwriter
or by any underwriter which is an affiliated person of the Principal
Underwriter thereof to persons or entities selling the
Registrant’s/Series’ shares exceeded that reported in Item 30 ($000s): 0
32. Amount the Registrant’s/Series’ Principal Underwriter and any
underwriters or dealers which are affiliated persons of the Principal
Underwriter paid to dealers which are not affiliated persons of the
Principal Underwriter for selling the Registrant’s/Series’ shares that
were sold with a front-end sales load during the period ($000s): 120
33. Amount paid to a captive retail sales force of the Registrant’s/Series’
Principal Underwriter or of any underwriter or dealer which is an
affiliated person of the Principal Underwriter for selling the
Registrant’s shares that were sold with a front-end sales load during
the period ($000s): 0
34. Did the Registrant/Series impose a deferred or contingent deferred sales
load during the period? Yes
35. Total deferred or contingent deferred sales loads collected during the
period from redemptions and repurchases of the Registrant’s/Series’
shares ($000s): 56
36. Did the Registrant/Series retain all monies collected from the deferred
or contingent deferred sales loads during the period? No

The net amount the Registrant/Series retained from deferred or
contingent deferred sales loads ($000s): 0
37. Did the Registrant/Series impose a redemption fee other than a deferred
or contingent sales load during the period? No
39. Were any account maintenance fees or other administrative fees imposed
directly on shareholders during the period? No
Payment Plan for the Distribution of Fund Shares
40. During the period, did the Registrant/Series have a plan of distribution
adopted pursuant to Rule 12b-1? Yes
41. During the period, did the Registrant/Series use its assets directly to
make payments under the 12b-1 plan? Yes
42. For the period, the percentage of total dollars paid directly by the
Registrant/Series under the 12b-1 plan for each of the following:

Percentage of Total Amount Paid (%)
Advertising ............................................................ –
Printing & mailing of prospectuses to other than current shareholders .. –
Payments to underwriters ............................................... –
Payments to brokers or dealers ......................................... 100
Direct payments to sales personnel ..................................... –
Payments to banks and savings & loans .................................. –
Other uses, including payments to its Investment Adviser separate
from the advisory fee ................................................ –
Unallocated payments made for a combination of such services ........... –
43. Total amount paid directly by the Registrant/Series pursuant to its
12b-1 plan ($000s): 341
44. If an Investment Adviser or other affiliated person of the
Registrant/Series made unreimbursed payments pursuant to the 12b-1 plan,
the total amount of such payments ($000s): 0
Advisory Fee
45. Did the Registrant/Series have an advisory contract during the period? Yes
46. Did the Registrant/Series pay more than one Investment Adviser directly
for investment advice during the period? No
47. Was the Registrant’s/Series’ advisory fee based solely on a percentage
of its assets? Yes
48. Fee (single rate or step rates) applied to the Registrant’s/Series’
assets based on the advisory contract:
Single-fee rate: 0.0%
Step-fee rates:
For 1st $000s: 200,000
Annual rate: 0.75%
Of next $000s: 200,000
Annual rate: 0.72%
Of next $000s: 200,000
Annual rate: 0.69%
Of next $000s: 200,000
Annual rate: 0.66%
& Above $000s: 800,000
Annual rate: 0.6%
Miscellaneous Info
55. Did the Registrant/Series have any of the following outstanding at any
time during the period which exceeded 1% of aggregate net assets:
Overdrafts? Yes
Bank loans? No
56. During the period, did the Registrant’s/Series’ Investment Adviser(s)
have advisory clients other than investment companies? No
57. Did the Registrant/Series adjust the number of its shares outstanding by
means of a stock split or stock dividend? No
Classification and Asset Allocation
62. Does the Registrant/Series invest primarily in debt securities,
including convertible debt securities, options & futures on debt
securities or indices of debt securities? No
Investment Practices
70. Activities that are permitted by the Registrant’s/Series’ investment
policies, and which were engaged in during the period:

Activity Permitted Engaged In
Writing or investing in repurchase agreements? Yes to both
Writing or investing in options on equities? Yes No
Writing or investing in options on debt securities? Yes No
Writing or investing in options on stock indices? Yes No
Writing or investing in interest rate futures? No –
Writing or investing in stock index futures? Yes No
Writing or investing in options on futures? Yes No
Writing or investing in options on stock index futures? Yes No
Writing or investing in other commodity futures? No –
Investments in restricted securities? Yes to both
Investments in shares of other investment companies? Yes No
Investments in securities of foreign issuers? Yes to both
Currency exchange transactions? Yes to both
Loaning portfolio securities? Yes No
Borrowing of money? Yes No
Purchases/sales by certain exempted affiliated persons? Yes No
Margin purchases? No –
Short selling? No –
Portfolio Turnover
71. Portfolio turnover rate for the period:
Purchases ($000s): 93,710
Sales ($000s): 92,116

Monthly average Value of portfolio ($000s): 64,669

Percent turnover (lesser of Purchases or Sales, divided by Value): 142%
Financial Info — Income and Expenses
72. The number of months covered by the values in Items 72 and 73: 12

Income ($000s)
Net interest income .............................................. 195
Net dividend income .............................................. 20
Account maintenance fees ......................................... –
Net other income ................................................. –

