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Barbour D. Scott – ‘4’ for 3/13/24 re: Advanced Drainage Systems, Inc.

On:  Friday, 3/15/24, at 4:01pm ET   ·   For:  3/13/24   ·   As:  Director and Officer   ·   Accession #:  950170-24-32155   ·   File #:  1-36557

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/15/24  Barbour D. Scott                  4          Dir.,Off.   1:10K  Advanced Drainage Systems, Inc.   Donnelley … Solutions/FA

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML     11K 
                Securities by an Insider -- ownership.xml/5.8


        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
SEC Info℠ rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider
 

The SEC has not released XSLT Stylesheets needed to render this File’s XML Data as a Form.

This is our “Plain Text” rendering:
 
                                                                                                                                                                                
Ownership Document
 
Schema Version:  X0508
Document Type:  4
Period of Report:  3/13/24
Issuer:
Issuer CIK:  1604028
Issuer Name:  ADVANCED DRAINAGE SYSTEMS, INC.
Issuer Trading Symbol:  WMS
Reporting Owner:
Reporting Owner ID:
Owner CIK:  1716232
Owner Name:  BARBOUR D. SCOTT
Reporting Owner Address:
Owner Street 1:  C/O ADVANCED DRAINAGE SYSTEMS, INC.
Owner Street 2:  4640 TRUEMAN BOULEVARD
Owner City:  HILLIARD
Owner State:  OH
Owner ZIP Code:  43026
Owner State Description:
Reporting Owner Relationship:
Is Director?  Yes
Is Officer?  Yes
Is Ten Percent Owner?  No
Is Other?  No
Officer Title:  See Remarks
Aff 10b5 One?  No
Non-Derivative Table:
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  3/13/24
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  G
Equity Swap Involved?  No
Footnote ID:  F1
Transaction Amounts:
Transaction Shares:
Value:  4,305
Transaction Price Per Share:
Value:  0
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  46,341
Footnote ID:  F2
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  Reporting Person's Revocable Trust
Footnote ID:  F3
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  3/13/24
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  G
Equity Swap Involved?  No
Footnote ID:  F1
Transaction Amounts:
Transaction Shares:
Value:  4,305
Transaction Price Per Share:
Value:  0
Transaction Acquired-Disposed Code:
Value:  A
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  97,805
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  Reporting Person's Irrevocable Trust
Footnote ID:  F4
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  3/13/24
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  G
Equity Swap Involved?  No
Footnote ID:  F5
Transaction Amounts:
Transaction Shares:
Value:  4,305
Transaction Price Per Share:
Value:  0
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  9,695
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  Spouse's Revocable Trust
Footnote ID:  F6
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  3/13/24
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  G
Equity Swap Involved?  No
Footnote ID:  F5
Transaction Amounts:
Transaction Shares:
Value:  4,305
Transaction Price Per Share:
Value:  0
Transaction Acquired-Disposed Code:
Value:  A
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  65,805
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  Spouse's Irrevocable Trust
Footnote ID:  F7
Non-Derivative Holding:
Security Title:
Value:  Common Stock
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  22,796
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Holding:
Security Title:
Value:  Common Stock
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  49,261
Footnote ID:  F2
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  Reporting Person's GRAT
Footnote ID:  F8
Non-Derivative Holding:
Security Title:
Value:  Common Stock
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  16,903.0367
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  By KSOP
Footnote ID:  F9
Footnotes:
Footnote - F1:  On March 13, 2024, the reporting person contributed 4,305 shares of common stock of Advanced Drainage Systems, Inc. ("ADS") to an irrevocable trust for the benefit of the reporting person and his children.
Footnote - F2:  On December 13, 2023, the reporting person transferred 49,261 shares of common stock of ADS from his revocable trust for the benefit of the reporting person to a Grantor Retained Annuity Trust ("GRAT") of which the reporting person is trustee, which transfer is exempt under Rule 16a-13.
Footnote - F3:  Shares held in revocable trust for the benefit of the reporting person.
Footnote - F4:  Shares held in irrevocable spousal access trust established by the reporting person, of which the reporting person's spouse is a co-trustee. The beneficiaries of the irrevocable trust are the reporting person and his children.
Footnote - F5:  On March 13, 2024, the reporting person transferred 4,305 shares of common stock of ADS to an irrevocable spousal access trust established by the reporting person's spouse for the benefit the reporting person's spouse and his children.
Footnote - F6:  Shares held in revocable trust for the benefit of the reporting person's spouse.
Footnote - F7:  Shares held in irrevocable spousal access trust established by the reporting person's spouse, of which the reporting person is a co-trustee. The beneficiaries of the irerrevocable trust include the reporting person's spouse and his children.
Footnote - F8:  Shares held in a GRAT of which the reporting person is trustee.
Footnote - F9:  Represents current allocation under KSOP.
Remarks:  President & Chief Executive Officer
Owner Signature:
Signature Name:  /s/ D. Scott Barbour, by Scott A. Cottrill as attorney-in-fact
Signature Date:  3/15/24


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