|
||||||||||||||||||||||||||
| SEC Info℠ | | | Home | | | Search | | | My Interests | | | Help | | | Sign In | | | Please Sign In | |||||||
|
||||||||||||||||||||||||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 6/16/22 NetApp, Inc. 10-K 4/29/22 140:23M Donnelley … Solutions/FA |
Document/Exhibit Description Pages Size
1: 10-K Annual Report HTML 2.04M
2: EX-4.5 Instrument Defining the Rights of Security Holders HTML 48K
3: EX-21.1 Subsidiaries List HTML 54K
4: EX-23.1 Consent of Expert or Counsel HTML 39K
5: EX-31.1 Certification -- §302 - SOA'02 HTML 43K
6: EX-31.2 Certification -- §302 - SOA'02 HTML 43K
7: EX-32.1 Certification -- §906 - SOA'02 HTML 41K
8: EX-32.2 Certification -- §906 - SOA'02 HTML 41K
14: R1 Document and Entity Information HTML 110K
15: R2 Consolidated Balance Sheets HTML 142K
16: R3 Consolidated Balance Sheets (Parenthetical) HTML 57K
17: R4 Consolidated Statements of Income HTML 128K
18: R5 Consolidated Statements of Comprehensive Income HTML 91K
19: R6 Consolidated Statements of Cash Flows HTML 140K
20: R7 Consolidated Statements of Stockholders' Equity HTML 114K
21: R8 Consolidated Statements of Stockholders' Equity HTML 41K
(Parenthetical)
22: R9 Description of Business and Significant Accounting HTML 117K
Policies
23: R10 Recent Accounting Pronouncements HTML 53K
24: R11 Concentration of Risk HTML 46K
25: R12 Business Combinations HTML 209K
26: R13 Goodwill and Purchased Intangible Assets, Net HTML 179K
27: R14 Supplemental Financial Information HTML 367K
28: R15 Financial Instruments and Fair Value Measurements HTML 203K
29: R16 Financing Arrangements HTML 131K
30: R17 Leases HTML 147K
31: R18 Stockholders' Equity HTML 500K
32: R19 Derivatives and Hedging Activities HTML 79K
33: R20 Restructuring Charges HTML 73K
34: R21 Income Taxes HTML 335K
35: R22 Net Income per Share HTML 94K
36: R23 Segment, Geographic, and Significant Customer HTML 384K
Information
37: R24 Employee Benefits and Deferred Compensation HTML 99K
38: R25 Commitments and Contingencies HTML 64K
39: R26 Subsequent Event HTML 43K
40: R27 Description of Business and Significant Accounting HTML 184K
Policies (Policies)
41: R28 Description of Business and Significant Accounting HTML 51K
Policies (Tables)
42: R29 Business Combinations (Tables) HTML 208K
43: R30 Goodwill and Purchased Intangible Assets, Net HTML 182K
(Tables)
44: R31 Supplemental Financial Information (Tables) HTML 374K
45: R32 Revenue (Tables) HTML 73K
46: R33 Financial Instruments and Fair Value Measurements HTML 196K
(Tables)
47: R34 Financing Arrangements (Tables) HTML 113K
48: R35 Leases (Tables) HTML 143K
49: R36 Stockholders' Equity (Tables) HTML 492K
50: R37 Derivatives and Hedging Activities (Tables) HTML 79K
51: R38 Restructuring Charges (Tables) HTML 68K
52: R39 Income Taxes (Tables) HTML 329K
53: R40 Net Income per Share (Tables) HTML 92K
54: R41 Segment, Geographic, and Significant Customer HTML 384K
Information (Tables)
55: R42 Employee Benefits and Deferred Compensation HTML 95K
(Tables)
56: R43 Description of Business and Significant Accounting HTML 58K
Policies - Property and Equipment Depreciation
Life (Detail)
57: R44 Description of Business and Significant Accounting HTML 59K
Policies - Additional Information (Detail)
58: R45 Business Combinations - Additional Information HTML 72K
(Detail)
59: R46 Business Combinations - Summary of Acquisition HTML 121K
Date Fair Values of Assets Acquired and
Liabilities Assumed (Detail)
60: R47 Business Combinations - Schedule of Components of HTML 59K
Intangible Assets Acquired (Detail)
61: R48 Goodwill and Purchased Intangible Assets, Net - HTML 45K
Schedule of Goodwill Activity (Detail)
62: R49 Goodwill and Purchased Intangible Assets, Net HTML 51K
(Additional Information) (Details)
63: R50 Goodwill and Purchased Intangible Assets, Net - HTML 47K
Summary of Goodwill by Reportable Segment
(Details)
64: R51 Goodwill and Purchased Intangible Assets, Net - HTML 55K
Purchased Intangible Assets, Net (Detail)
65: R52 Goodwill and Purchased Intangible Assets, Net - HTML 52K
Amortization Expense for Purchased Intangible
Assets (Detail)
66: R53 Goodwill and Purchased Intangible Assets, Net - HTML 56K