Expenses ($000s)
Advisory fees .................................................... 508
Administrator fees ............................................... –
Salaries and other compensation .................................. –
Shareholder Servicing Agent fees ................................. 160
Custodian fees ................................................... 11
Postage .......................................................... 23
Printing expenses ................................................ 92
Directors’ fees .................................................. 42
Registration fees ................................................ –
Taxes ............................................................ –
Interest ......................................................... –
Bookkeeping fees paid to anyone performing this service .......... –
Auditing fees .................................................... 9
Legal fees ....................................................... 6
Marketing/distribution payments, incl. Rule 12b-1 plan payments .. 341
Amortization of organization expenses ............................ –
Shareholder meeting expenses ..................................... –
Other expenses ................................................... 16
Total expenses ................................................... 1,208

Expense reimbursements ($000s): 0

Net investment income ($000s): -993

Realized capital gains ($000s): 17,446
Realized capital losses ($000s): 12,293

Net unrealized appreciation during the period ($000s): 7,606
Net unrealized depreciation during the period ($000s): 0

Total income dividends for which the record date passed during the
period ($000s): 0

Total capital gains distributions for which the record date passed
during the period ($000s): 4,671
73. Distributions per share for which the record date passed during the
period, shown in fractions of a cent, if so declared:

Dividends from net investment income: $0.0000

Distribution of capital gains: $1.0669
Other distributions: $0.0000
Financial Info — Condensed Balance Sheet Data
74. Assets ($000s)
Cash ............................................................. 42
Repurchase agreements ............................................ 4,100
Short-term debt securities, other than repurchase agreements ..... –
Long-term debt securities, including convertible debt ............ –
Preferred, conv. preferred and adjustable-rate preferred stock ... –
Common stock ..................................................... 81,794
Options on equities .............................................. –
Options on all futures ........................................... –
Other investments ................................................ –
Receivables from portfolio instruments sold ...................... 433
Receivables from affiliated persons .............................. –
Other receivables ................................................ 410
All other assets ................................................. 11
Total assets ..................................................... 86,790

Liabilities ($000s)
Payables for portfolio instruments purchased ..................... 2,573
Amounts owed to affiliated persons ............................... 79
Senior long-term debt ............................................ –
Other liabilities:
Reverse repurchase agreements .................................. –
Short sales .................................................... –
Written options ................................................ –
All other liabilities .......................................... 174

Equity ($000s)
Senior equity .................................................... –
Net assets of common shareholders ................................ 83,964

Number of shares outstanding (000s): 3,089
Number of shares outstanding of a second class of shares (000s): 1,544

Net Asset Value (NAV) per share (to nearest cent): $16.98
NAV per share of a second class of shares (to nearest cent): $16.75

Total number of shareholder accounts: 9,182

Total value of assets in segregated accounts ($000s): 0
75. Monthly average net assets during the period ($000s): 67,844
Additional Disclosures
77. Did the Registrant file any additional Exhibits with the filing of this
Report (listed here and filed either herewith — as one of the ‘EX-99.*’
↑Exhibits in this Filing — or separately and incorporated by reference)? Yes

EX-99.77B: Accountant’s Report re: Internal Controls? Yes

EX-99.77J: Revaluation of Assets or Restatement of Capital Shares Acct? Yes

EX-99.77Q1: Other Disclosure? Yes
Subsidiaries
78. Does the Registrant have any wholly-owned investment company
subsidiaries whose operating and financial data are consolidated with
that of the Registrant in this Report? No
Fidelity Bond in Effect at Fiscal Year End
80. Insurer: Ici Mutual Insurance Co.

Aggregate face amount of coverage for the Registrant/Series on all bonds
on which it is named as an insured ($000s): 78,000
81. Is the bond part of a joint fidelity bond(s) shared with other
investment companies or other entities? Yes

How many other investment companies or other entities are covered by the
bond (counting each Fund/Series as a separate investment company): 93
82. Does the mandatory coverage of the fidelity bond have a deductible? No
83. Were any claims with respect to this Registrant/Series filed under the
bond during the period? No
84. Were any losses incurred with respect to this Registrant/Series that
could have been filed as a claim under the fidelity bond but were not? No
85. Are the Registrant’s/Series’ Officers and Directors covered as Officers
and Directors of the Registrant/Series under any errors and omissions
insurance policy owned by the Registrant/Series or anyone else? Yes

Were any claims filed under such policy during the period with respect
to the Registrant/Series? No
Signature ↑Top of Form N-SAR
/s/ George C. Bowen
Name: George C. Bowen
Title: Treasurer

↑Top

Filing Submission 0000939801-97-000005 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Oppenheimer Enterprise Fund – ‘NSAR-B’ for 8/31/97

As of: Friday, 10/24/97 · For: 8/31/97 · Accession #: 939801-97-5 · File #: 811-07265

Previous ‘NSAR-B’: None · Next: ‘NSAR-B’ on 10/28/98 for 8/31/98 · Latest: ‘NSAR-B’ on 10/30/07 for 8/31/07

Annual Report by an Investment Company — Form N-SAR — ICA’40Filing Table of Contents

‘NSAR-B’ — N-SAR (3.0.A)

Annual Report by an Investment Company — Form N-SAR — ICA’40
Filing Table of Contents