Future Amortization Expense Related to Purchased
Intangible Assets (Detail)
67: R54 Supplemental Financial Information - Cash and Cash HTML 49K
Equivalents (Detail)
68: R55 Supplemental Financial Information - Inventories HTML 47K
(Detail)
69: R56 Supplemental Financial Information - Property and HTML 64K
Equipment Net (Detail)
70: R57 Supplemental Financial Information - Additional HTML 66K
Information (Detail)
71: R58 Supplemental Financial Information - Depreciation HTML 42K
and Amortization Expense (Detail)
72: R59 Supplemental Financial Information - Other HTML 49K
Non-Current Assets (Detail)
73: R60 Supplemental Financial Information - Accrued HTML 51K
expenses (Detail)
74: R61 Supplemental Financial Information - Product HTML 53K
Warranty Liabilities (Detail)
75: R62 Supplemental Financial Information - Other HTML 52K
Long-term Liabilities (Detail)
76: R63 Supplemental Financial Information - Summary of HTML 54K
Components of Deferred Revenue and Financed
Unearned Services Revenue (Details)
77: R64 Supplemental Financial Information - Additional HTML 48K
Information (Detail 1)
78: R65 Supplemental Financial Information - Summary of HTML 46K
Activity Related to the Balances in Consolidated
Balance Sheets (Details)
79: R66 Supplemental Financial Information - Other HTML 49K
(Expense) Income, Net (Detail)
80: R67 Supplemental Financial Information - Supplemental HTML 51K
Cash Flows, Non-Cash Investing and Financing
Activities (Detail)
81: R68 Revenue - Summary of Disaggregation of Revenue HTML 49K
(Detail)
82: R69 Revenue - Summary of Components of Deferred HTML 54K
Revenue and Financed Unearned Services Revenue
(Detail)
83: R70 Revenue - Summary of Activity Related to Deferred HTML 42K
Revenue and Financed Unearned Services Revenue
(Detail)
84: R71 Revenue - Additional Information (Detail) HTML 41K
85: R72 Revenue - Summary of Activity Related to Deferred HTML 41K
Commissions (Detail)
86: R73 Revenue - Summary of Activity Related to the HTML 46K
Balances in Consolidated Balance Sheets (Detail)
87: R74 Financial Instruments and Fair Value Measurements HTML 51K
- Summary of Investments at Cost or Amortized Cost
(Detail)
88: R75 Financial Instruments and Fair Value Measurements HTML 44K
- Additional Information (Detail)
89: R76 Financial Instruments and Fair Value Measurements HTML 92K
- Summary of Financial Assets and Liabilities
Measured at Fair Value on Recurring Basis (Detail)
90: R77 Financing Arrangements - Carrying Value of HTML 73K
Long-Term Debt (Detail)
91: R78 Financing Arrangements - Additional Information HTML 94K
(Detail)
92: R79 Financing Arrangements - Future Principal Debt HTML 59K
Maturities (Detail)
93: R80 Leases - Additional Information (Detail) HTML 71K
94: R81 Leases - Components of Lease Cost Related to HTML 46K
Operating Leases (Detail)
95: R82 Leases - Supplemental Cash Flow Information HTML 44K
Related to Operating Leases (Detail)
96: R83 Leases - Supplemental Balance Sheet Information HTML 59K
Related to Operating Leases (Detail)
97: R84 Leases - Future Minimum Operating Lease Payments HTML 59K
(Detail)
98: R85 Stockholders' Equity - Additional Information HTML 142K
(Detail)
99: R86 Stockholders' Equity - Additional Information HTML 47K
Related to Stock Options (Detail)
100: R87 Stockholders' Equity - Activity Related to HTML 63K
Restricted Stock Units Including Performance-Based
Restricted Stock Units (Detail)
101: R88 Stockholders' Equity - Number and Value of Shares HTML 45K
Netted for Employee Taxes (Detail)
102: R89 Stockholders' Equity - Schedule of Employee Stock HTML 47K
Purchase Plan (Espp) (Detail)
103: R90 Stockholders' Equity - Stock-Based Compensation HTML 54K
Expense (Detail)
104: R91 Stockholders' Equity - Summary of Valuation HTML 58K
Assumptions (Detail)
105: R92 Stockholders' Equity - Summary of Activities HTML 55K
Related to Stock Repurchase Program (Detail)
106: R93 Stockholders' Equity - Summary of Activities HTML 48K
Related to Dividends on Common Stock (Detail)
107: R94 Stockholders' Equity - Accumulated Other HTML 72K
Comprehensive Income (Loss) by Component Net of
Tax (Detail)
108: R95 Stockholders' Equity - Amounts Reclassified Out of HTML 63K
Accumulated Other Comprehensive Income (Loss)
(Detail)
109: R96 Derivatives and Hedging Activities - Schedule of HTML 51K
Notional Value of Outstanding Foreign Currency
Forward Contracts (Detail)
110: R97 Derivatives and Hedging Activities - Schedule of HTML 44K
Derivative Instruments Not Designated as Cash Flow
Hedges (Detail)
111: R98 Restructuring Charges - Additional Information HTML 42K
(Detail)
112: R99 Restructuring Charges - Activities Related to HTML 50K
Restructuring Reserves (Detail)
113: R100 Income Taxes - Income Before Income Taxes (Detail) HTML 49K
114: R101 Income Taxes - Provision for Income Taxes (Detail) HTML 66K
115: R102 Income Taxes - Statutory Federal Income Tax Rate HTML 70K
(Detail)
116: R103 Income Taxes - Deferred Tax Assets and Liabilities HTML 71K
(Detail)
117: R104 Income Taxes - Additional Information (Detail) HTML 69K
118: R105 Income Taxes - Unrecognized Tax Benefits (Detail) HTML 51K
119: R106 Income Taxes - Summary of Tax Years Remain Subject HTML 64K
to Examinations under Major Tax Jurisdictions
(Detail)
120: R107 Net Income per Share - Computation of Basic and HTML 73K
Diluted Net Income Per Share (Detail)
121: R108 Net Income per Share - Additional Information HTML 42K
(Detail)
122: R109 Segment Geographic and Significant Customer HTML 50K
Information - Additional Information (Detail)
123: R110 Segment, Geographic, and Significant Customer HTML 93K
Information - Schedule of Financial Information by
Segment (Details)
124: R111 Segment, Geographic, and Significant Customer HTML 43K
Information - Schedule of Financial Information by
Segment (Parenthetical) (Details)
125: R112 Segment Geographic and Significant Customer HTML 52K
Information - Schedule of Revenues by Geographic
Region (Detail)
126: R113 Segment Geographic and Significant Customer HTML 47K
Information - Schedule of Cash, Cash Equivalents
and Short-Term Investments (Detail)
127: R114 Segment Geographic and Significant Customer HTML 48K
Information - Schedule of Property and Equipment
Net by Geographic Areas (Detail)
128: R115 Segment Geographic and Significant Customer HTML 49K
Information - Significant Customers (Detail)
129: R116 Segment Geographic and Significant Customer HTML 49K
Information - Schedule of Net Accounts Receivable
from Significant Customers (Detail)
130: R117 Employee Benefits and Deferred Compensation - HTML 53K
Additional Information (Detail)
131: R118 Employee Benefits and Deferred Compensation - HTML 41K
Amount Contributed under 401(k) Plans (Detail)
132: R119 Employee Benefits and Deferred Compensation - HTML 46K
Deferred Compensation Plans (Detail)
133: R120 Employee Benefits and Deferred Compensation - HTML 48K
Schedule of Defined Benefit Plans (Detail)
134: R121 Commitments and Contingencies - Additional HTML 77K
Information (Detail)
135: R122 Subsequent Event - Additional Information HTML 43K
(Details)
138: XML IDEA XML File -- Filing Summary XML 272K
136: XML XBRL Instance -- ntap-20220429_htm XML 6.43M
137: EXCEL IDEA Workbook of Financial Reports XLSX 174K
11: EX-101.CAL XBRL Calculations -- ntap-20220429_cal XML 315K
12: EX-101.DEF XBRL Definitions -- ntap-20220429_def XML 1.05M
9: EX-101.LAB XBRL Labels -- ntap-20220429_lab XML 2.08M
10: EX-101.PRE XBRL Presentations -- ntap-20220429_pre XML 1.70M
13: EX-101.SCH XBRL Schema -- ntap-20220429 XSD 277K
139: JSON XBRL Instance as JSON Data -- MetaLinks 650± 1.01M
140: ZIP XBRL Zipped Folder -- 0000950170-22-011708-xbrl Zip 659K
| EX-4.5 |
Exhibit 4.5
DESCRIPTION OF CAPITAL STOCK
The following is a summary of information concerning the capital stock of NetApp, Inc. (“us,” “we,” or “our”). This summary does not purport to be complete and does not contain all the information that may be important to you. This summary is qualified in its entirety by the provisions of our certificate of incorporation and bylaws, each previously filed with the Securities and Exchange Commission, as well as the applicable provisions of the Delaware General Corporate Law (the “DGCL”). We encourage you to read our certificate of incorporation, our bylaws, and the applicable provisions of the DGCL carefully.
General
Our certificate of incorporation provides for one class of common stock and authorizes shares of undesignated preferred stock, the rights, preferences and privileges of which may be designated from time to time by our board of directors.
Our authorized capital stock consists of 890,000,000 shares, with a par value of $0.001 per share, of which:
• 885,000,000 shares are designated as common stock; and
• 5,000,000 shares are designated as preferred stock.
Common Stock
General
All issued and outstanding shares of our common stock are fully paid and nonassessable.
Voting Rights
Except as described below, each share of common stock is entitled to one vote at all meetings of stockholders. The holders of common stock are not entitled to cumulative voting rights in the election of directors.
Dividend Rights
Subject to the rights of any then-outstanding preferred stock, holders of our common stock are entitled to receive such dividends as may be declared by our board of directors out of funds legally available therefor and to share ratably in the assets available for distribution upon liquidation.
No Preemptive or Similar Rights
Holders of our common stock have no preemptive, subscription or conversion rights and are not liable for further calls or assessments. There are no redemption or sinking fund provisions in effect with respect to the common stock.
Preferred Stock
Under our certificate of incorporation, our board of directors is authorized to issue shares of preferred stock from time to time in one or more series and to determine the rights, preferences, privileges and restrictions of those shares without any further vote or action by our stockholders. When shares of preferred stock are issued, certain rights of the holders thereof may materially affect the rights of the holders of the common stock, including voting rights and preferences in respect of dividends and liquidation.
Anti-Takeover Effects of Delaware Law and Our Certificate of Incorporation and Bylaws
Our certificate of incorporation and our bylaws contain provisions that could have certain anti-takeover effects. Among other things, our certificate of incorporation and our bylaws:
In addition, Section 203 of the DGCL is applicable to us. Section 203 of the DGCL restricts some types of transactions and business combinations between a corporation and a 15% stockholder. A 15% stockholder is generally considered by Section 203 to be a person owning 15% or more of the corporation’s outstanding voting stock. Section 203 refers to a 15% stockholder as an “interested stockholder.” Section 203 restricts these transactions for a period of three years from the date that the stockholder acquires 15% or more of our outstanding voting stock. With some exceptions, unless the transaction is approved by our board of directors and the holders of at least two-thirds of the outstanding voting stock of the corporation, Section 203 prohibits significant business transactions such as:
The shares held by the interested stockholder are not counted as outstanding when calculating the two-thirds of the outstanding voting stock needed for approval.
The prohibition against these transactions does not apply if:
Transfer Agent and Registrar
The transfer agent and registrar for our common stock is Computershare Trust Company, N.A. The transfer agent’s address is P.O. Box 505005, Louisville, KY 40233-5005.
Market Listing
Our common stock is listed on The NASDAQ Global Select Market under the symbol “NTAP.”
| This ‘10-K’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed as of: | 6/16/22 | S-8 | ||
| Filed on: | 6/15/22 | |||
| For Period end: | 4/29/22 | |||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 4/10/23 SEC UPLOAD¶ 5/08/23 2:39K NetApp, Inc. 2/24/23 SEC UPLOAD¶ 5/08/23 2:42K NetApp, Inc. 1/23/23 SEC UPLOAD¶ 5/08/23 2:42K NetApp, Inc. 6/16/22 NetApp, Inc. S-8 6/16/22 5:311K Donnelley … Solutions/FA |